The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U INC | COM | 90214J101 | 2,889 | 61,568 | SH | DFND | 1 | 61,568 | 0 | 0 | |
2U INC | COM | 90214J101 | 1,315 | 28,032 | SH | SOLE | 28,032 | 0 | 0 | ||
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 1,411 | 28,568 | SH | SOLE | 28,568 | 0 | 0 | ||
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 3,083 | 62,432 | SH | DFND | 1 | 62,432 | 0 | 0 | |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 1,374 | 23,860 | SH | SOLE | 23,860 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 3,002 | 52,140 | SH | DFND | 1 | 52,140 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,073 | 20,410 | SH | SOLE | 20,410 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 2,343 | 44,590 | SH | DFND | 1 | 44,590 | 0 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 3,440 | 22,918 | SH | SOLE | 22,918 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 7,518 | 50,082 | SH | DFND | 1 | 50,082 | 0 | 0 | |
ALKERMES PLC | SHS | G01767105 | 835 | 14,406 | SH | DFND | 1 | 14,406 | 0 | 0 | |
ALKERMES PLC | SHS | G01767105 | 382 | 6,594 | SH | SOLE | 6,594 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,520 | 1,570 | SH | SOLE | 1,570 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,320 | 3,430 | SH | DFND | 1 | 3,430 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,912 | 37,987 | SH | SOLE | 37,987 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 4,177 | 83,013 | SH | DFND | 1 | 83,013 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1,293 | 25,700 | SH | Call | SOLE | 25,700 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 2,833 | 56,300 | SH | Call | DFND | 1 | 56,300 | 0 | 0 |
APPIAN CORP | CL A | 03782L101 | 684 | 37,673 | SH | SOLE | 37,673 | 0 | 0 | ||
APPIAN CORP | CL A | 03782L101 | 1,494 | 82,327 | SH | DFND | 1 | 82,327 | 0 | 0 | |
ARISTA NETWORKS INC | COM | 040413106 | 682 | 4,553 | SH | SOLE | 4,553 | 0 | 0 | ||
ARISTA NETWORKS INC | COM | 040413106 | 1,490 | 9,947 | SH | DFND | 1 | 9,947 | 0 | 0 | |
ATLASSIAN CORP PLC | CL A | G06242104 | 1,270 | 36,109 | SH | SOLE | 36,109 | 0 | 0 | ||
ATLASSIAN CORP PLC | CL A | G06242104 | 2,775 | 78,891 | SH | DFND | 1 | 78,891 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 1,905 | 18,900 | SH | Put | DFND | 1 | 18,900 | 0 | 0 |
AUTODESK INC | COM | 052769106 | 3,482 | 34,540 | SH | SOLE | 34,540 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 7,608 | 75,460 | SH | DFND | 1 | 75,460 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 867 | 8,600 | SH | Put | SOLE | 8,600 | 0 | 0 | |
AVEXIS INC | COM | 05366U100 | 942 | 11,463 | SH | SOLE | 11,463 | 0 | 0 | ||
AVEXIS INC | COM | 05366U100 | 2,057 | 25,037 | SH | DFND | 1 | 25,037 | 0 | 0 | |
AXOVANT SCIENCES LTD | COM | G0750W104 | 510 | 21,977 | SH | SOLE | 21,977 | 0 | 0 | ||
AXOVANT SCIENCES LTD | COM | G0750W104 | 1,114 | 48,023 | SH | DFND | 1 | 48,023 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 825 | 7,849 | SH | SOLE | 7,849 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 1,802 | 17,151 | SH | DFND | 1 | 17,151 | 0 | 0 | |
CALITHERA BIOSCIENCES INC | COM | 13089P101 | 1,212 | 81,625 | SH | SOLE | 81,625 | 0 | 0 | ||
CALITHERA BIOSCIENCES INC | COM | 13089P101 | 2,649 | 178,375 | SH | DFND | 1 | 178,375 | 0 | 0 | |
CATALENT INC | COM | 148806102 | 1,999 | 56,943 | SH | DFND | 1 | 56,943 | 0 | 0 | |
