The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 1,595 | 134,196 | SH | SOLE | 134,196 | 0 | 0 | ||
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 2,792 | 234,804 | SH | DFND | 1 | 234,804 | 0 | 0 | |
ALLAKOS INC | COM | 01671P100 | 624 | 14,400 | SH | Put | DFND | 1 | 14,400 | 0 | 0 |
ALLAKOS INC | COM | 01671P100 | 351 | 8,100 | SH | Put | SOLE | 8,100 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 7,917 | 4,181 | SH | DFND | 1 | 4,181 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 4,581 | 2,419 | SH | SOLE | 2,419 | 0 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 3,602 | 71,361 | SH | DFND | 1 | 71,361 | 0 | 0 | |
ANAPLAN INC | COM | 03272L108 | 2,051 | 40,639 | SH | SOLE | 40,639 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 8,592 | 146,544 | SH | DFND | 1 | 146,544 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 4,893 | 83,456 | SH | SOLE | 83,456 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 2,075 | 14,661 | SH | SOLE | 14,661 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 3,856 | 27,239 | SH | DFND | 1 | 27,239 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 4,729 | 18,214 | SH | DFND | 1 | 18,214 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 2,541 | 9,786 | SH | SOLE | 9,786 | 0 | 0 | ||
ARQULE INC | COM | 04269E107 | 2,224 | 202,010 | SH | DFND | 1 | 202,010 | 0 | 0 | |
ARQULE INC | COM | 04269E107 | 1,266 | 114,990 | SH | SOLE | 114,990 | 0 | 0 | ||
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 3,003 | 26,083 | SH | DFND | 1 | 26,083 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 1,718 | 14,917 | SH | SOLE | 14,917 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 1,936 | 24,212 | SH | DFND | 1 | 24,212 | 0 | 0 | |
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 1,102 | 13,788 | SH | SOLE | 13,788 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 6,001 | 45,869 | SH | DFND | 1 | 45,869 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 3,419 | 26,131 | SH | SOLE | 26,131 | 0 | 0 | ||
BEYOND MEAT INC | COM | 08862E109 | 7,270 | 45,246 | SH | DFND | 1 | 45,246 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 4,138 | 25,754 | SH | SOLE | 25,754 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 3,130 | 71,481 | SH | DFND | 1 | 71,481 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 1,813 | 41,412 | SH | SOLE | 41,412 | 0 | 0 | ||
BRINKS CO | COM | 109696104 | 1,366 | 16,822 | SH | SOLE | 16,822 | 0 | 0 | ||
BRINKS CO | COM | 109696104 | 2,450 | 30,178 | SH | DFND | 1 | 30,178 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 2,485 | 64,172 | SH | DFND | 1 | 64,172 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 1,387 | 35,828 | SH | SOLE | 35,828 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 8,283 | 95,390 | SH | DFND | 1 | 95,390 | 0 | 0 | |
CARMAX INC | COM | 143130102 | 4,742 | 54,610 | SH | SOLE | 54,610 | 0 | 0 | ||
CATALENT INC | COM | 148806102 | 1,729 | 31,900 | SH | Call | DFND | 1 | 31,900 | 0 | 0 |
CATALENT INC | COM | 148806102 | 981 | 18,100 | SH | Call | SOLE | 18,100 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 2,978 | 134,762 | SH | DFND | 1 | 134,762 | 0 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 1,663 | 75,238 | SH | SOLE | 75,238 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 2,536 | 20,025 | SH | SOLE | 20,025 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 5,568 | 43,975 | SH | DFND | 1 | 43,975 | 0 | 0 | |
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 1,908 | 27,940 | SH | SOLE | 27,940 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 3,350 | 49,060 | SH | DFND | 1 | 49,060 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 4,964 | 33,132 | SH | DFND | 1 | 33,132 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 2,827 | 18,868 | SH | SOLE | 18,868 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 5,539 | 39,668 | SH | DFND | 1 | 39,668 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 2,978 | 21,332 | SH | SOLE | 21,332 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 5,159 | 59,915 | SH | DFND | 1 | 59,915 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 2,935 | 34,085 | SH | SOLE | 34,085 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 3,507 | 192,400 | SH | DFND | 1 | 192,400 | 0 | 0 | |
ENPHASE ENERGY INC | COM | 29355A107 | 1,961 | 107,600 | SH | SOLE | 107,600 | 0 | 0 | ||
EPAM SYS INC | COM | 29414B104 | 2,279 | 13,168 | SH | SOLE | 13,168 | 0 | 0 | ||
