The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | COM | 90214J101 | 1,421 | 25,357 | SH | SOLE | 25,357 | 0 | 0 | ||
2U INC | COM | 90214J101 | 3,107 | 55,448 | SH | DFND | 1 | 55,448 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 3,661 | 41,200 | SH | Call | DFND | 1 | 41,200 | 0 | 0 |
ABBVIE INC | COM | 00287Y109 | 1,671 | 18,800 | SH | Call | SOLE | 18,800 | 0 | 0 | |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 1,934 | 40,484 | SH | DFND | 1 | 40,484 | 0 | 0 | |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 884 | 18,516 | SH | SOLE | 18,516 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 3,497 | 54,208 | SH | DFND | 1 | 54,208 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,599 | 24,792 | SH | SOLE | 24,792 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,901 | 39,106 | SH | DFND | 1 | 39,106 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 870 | 17,894 | SH | SOLE | 17,894 | 0 | 0 | ||
AKCEA THERAPEUTICS INC | COM | 00972L107 | 782 | 28,246 | SH | SOLE | 28,246 | 0 | 0 | ||
AKCEA THERAPEUTICS INC | COM | 00972L107 | 1,709 | 61,754 | SH | DFND | 1 | 61,754 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 2,712 | 19,899 | SH | DFND | 1 | 19,899 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 1,241 | 9,101 | SH | SOLE | 9,101 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 8,947 | 48,031 | SH | DFND | 1 | 48,031 | 0 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 4,092 | 21,969 | SH | SOLE | 21,969 | 0 | 0 | ||
ALKERMES PLC | SHS | G01767105 | 732 | 14,406 | SH | DFND | 1 | 14,406 | 0 | 0 | |
ALKERMES PLC | SHS | G01767105 | 335 | 6,594 | SH | SOLE | 6,594 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 2,015 | 17,154 | SH | DFND | 1 | 17,154 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 922 | 7,846 | SH | SOLE | 7,846 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,375 | 2,470 | SH | DFND | 1 | 2,470 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,086 | 1,130 | SH | SOLE | 1,130 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,933 | 61,754 | SH | DFND | 1 | 61,754 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,341 | 28,246 | SH | SOLE | 28,246 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,674 | 56,300 | SH | Call | DFND | 1 | 56,300 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,221 | 25,700 | SH | Call | SOLE | 25,700 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 2,135 | 83,709 | SH | DFND | 1 | 83,709 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 976 | 38,291 | SH | SOLE | 38,291 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 2,602 | 13,723 | SH | DFND | 1 | 13,723 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 1,190 | 6,277 | SH | SOLE | 6,277 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 1,357 | 38,602 | SH | SOLE | 38,602 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 2,967 | 84,398 | SH | DFND | 1 | 84,398 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 5,546 | 49,402 | SH | DFND | 1 | 49,402 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 2,537 | 22,598 | SH | SOLE | 22,598 | 0 | 0 | ||
AVEXIS INC | COM | 05366U100 | 2,721 | 28,129 | SH | DFND | 1 | 28,129 | 0 | 0 | |
AVEXIS INC | COM | 05366U100 | 1,245 | 12,871 | SH | SOLE | 12,871 | 0 | 0 | ||
AXOVANT SCIENCES LTD | COM | G0750W104 | 120 | 17,500 | SH | Call | DFND | 1 | 17,500 | 0 | 0 |
AXOVANT SCIENCES LTD | COM | G0750W104 | 54 | 7,900 | SH | Call | SOLE | 7,900 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 2,549 | 10,292 | SH | DFND | 1 | 10,292 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 1,166 | 4,708 | SH | SOLE | 4,708 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 754 | 5,489 | SH | DFND | 1 | 5,489 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 345 | 2,511 | SH | SOLE | 2,511 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 2,186 | 34,300 | SH | Call | DFND | 1 | 34,300 | 0 | 0 |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,001 | 15,700 | SH | Call | SOLE | 15,700 | 0 | 0 | |
CALITHERA BIOSCIENCES INC | COM | 13089P101 | 2,535 | 160,979 | SH | DFND | 1 | 160,979 | 0 | 0 | |
CALITHERA BIOSCIENCES INC | COM | 13089P101 | 1,160 | 73,624 | SH | SOLE | 73,624 | 0 | 0 | ||
CATALENT INC | COM | 148806102 | 3,670 | 91,946 | SH | DFND | 1 | 91,946 | 0 | 0 | |
CATALENT INC | COM | 148806102 | 1,679 | 42,054 | SH | SOLE | 42,054 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 1,492 | 15,413 | SH | DFND | 1 | 15,413 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 682 | 7,050 | SH | SOLE | 7,050 | 0 | 0 | ||
COGNEX CORP | COM | 192422103 | 1,211 | 10,984 | SH | SOLE | 10,984 | 0 | 0 | ||