CATALENT INC | COM | 148806102 | 915 | 26,057 | SH | SOLE | 26,057 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 1,644 | 20,582 | SH | DFND | 1 | 20,582 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 752 | 9,418 | SH | SOLE | 9,418 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 852 | 9,104 | SH | SOLE | 9,104 | 0 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,863 | 19,896 | SH | DFND | 1 | 19,896 | 0 | 0 | |
COGNEX CORP | COM | 192422103 | 533 | 6,279 | SH | SOLE | 6,279 | 0 | 0 | ||
COGNEX CORP | COM | 192422103 | 1,165 | 13,721 | SH | DFND | 1 | 13,721 | 0 | 0 | |
EPAM SYS INC | COM | 29414B104 | 502 | 5,966 | SH | SOLE | 5,966 | 0 | 0 | ||
EPAM SYS INC | COM | 29414B104 | 1,096 | 13,034 | SH | DFND | 1 | 13,034 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 1,010 | 28,551 | SH | SOLE | 28,551 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 2,207 | 62,395 | SH | DFND | 1 | 62,395 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 1,098 | 44,593 | SH | DFND | 1 | 44,593 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 503 | 20,407 | SH | SOLE | 20,407 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 2,512 | 16,639 | SH | SOLE | 16,639 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 5,490 | 36,361 | SH | DFND | 1 | 36,361 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 951 | 6,300 | SH | Put | SOLE | 6,300 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 2,068 | 13,700 | SH | Put | DFND | 1 | 13,700 | 0 | 0 |
FINISH LINE INC | CL A | 317923100 | 283 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
FINISH LINE INC | CL A | 317923100 | 619 | 43,700 | SH | Put | DFND | 1 | 43,700 | 0 | 0 |
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 1,171 | 29,825 | SH | SOLE | 29,825 | 0 | 0 | ||
FLOOR & DECOR HLDGS INC | CL A | 339750101 | 2,559 | 65,175 | SH | DFND | 1 | 65,175 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 432 | 5,652 | SH | SOLE | 5,652 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 945 | 12,348 | SH | DFND | 1 | 12,348 | 0 | 0 | |
GIGAMON INC | COM | 37518B102 | 371 | 9,418 | SH | SOLE | 9,418 | 0 | 0 | ||
GIGAMON INC | COM | 37518B102 | 810 | 20,582 | SH | DFND | 1 | 20,582 | 0 | 0 | |
GLAUKOS CORP | COM | 377322102 | 234 | 5,652 | SH | SOLE | 5,652 | 0 | 0 | ||
GLAUKOS CORP | COM | 377322102 | 512 | 12,348 | SH | DFND | 1 | 12,348 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 1,513 | 15,094 | SH | DFND | 1 | 15,094 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 692 | 6,906 | SH | SOLE | 6,906 | 0 | 0 | ||
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 956 | 10,988 | SH | SOLE | 10,988 | 0 | 0 | ||
HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | 2,088 | 24,012 | SH | DFND | 1 | 24,012 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 339 | 24,487 | SH | SOLE | 24,487 | 0 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 741 | 53,513 | SH | DFND | 1 | 53,513 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 260 | 18,800 | SH | Call | SOLE | 18,800 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 571 | 41,200 | SH | Call | DFND | 1 | 41,200 | 0 | 0 |
ICU MED INC | COM | 44930G107 | 758 | 4,395 | SH | SOLE | 4,395 | 0 | 0 | ||
ICU MED INC | COM | 44930G107 | 1,657 | 9,605 | SH | DFND | 1 | 9,605 | 0 | 0 | |
INOGEN INC | COM | 45780L104 | 629 | 6,593 | SH | SOLE | 6,593 | 0 | 0 | ||
INOGEN INC | COM | 45780L104 | 1,375 | 14,407 | SH | DFND | 1 | 14,407 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 6,417 | 6,860 | SH | DFND | 1 | 6,860 | 0 | 0 | |