EPAM SYS INC | COM | 29414B104 | 4,125 | 23,832 | SH | DFND | 1 | 23,832 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 3,848 | 62,703 | SH | DFND | 1 | 62,703 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 1,860 | 30,297 | SH | SOLE | 30,297 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 10,176 | 86,209 | SH | DFND | 1 | 86,209 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 5,794 | 49,091 | SH | SOLE | 49,091 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 1,617 | 12,545 | SH | DFND | 1 | 12,545 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 832 | 6,455 | SH | SOLE | 6,455 | 0 | 0 | ||
GRACE W R & CO DEL NEW | COM | 38388F108 | 5,784 | 75,990 | SH | DFND | 1 | 75,990 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 3,197 | 42,010 | SH | SOLE | 42,010 | 0 | 0 | ||
GUARDANT HEALTH INC | COM | 40131M109 | 2,581 | 29,898 | SH | DFND | 1 | 29,898 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 1,477 | 17,102 | SH | SOLE | 17,102 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 6,014 | 34,884 | SH | DFND | 1 | 34,884 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 3,295 | 19,116 | SH | SOLE | 19,116 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 2,810 | 16,300 | SH | Call | DFND | 1 | 16,300 | 0 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,499 | 8,700 | SH | Call | SOLE | 8,700 | 0 | 0 | |
HEICO CORP NEW | CL A | 422806208 | 5,068 | 49,032 | SH | DFND | 1 | 49,032 | 0 | 0 | |
HEICO CORP NEW | CL A | 422806208 | 2,891 | 27,968 | SH | SOLE | 27,968 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 6,377 | 105,148 | SH | DFND | 1 | 105,148 | 0 | 0 | |
INSPIRE MED SYS INC | COM | 457730109 | 3,630 | 59,852 | SH | SOLE | 59,852 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,480 | 4,727 | SH | SOLE | 4,727 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 4,339 | 8,272 | SH | DFND | 1 | 8,272 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 13,109 | 70,200 | SH | Put | DFND | 1 | 70,200 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 7,432 | 39,800 | SH | Put | SOLE | 39,800 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 2,909 | 118,647 | SH | DFND | 1 | 118,647 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 1,627 | 66,353 | SH | SOLE | 66,353 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 4,960 | 31,900 | SH | Put | DFND | 1 | 31,900 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,814 | 18,100 | SH | Put | SOLE | 18,100 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 3,835 | 137,117 | SH | SOLE | 137,117 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 7,213 | 257,883 | SH | DFND | 1 | 257,883 | 0 | 0 | |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 1,174 | 11,200 | SH | Call | DFND | 1 | 11,200 | 0 | 0 |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 608 | 5,800 | SH | Call | SOLE | 5,800 | 0 | 0 | |
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 3,435 | 35,634 | SH | DFND | 1 | 35,634 | 0 | 0 | |
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 1,963 | 20,366 | SH | SOLE | 20,366 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 5,987 | 26,017 | SH | DFND | 1 | 26,017 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 3,218 | 13,983 | SH | SOLE | 13,983 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 928 | 25,455 | SH | SOLE | 25,455 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 554 | 15,200 | SH | Call | DFND | 1 | 15,200 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 1,661 | 45,545 | SH | DFND | 1 | 45,545 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 252 | 6,900 | SH | Call | SOLE | 6,900 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 4,793 | 35,777 | SH | DFND | 1 | 35,777 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,776 | 20,723 | SH | SOLE | 20,723 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 3,085 | 29,947 | SH | DFND | 1 | 29,947 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 1,757 | 17,053 | SH | SOLE | 17,053 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 1,094 | 7,646 | SH | DFND | 1 | 7,646 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 623 | 4,354 | SH | SOLE | 4,354 | 0 | 0 | ||
MONGODB INC | CL A | 60937P106 | 2,094 | 13,765 | SH | SOLE | 13,765 | 0 | 0 | ||
MONGODB INC | CL A | 60937P106 | 3,914 | 25,735 | SH | DFND | 1 | 25,735 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 4,603 | 12,530 | SH | SOLE | 12,530 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 8,070 | 21,970 | SH | DFND | 1 | 21,970 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 3,520 | 41,687 | SH | DFND | 1 | 41,687 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 1,968 | 23,313 | SH | SOLE | 23,313 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 3,116 | 95,517 | SH | DFND | 1 | 95,517 | 0 | 0 | |
NEW YORK TIMES CO | CL A | 650111107 | 1,778 | 54,483 | SH | SOLE | 54,483 | 0 | 0 | ||
