0001599863-14-000002.txt : 20140213 0001599863-14-000002.hdr.sgml : 20140213 20140213083756 ACCESSION NUMBER: 0001599863-14-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140213 DATE AS OF CHANGE: 20140213 EFFECTIVENESS DATE: 20140213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northeast Financial Consultants Inc CENTRAL INDEX KEY: 0001599863 IRS NUMBER: 061562117 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15844 FILM NUMBER: 14603152 BUSINESS ADDRESS: STREET 1: 16 KETCHUM ST STREET 2: 2ND FLOOR CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2032268997 MAIL ADDRESS: STREET 1: PO BOX 2630 CITY: WESTPORT STATE: CT ZIP: 06880 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599863 XXXXXXXX 12-31-2013 12-31-2013 Northeast Financial Consultants Inc

PO BOX 2630 WESTPORT CT 06880

13F HOLDINGS REPORT 028-15844 N Patrice S Reilly 203-226-8997 Patrice S Reilly Westport CT 02-13-2014 0 99 149475 false INFORMATION TABLE 2 2013YE-Form13f-NFC.xml INFORMATION TABLE 3m Company COM 88579Y101 213 1520 SH SOLE 1520 0 0 Alliancebernstein Hldg COM 01881G106 971 45500 SH SOLE 45500 0 0 Amazon.Com Inc COM 023135106 601 1507 SH SOLE 1507 0 0 Amgen Inc Nfs L COM 031162100 539 4726 SH SOLE 4726 0 0 Anadarko Pete Corp COM 032511107 619 7800 SH SOLE 7800 0 0 Apache Corp COM 037411105 488 5679 SH SOLE 5679 0 0 Apple Computer Inc COM 037833100 1177 2098 SH SOLE 2098 0 0 AT&T Corp New COM 00206R102 216 6155 SH SOLE 6155 0 0 AUTOMATIC DATA PROC COM 053015103 747 9248 SH SOLE 9248 0 0 Auxilium Pharmaceuticals COM 05334D107 207 10000 SH SOLE 10000 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 712 4 SH SOLE 4 0 0 Biotime Inc COM 09066L105 454 126250 SH SOLE 126250 0 0 BLACKSTONE GROUP LP COM COM UNIT LTD 09253U108 1516 48125 SH SOLE 48125 0 0 Cardica Inc COM 14141R101 10 10000 SH SOLE 10000 0 0 Cerner Corp COM 156782104 580 10400 SH SOLE 10400 0 0 CHEVRON COM 166764100 5926 47440 SH SOLE 47440 0 0 Coca Cola Co COM 191216100 264 6400 SH SOLE 6400 0 0 Corning Inc COM 219350105 856 48063 SH SOLE 48063 0 0 Deere & Company COM 244199105 844 9242 SH SOLE 9242 0 0 Disney Walt Co Del COM 254687106 1051 13755 SH SOLE 13755 0 0 Du Pont E I DeNemours & COM 263534109 390 6000 SH SOLE 6000 0 0 Ecolab Inc COM 278865100 334 3200 SH SOLE 3200 0 0 ENBRIDGE ENERGY PARTNERS COM 29250R106 3714 106265 SH SOLE 106265 0 0 Enbridge Inc Com Npv COM 29250N105 332 7611 SH SOLE 7611 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 233 2850 SH SOLE 2850 0 0 ENERGY TRANSFER PTNRS UNIT LTD PARTN 29273R109 3956 69100 SH SOLE 69100 0 0 ENTERPRISE PRODUCT PARTNERS COM 293792107 5792 87361 SH SOLE 87361 0 0 EXXON MOBIL CORP COM 30231G102 4137 40877 SH SOLE 40877 0 0 Ford Mtr Co Del Com COM PAR $0.01 345370860 417 27000 SH SOLE 27000 0 0 Fortress Invt Group CL A 34958B106 565 65975 SH SOLE 65975 0 0 Freeport Mcmoran Coppe COM 35671D857 842 22300 SH SOLE 22300 0 0 Geeknet Inc New COM NEW 36846Q203 1067 59006 SH SOLE 59006 0 0 GENERAL ELECTRIC COM 369604103 2351 83882 SH SOLE 83882 0 0 Google Inc Cl A CL A 38259P508 3286 2932 SH SOLE 2932 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 221 4905 SH SOLE 4905 0 0 HARRIS CORP DEL COM 413875105 1288 18456 SH SOLE 18456 0 0 HEALTH MANAGEMENT COM 421933102 1293 98732 SH SOLE 98732 0 0 Home Depot Inc COM 437076102 535 6500 SH SOLE 6500 0 0 Illinois Tool Works COM 452308109 252 3000 SH SOLE 3000 0 0 Intelsat Sa Com Usd0.01 COM L5140P101 207 9200 SH SOLE 9200 0 0 Intl Business Machines COM 459200101 508 2709 SH SOLE 2709 0 0 Intl Flavors& Fragrances COM 459506101 4856 56474 SH SOLE 56474 0 0 Investors Bancorp Inc Com COM 46146P102 205 8000 SH SOLE 8000 0 0 ISHARES HIGH DIVIDND ETF 