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 2,937 | 3,140 | SH | SOLE | 3,140 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 533 | 28,254 | SH | SOLE | 28,254 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 1,166 | 61,746 | SH | DFND | 1 | 61,746 | 0 | 0 | |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 238 | 12,600 | SH | Call | SOLE | 12,600 | 0 | 0 | |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 517 | 27,400 | SH | Call | DFND | 1 | 27,400 | 0 | 0 |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 903 | 5,809 | SH | SOLE | 5,809 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 1,973 | 12,691 | SH | DFND | 1 | 12,691 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 3,575 | 149,124 | SH | SOLE | 149,124 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C BRAVES GRP | 531229888 | 7,811 | 325,876 | SH | DFND | 1 | 325,876 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 1,483 | 40,499 | SH | SOLE | 40,499 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM SER C FRMLA | 531229854 | 3,241 | 88,501 | SH | DFND | 1 | 88,501 | 0 | 0 | |
LOXO ONCOLOGY INC | COM | 548862101 | 1,057 | 13,186 | SH | SOLE | 13,186 | 0 | 0 | ||
LOXO ONCOLOGY INC | COM | 548862101 | 2,311 | 28,814 | SH | DFND | 1 | 28,814 | 0 | 0 | |
MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,676 | 7,530 | SH | SOLE | 7,530 | 0 | 0 | ||
MARTIN MARIETTA MATLS INC | COM | 573284106 | 3,666 | 16,470 | SH | DFND | 1 | 16,470 | 0 | 0 | |
MASONITE INTL CORP NEW | COM | 575385109 | 356 | 4,709 | SH | SOLE | 4,709 | 0 | 0 | ||
MASONITE INTL CORP NEW | COM | 575385109 | 777 | 10,291 | SH | DFND | 1 | 10,291 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 981 | 6,404 | SH | SOLE | 6,404 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 2,144 | 13,996 | SH | DFND | 1 | 13,996 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 2,267 | 59,648 | SH | SOLE | 59,648 | 0 | 0 | ||
MEDICINES CO | COM | 584688105 | 4,955 | 130,352 | SH | DFND | 1 | 130,352 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 2,391 | 62,900 | SH | Put | SOLE | 62,900 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 5,222 | 137,400 | SH | Put | DFND | 1 | 137,400 | 0 | 0 |
MEDIDATA SOLUTIONS INC | COM | 58471A105 | 798 | 10,205 | SH | SOLE | 10,205 | 0 | 0 | ||
MEDIDATA SOLUTIONS INC | COM | 58471A105 | 1,743 | 22,295 | SH | DFND | 1 | 22,295 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 2,365 | 34,303 | SH | DFND | 1 | 34,303 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,082 | 15,697 | SH | SOLE | 15,697 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 1,923 | 12,871 | SH | SOLE | 12,871 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 4,203 | 28,129 | SH | DFND | 1 | 28,129 | 0 | 0 | |
NEURODERM LTD | ORD SHS | M74231107 | 507 | 16,953 | SH | SOLE | 16,953 | 0 | 0 | ||
NEURODERM LTD | ORD SHS | M74231107 | 1,108 | 37,047 | SH | DFND | 1 | 37,047 | 0 | 0 | |
OTONOMY INC | COM | 68906L105 | 497 | 26,372 | SH | SOLE | 26,372 | 0 | 0 | ||
OTONOMY INC | COM | 68906L105 | 1,086 | 57,628 | SH | DFND | 1 | 57,628 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 11,424 | 83,000 | SH | Put | SOLE | 83,000 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 24,982 | 181,500 | SH | Put | DFND | 1 | 181,500 | 0 | 0 |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 3,201 | 6,517 | SH | DFND | 1 | 6,517 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 1,465 | 2,983 | SH | SOLE | 2,983 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 1,833 | 50,143 | SH | SOLE | 50,143 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 4,004 | 109,557 | SH | DFND | 1 | 109,557 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 175 | 2,198 | SH | SOLE | 2,198 | 0 | 0 | ||