NOVOCURE LTD | ORD SHS | G6674U108 | 1,356 | 21,453 | SH | DFND | 1 | 21,453 | 0 | 0 | |
NOVOCURE LTD | ORD SHS | G6674U108 | 730 | 11,537 | SH | SOLE | 11,537 | 0 | 0 | ||
OKTA INC | CL A | 679295105 | 11,865 | 96,068 | SH | DFND | 1 | 96,068 | 0 | 0 | |
OKTA INC | CL A | 679295105 | 6,661 | 53,932 | SH | SOLE | 53,932 | 0 | 0 | ||
PDVWIRELESS INC | COM | 69290R104 | 608 | 12,935 | SH | SOLE | 12,935 | 0 | 0 | ||
PDVWIRELESS INC | COM | 69290R104 | 1,178 | 25,065 | SH | DFND | 1 | 25,065 | 0 | 0 | |
PINTEREST INC | CL A | 72352L106 | 2,981 | 109,526 | SH | DFND | 1 | 109,526 | 0 | 0 | |
PINTEREST INC | CL A | 72352L106 | 1,700 | 62,474 | SH | SOLE | 62,474 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 1,724 | 63,549 | SH | DFND | 1 | 63,549 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 989 | 36,451 | SH | SOLE | 36,451 | 0 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 2,166 | 48,129 | SH | DFND | 1 | 48,129 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 1,210 | 26,871 | SH | SOLE | 26,871 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 5,119 | 44,542 | SH | DFND | 1 | 44,542 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 2,926 | 25,458 | SH | SOLE | 25,458 | 0 | 0 | ||
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 979 | 65,287 | SH | DFND | 1 | 65,287 | 0 | 0 | |
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 559 | 37,313 | SH | SOLE | 37,313 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 7,608 | 83,995 | SH | DFND | 1 | 83,995 | 0 | 0 | |
ROKU INC | COM CL A | 77543R102 | 4,348 | 48,005 | SH | SOLE | 48,005 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 4,583 | 25,031 | SH | DFND | 1 | 25,031 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 2,466 | 13,469 | SH | SOLE | 13,469 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 5,084 | 33,458 | SH | SOLE | 33,458 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 8,895 | 58,542 | SH | DFND | 1 | 58,542 | 0 | 0 | |
SHAKE SHACK INC | CL A | 819047101 | 4,409 | 61,073 | SH | DFND | 1 | 61,073 | 0 | 0 | |
SHAKE SHACK INC | CL A | 819047101 | 2,521 | 34,927 | SH | SOLE | 34,927 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 3,083 | 82,224 | SH | DFND | 1 | 82,224 | 0 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 1,754 | 46,776 | SH | SOLE | 46,776 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 13,701 | 156,200 | SH | Put | DFND | 1 | 156,200 | 0 | 0 |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 7,790 | 88,800 | SH | Put | SOLE | 88,800 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 2,635 | 36,327 | SH | DFND | 1 | 36,327 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 1,500 | 20,673 | SH | SOLE | 20,673 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 2,747 | 42,568 | SH | SOLE | 42,568 | 0 | 0 | ||
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 4,802 | 74,432 | SH | DFND | 1 | 74,432 | 0 | 0 | |
TRADEWEB MKTS INC | CL A | 892672106 | 1,879 | 42,899 | SH | SOLE | 42,899 | 0 | 0 | ||
TRADEWEB MKTS INC | CL A | 892672106 | 3,487 | 79,601 | SH | DFND | 1 | 79,601 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 2,780 | 20,386 | SH | DFND | 1 | 20,386 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 1,584 | 11,614 | SH | SOLE | 11,614 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 2,269 | 65,006 | SH | DFND | 1 | 65,006 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 1,222 | 34,994 | SH | SOLE | 34,994 | 0 | 0 | ||
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 1,141 | 17,967 | SH | DFND | 1 | 17,967 | 0 | 0 | |
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 637 | 10,033 | SH | SOLE | 10,033 | 0 | 0 | ||
VARIAN MED SYS INC | COM | 92220P105 | 927 | 6,807 | SH | SOLE | 6,807 | 0 | 0 | ||
VARIAN MED SYS INC | COM | 92220P105 | 1,660 | 12,193 | SH | DFND | 1 | 12,193 | 0 | 0 | |
VERACYTE INC | COM | 92337F107 | 2,485 | 87,176 | SH | DFND | 1 | 87,176 | 0 | 0 | |
VERACYTE INC | COM | 92337F107 | 1,420 | 49,824 | SH | SOLE | 49,824 | 0 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 3,708 | 27,008 | SH | DFND | 1 | 27,008 | 0 | 0 | |
VULCAN MATLS CO | COM | 929160109 | 2,128 | 15,492 | SH | SOLE | 15,492 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 5,467 | 156,780 | SH | DFND | 1 | 156,780 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 3,077 | 88,220 | SH | SOLE | 88,220 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 1,216 | 25,447 | SH | DFND | 1 | 25,447 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 695 | 14,553 | SH | SOLE | 14,553 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 1,191 | 13,419 | SH | SOLE | 13,419 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 2,094 | 23,581 | SH | DFND | 1 | 23,581 | 0 | 0 |