COGNEX CORP | COM | 192422103 | 2,648 | 24,016 | SH | DFND | 1 | 24,016 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 582 | 13,723 | SH | DFND | 1 | 13,723 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 266 | 6,277 | SH | SOLE | 6,277 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 471 | 9,401 | SH | DFND | 1 | 9,401 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 215 | 4,299 | SH | SOLE | 4,299 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 2,910 | 61,747 | SH | DFND | 1 | 61,747 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 1,331 | 28,253 | SH | SOLE | 28,253 | 0 | 0 | ||
EXELIXIS INC | COM | 30161Q104 | 831 | 34,307 | SH | DFND | 1 | 34,307 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 380 | 15,693 | SH | SOLE | 15,693 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 5,864 | 34,317 | SH | DFND | 1 | 34,317 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 2,680 | 15,683 | SH | SOLE | 15,683 | 0 | 0 | ||
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 2,137 | 54,892 | SH | DFND | 1 | 54,892 | 0 | 0 | |
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 977 | 25,108 | SH | SOLE | 25,108 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 3,214 | 31,569 | SH | DFND | 1 | 31,569 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 1,469 | 14,431 | SH | SOLE | 14,431 | 0 | 0 | ||
GIGAMON INC | COM | 37518B102 | 2,111 | 50,089 | SH | DFND | 1 | 50,089 | 0 | 0 | |
GIGAMON INC | COM | 37518B102 | 966 | 22,911 | SH | SOLE | 22,911 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 2,263 | 22,298 | SH | DFND | 1 | 22,298 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,035 | 10,202 | SH | SOLE | 10,202 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 1,496 | 18,800 | SH | Put | SOLE | 18,800 | 0 | 0 | |
HCA HEALTHCARE INC | COM | 40412C101 | 3,279 | 41,200 | SH | Put | DFND | 1 | 41,200 | 0 | 0 |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 2,116 | 21,957 | SH | DFND | 1 | 21,957 | 0 | 0 | |
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 968 | 10,043 | SH | SOLE | 10,043 | 0 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 997 | 61,747 | SH | DFND | 1 | 61,747 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 456 | 28,253 | SH | SOLE | 28,253 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 2,040 | 10,979 | SH | DFND | 1 | 10,979 | 0 | 0 | |
ICU MED INC | COM | 44930G107 | 933 | 5,021 | SH | SOLE | 5,021 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 592 | 42,367 | SH | SOLE | 42,367 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 1,295 | 92,633 | SH | DFND | 1 | 92,633 | 0 | 0 | |
INOGEN INC | COM | 45780L104 | 3,197 | 33,615 | SH | DFND | 1 | 33,615 | 0 | 0 | |
INOGEN INC | COM | 45780L104 | 1,458 | 15,331 | SH | SOLE | 15,331 | 0 | 0 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 5,382 | 15,438 | SH | DFND | 1 | 15,438 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,462 | 7,062 | SH | SOLE | 7,062 | 0 | 0 | ||
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 2,189 | 42,199 | SH | DFND | 1 | 42,199 | 0 | 0 | |
IRHYTHM TECHNOLOGIES INC | COM | 450056106 | 1,001 | 19,301 | SH | SOLE | 19,301 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 666 | 4,551 | SH | SOLE | 4,551 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 1,455 | 9,949 | SH | DFND | 1 | 9,949 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 3,925 | 155,340 | SH | SOLE | 155,340 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 8,583 | 339,660 | SH | DFND | 1 | 339,660 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 1,307 | 34,309 | SH | DFND | 1 | 34,309 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 598 | 15,691 | SH | SOLE | 15,691 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 2,844 | 30,877 | SH | DFND | 1 | 30,877 | 0 | 0 | |
LOXO ONCOLOGY INC | COM | 548862101 | 1,301 | 14,123 | SH | SOLE | 14,123 | 0 | 0 | ||
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 520 | 88,516 | SH | DFND | 1 | 88,516 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 238 | 40,484 | SH | SOLE | 40,484 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 874 | 4,237 | SH | SOLE | 4,237 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,910 | 9,263 | SH | DFND | 1 | 9,263 | 0 | 0 | |
MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | 1,348 | 27,304 | SH | SOLE | 27,304 | 0 | 0 | ||
MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | 2,947 | 59,696 | SH | DFND | 1 | 59,696 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 2,150 | 13,723 | SH | DFND | 1 | 13,723 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 983 | 6,277 | SH | SOLE | 6,277 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 1,278 | 34,500 | SH | Put | SOLE | 34,500 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 1,982 | 53,520 | SH | DFND | 1 | 53,520 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 907 | 24,480 | SH | SOLE | 24,480 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 507 | 13,700 | SH | Call | DFND | 1 | 13,700 | 0 | 0 |