SAGE THERAPEUTICS INC | COM | 78667J108 | 382 | 4,802 | SH | DFND | 1 | 4,802 | 0 | 0 | |
SHERWIN WILLIAMS CO | COM | 824348106 | 776 | 2,212 | SH | SOLE | 2,212 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 1,680 | 4,788 | SH | DFND | 1 | 4,788 | 0 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 928 | 10,676 | SH | SOLE | 10,676 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 2,027 | 23,324 | SH | DFND | 1 | 23,324 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 1,467 | 150,909 | SH | DFND | 1 | 150,909 | 0 | 0 | |
SIENTRA INC | COM | 82621J105 | 672 | 69,091 | SH | SOLE | 69,091 | 0 | 0 | ||
SUMMIT MATLS INC | CL A | 86614U100 | 1,042 | 36,103 | SH | SOLE | 36,103 | 0 | 0 | ||
SUMMIT MATLS INC | CL A | 86614U100 | 2,278 | 78,897 | SH | DFND | 1 | 78,897 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 1,728 | 23,549 | SH | SOLE | 23,549 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 3,775 | 51,451 | SH | DFND | 1 | 51,451 | 0 | 0 | |
TALEND S A | ADS | 874224207 | 546 | 15,697 | SH | SOLE | 15,697 | 0 | 0 | ||
TALEND S A | ADS | 874224207 | 1,193 | 34,303 | SH | DFND | 1 | 34,303 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 704 | 13,185 | SH | SOLE | 13,185 | 0 | 0 | ||
TEMPUR SEALY INTL INC | COM | 88023U101 | 1,538 | 28,815 | SH | DFND | 1 | 28,815 | 0 | 0 | |
TESARO INC | COM | 881569107 | 637 | 4,553 | SH | SOLE | 4,553 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 643 | 4,600 | SH | Call | DFND | 1 | 4,600 | 0 | 0 |
TESARO INC | COM | 881569107 | 294 | 2,100 | SH | Call | SOLE | 2,100 | 0 | 0 | |
TESARO INC | COM | 881569107 | 1,391 | 9,947 | SH | DFND | 1 | 9,947 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 256 | 6,700 | SH | Call | SOLE | 6,700 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 508 | 13,300 | SH | Call | DFND | 1 | 13,300 | 0 | 0 |
U S SILICA HLDGS INC | COM | 90346E103 | 746 | 21,034 | SH | SOLE | 21,034 | 0 | 0 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 1,631 | 45,966 | SH | DFND | 1 | 45,966 | 0 | 0 | |
U S SILICA HLDGS INC | COM | 90346E103 | 273 | 7,700 | SH | Call | SOLE | 7,700 | 0 | 0 | |
U S SILICA HLDGS INC | COM | 90346E103 | 596 | 16,800 | SH | Call | DFND | 1 | 16,800 | 0 | 0 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,251 | 6,746 | SH | SOLE | 6,746 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 2,736 | 14,754 | SH | DFND | 1 | 14,754 | 0 | 0 | |
VAIL RESORTS INC | COM | 91879Q109 | 1,990 | 9,810 | SH | DFND | 1 | 9,810 | 0 | 0 | |
VAIL RESORTS INC | COM | 91879Q109 | 911 | 4,490 | SH | SOLE | 4,490 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 652 | 37,700 | SH | Call | SOLE | 37,700 | 0 | 0 | |
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 1,424 | 82,300 | SH | Call | DFND | 1 | 82,300 | 0 | 0 |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 1,130 | 23,047 | SH | SOLE | 23,047 | 0 | 0 | ||
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 2,468 | 50,353 | SH | DFND | 1 | 50,353 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 287 | 19,815 | SH | DFND | 1 | 19,815 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 133 | 9,185 | SH | SOLE | 9,185 | 0 | 0 |