46429B663 1667 23736 SH SOLE 23736 0 0 ISHARES INTL SEL DIV ETF 464288448 390 10286 SH SOLE 10286 0 0 ISHARES MSCI PAC JP ETF 464286665 228 4875 SH SOLE 4875 0 0 ISHARES GLOBAL ENERG ETF 464287341 1332 30822 SH SOLE 30822 0 0 ISHARES SELECT DIVID ETF 464287168 350 4900 SH SOLE 4900 0 0 JPMORGAN CHASE & CO COM 46625H100 261 4460 SH SOLE 4460 0 0 JPMORGAN CHASE ALERIAN MLP INDX ALERIAN ML ETN 46625H365 1402 30250 SH SOLE 30250 0 0 JOHNSON AND JOHNSON COM 478160104 2075 22659 SH SOLE 22659 0 0 Keryx Biopharmaceuticals COM 492515101 673 52000 SH SOLE 52000 0 0 Kimberly Clark Corp COM 494368103 385 3688 SH SOLE 3688 0 0 KINDER MORGAN ENERGY COM 494550106 3813 47275 SH SOLE 47275 0 0 KINDER MORGAN MNGMT LLC SHS 49455U100 2453 32426 SH SOLE 32426 0 0 KKR & CO L P DEL COM UNITS 48248M102 2059 84575 SH SOLE 84575 0 0 Magellan Midstream Partn COM UNIT RP LP 559080106 4758 75194 SH SOLE 75194 0 0 Marathon Oil Corp COM 565849106 602 23940 SH SOLE 23940 0 0 METLIFE INC COM COM 59156R108 3842 71245 SH SOLE 71245 0 0 Markwest Energy Partners UNIT LTD PARTN 570759100 624 9435 SH SOLE 9435 0 0 Mcdonalds Corp COM 580135101 533 5495 SH SOLE 5495 0 0 Mcgraw Hill Financial Inc COM 580645109 405 5181 SH SOLE 5181 0 0 Mettler-Toledo Intl COM 592688105 303 1250 SH SOLE 1250 0 0 Micron Technology COM 595112103 239 11000 SH SOLE 11000 0 0 Mosaic Co COM 61945C103 399 8437 SH SOLE 8437 0 0 Novartis AG ADR SPONSORED ADR 66987V109 201 2500 SH SOLE 2500 0 0 NUVEEN INVESTMENT QUALITY COM 67062E103 307 22700 SH SOLE 22700 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 643 16025 SH SOLE 16025 0 0 Occidental Petroleum corp COM 674599105 523 5500 SH SOLE 5500 0 0 Paragon Shipping Inc Com CL A NEW 69913R408 118 16000 SH SOLE 16000 0 0 PEPSICO COM 713448108 940 11328 SH SOLE 11328 0 0 PFIZER INC COM 717081103 36593 1194684 SH SOLE 1194684 0 0 PLAINS ALL AMERN PIPL LP UNIT LTD PARTN 726503105 7888 152366 SH SOLE 152366 0 0 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 760 14202 SH SOLE 14202 0 0 PROCTOR AND GAMBLE COM 742718109 1063 13062 SH SOLE 13062 0 0 REINSUANCE GROUP AMER COM NEW 759351604 515 6656 SH SOLE 6656 0 0 ROYAL DUTCH SHEL SPON ADR B 780259107 2622 34910 SH SOLE 34910 0 0 SIGMA ALDRICH COM 826552101 902 9600 SH SOLE 9600 0 0 SMUCKER J M CO COM NEW 832696405 207 2000 SH SOLE 2000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 323 1749 SH SOLE 1749 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 254 3500 SH SOLE 3500 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 406 10000 SH SOLE 10000 0 0 Suburban Propane Partn UNIT LTD PARTN 864482104 347 7403 SH SOLE 7403 0 0 Sunoco Logistics Partners COM UNITS 86764L108 789 10450 SH SOLE 10450 0 0 Thermo Electron Corp COM 883556102 724 6500 SH SOLE 6500 0 0 TJX Companies Inc COM 872540109 572 8979 SH SOLE 8979 0 0 TOTAL S.A. ADR SPONS ADR 89151E109 208 3400 SH SOLE 3400 0 0 Towers Watson & Co Com Us COM 891894107 1305 10230 SH SOLE 10230 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 534 12976 SH SOLE 12976 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 557 12529 SH SOLE 12529 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 433 6950 SH SOLE 6950 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 227 2200 SH SOLE 2200 0 0 VERIZON COM 92343V104 211 4300 SH SOLE 4300 0 0 Vertex Pharmaceutcls Inc COM 92532F100 1486 20000 SH SOLE 20000 0 0 WELLS FARGO & CO PERP PFD CNV A 949746804 583 525 SH SOLE 525 0 0 Western Digital Corp COM 958102105 461 5500 SH SOLE 5500 0 0 Williams Cos Inc COM 969457100 453 11750 SH SOLE 11750 0 0 WILLIAMS PARTNERS LP COM UNIT L P 96950F104 2444 48050 SH SOLE 48050 0 0 ZOETIS INC CL A 98978V103 311 9500 SH SOLE 9500 0 0