MEDICINES CO | COM | 584688105 | 233 | 6,300 | SH | Call | SOLE | 6,300 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 2,797 | 75,500 | SH | Put | DFND | 1 | 75,500 | 0 | 0 |
MICROSOFT CORP | COM | 594918104 | 1,789 | 24,015 | SH | DFND | 1 | 24,015 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 818 | 10,985 | SH | SOLE | 10,985 | 0 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 1,646 | 38,424 | SH | DFND | 1 | 38,424 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 753 | 17,576 | SH | SOLE | 17,576 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 5,972 | 32,932 | SH | DFND | 1 | 32,932 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 2,733 | 15,068 | SH | SOLE | 15,068 | 0 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 2,150 | 39,792 | SH | DFND | 1 | 39,792 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 984 | 18,208 | SH | SOLE | 18,208 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 18,254 | 125,500 | SH | Put | SOLE | 125,500 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 39,926 | 274,500 | SH | Put | DFND | 1 | 274,500 | 0 | 0 |
RED HAT INC | COM | 756577102 | 870 | 7,847 | SH | SOLE | 7,847 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 1,902 | 17,153 | SH | DFND | 1 | 17,153 | 0 | 0 | |
REEDS INC | COM | 758338107 | 43 | 19,325 | SH | DFND | 1 | 19,325 | 0 | 0 | |
REEDS INC | COM | 758338107 | 19 | 8,839 | SH | SOLE | 8,839 | 0 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 678 | 20,585 | SH | DFND | 1 | 20,585 | 0 | 0 | |
REGENXBIO INC | COM | 75901B107 | 310 | 9,415 | SH | SOLE | 9,415 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 4,125 | 98,810 | SH | DFND | 1 | 98,810 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 1,887 | 45,190 | SH | SOLE | 45,190 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 600 | 22,603 | SH | SOLE | 22,603 | 0 | 0 | ||
ROKU INC | COM CL A | 77543R102 | 1,311 | 49,397 | SH | DFND | 1 | 49,397 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 642 | 10,300 | SH | Call | DFND | 1 | 10,300 | 0 | 0 |
SAGE THERAPEUTICS INC | COM | 78667J108 | 293 | 4,700 | SH | Call | SOLE | 4,700 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 3,112 | 68,608 | SH | DFND | 1 | 68,608 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 1,424 | 31,392 | SH | SOLE | 31,392 | 0 | 0 | ||
SIENTRA INC | COM | 82621J105 | 2,324 | 150,909 | SH | DFND | 1 | 150,909 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 1,064 | 69,091 | SH | SOLE | 69,091 | 0 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J103 | 1,407 | 15,781 | SH | DFND | 1 | 15,781 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 644 | 7,219 | SH | SOLE | 7,219 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 6,658 | 76,900 | SH | Put | SOLE | 76,900 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 14,552 | 168,100 | SH | Put | DFND | 1 | 168,100 | 0 | 0 |
SUMMIT MATLS INC | CL A | 86614U100 | 749 | 23,380 | SH | SOLE | 23,380 | 0 | 0 | ||
SUMMIT MATLS INC | CL A | 86614U100 | 1,637 | 51,120 | SH | DFND | 1 | 51,120 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 3,976 | 38,897 | SH | DFND | 1 | 38,897 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 1,819 | 17,798 | SH | SOLE | 17,798 | 0 | 0 | ||
TALEND S A | ADS | 874224207 | 2,810 | 68,633 | SH | DFND | 1 | 68,633 | 0 | 0 | |
TALEND S A | ADS | 874224207 | 1,284 | 31,367 | SH | SOLE | 31,367 | 0 | 0 | ||
TEMPUR SEALY INTL INC | COM | 88023U101 | 303 | 4,700 | SH | Call | SOLE | 4,700 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 3,320 | 51,462 | SH | DFND | 1 | 51,462 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 1,519 | 23,538 | SH | SOLE | 23,538 | 0 | 0 | ||
TEMPUR SEALY INTL INC | COM | 88023U101 | 665 | 10,300 | SH | Call | DFND | 1 | 10,300 | 0 | 0 |
TRIPADVISOR INC | COM | 896945201 | 539 | 13,300 | SH | Call | DFND | 1 | 13,300 | 0 | 0 |
TRIPADVISOR INC | COM | 896945201 | 272 | 6,700 | SH | Call | SOLE | 6,700 | 0 | 0 | |
U S SILICA HLDGS INC | COM | 90346E103 | 746 | 24,015 | SH | DFND | 1 | 24,015 | 0 | 0 | |
U S SILICA HLDGS INC | COM | 90346E103 | 341 | 10,985 | SH | SOLE | 10,985 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,419 | 12,351 | SH | DFND | 1 | 12,351 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,106 | 5,649 | SH | SOLE | 5,649 | 0 | 0 | ||
VAIL RESORTS INC | COM | 91879Q109 | 2,192 | 9,607 | SH | DFND | 1 | 9,607 | 0 | 0 | |
VAIL RESORTS INC | COM | 91879Q109 | 1,002 | 4,393 | SH | SOLE | 4,393 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 440 | 12,557 | SH | SOLE | 12,557 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 962 | 27,443 | SH | DFND | 1 | 27,443 | 0 | 0 |