0001599562-21-000010.txt : 20211110
0001599562-21-000010.hdr.sgml : 20211110
20211110143103
ACCESSION NUMBER: 0001599562-21-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211110
DATE AS OF CHANGE: 20211110
EFFECTIVENESS DATE: 20211110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Point Capital Management, L.P.
CENTRAL INDEX KEY: 0001599562
IRS NUMBER: 582680000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15869
FILM NUMBER: 211396023
BUSINESS ADDRESS:
STREET 1: 109 STATE STREET
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 617-587-7507
MAIL ADDRESS:
STREET 1: 109 STATE STREET
STREET 2: 5TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001599562
XXXXXXXX
09-30-2021
09-30-2021
Granite Point Capital Management, L.P.
109 State Street
5th Floor
Boston
MA
02109
13F HOLDINGS REPORT
028-15869
N
C. David Bushley
Chief Compliance Officer
617-587-7507
C. David Bushley
Boston
MA
11-10-2021
0
182
1306325
INFORMATION TABLE
2
Form13FInfoTable.xml
GRANITE POINT CAPITAL MANAGEMENT, L.P. INFORMATION TABLE
ADICET BIO INC
COM
007002108
1552
197898
SH
SOLE
N/A
197898
0
0
ADVANCED MICRO DEVICES INC
NOTE 2.125% 9/0
007903BD8
6424
500000
PRN
SOLE
N/A
500000
0
0
ADVISORSHARES TR
PURE US CANNABIS
00768Y453
1704
54000
SH
SOLE
N/A
54000
0
0
ALAMOS GOLD INC NEW
COM CL A
011532108
718
100000
SH
SOLE
N/A
100000
0
0
ALBEMARLE CORP
COM
012653101
2190
10000
SH
SOLE
N/A
10000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
903
6100
SH
SOLE
N/A
6100
0
0
ALPHABET INC
CAP STK CL A
02079K305
11897
4450
SH
SOLE
N/A
4450
0
0
ALPHABET INC
CAP STK CL A
02079K305
3476
1300
SH
Put
SOLE
N/A
1300
0
0
ALPHATEC HLDGS INC
COM NEW
02081G201
512
42000
SH
SOLE
N/A
42000
0
0
AMAZON COM INC
COM
023135106
5913
1800
SH
SOLE
N/A
1800
0
0
AMAZON COM INC
COM
023135106
4928
1500
SH
Put
SOLE
N/A
1500
0
0
AMBARELLA INC
SHS
G037AX101
3115
20000
SH
SOLE
N/A
20000
0
0
AMBARELLA INC
SHS
G037AX101
1869
12000
SH
Put
SOLE
N/A
12000
0
0
ANGEL POND HOLDINGS CORP
*W EXP 99/99/999
G0447J128
316
400000
SH
SOLE
N/A
400000
0
0
ANGEL POND HOLDINGS CORP
SHS CL A
G0447J102
11592
1200000
SH
SOLE
N/A
1200000
0
0
APPLE INC
COM
037833100
1599
11300
SH
SOLE
N/A
11300
0
0
APPLE INC
COM
037833100
2123
15000
SH
Put
SOLE
N/A
15000
0
0
APPLE INC
COM
037833100
3113
22000
SH
Put
SOLE
N/A
22000
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
1547
14000
SH
Put
SOLE
N/A
14000
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
2763
25000
SH
Put
SOLE
N/A
25000
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
2211
20000
SH
Put
SOLE
N/A
20000
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
6742
61000
SH
Put
SOLE
N/A
61000
0
0
ASPEN AEROGELS INC
COM
04523Y105
9074
197213
SH
SOLE
N/A
197213
0
0
AXOGEN INC
COM
05463X106
2054
130000
SH
SOLE
N/A
130000
0
0
AXT INC
COM
00246W103
750
90000
SH
SOLE
N/A
90000
0
0
BAIDU INC
SPON ADR REP A
056752108
2460
16000
SH
SOLE
N/A
16000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
4094
15000
SH
SOLE
N/A
15000
0
0
BILL COM HLDGS INC
COM
090043100
2136
8000
SH
SOLE
N/A
8000
0
0
BLACKBERRY LTD
COM
09228F103
827
85000
SH
SOLE
N/A
85000
0
0
BM TECHNOLOGIES INC
*W EXP 01/04/202
05591L115
106
71000
SH
SOLE
N/A
71000
0
0
BM TECHNOLOGIES INC
CL A COM
05591L107
1781
200100
SH
SOLE
N/A
200100
0
0
BOEING CO
COM
097023105
2199
10000
SH
SOLE
N/A
10000
0
0
BOOT BARN HLDGS INC
COM
099406100
2666
30000
SH
SOLE
N/A
30000
0
0
CARRIAGE SVCS INC
COM
143905107
719
16120
SH
SOLE
N/A
16120
0
0
CASSAVA SCIENCES INC
COM
14817C107
2558
41200
SH
Put
SOLE
N/A
41200
0
0
CASSAVA SCIENCES INC
COM
14817C107
2669
43000
SH
Put
SOLE
N/A
43000
0
0
CASSAVA SCIENCES INC
COM
14817C107
4308
69400
SH
Put
SOLE
N/A
69400
0
0
CASSAVA SCIENCES INC
COM
14817C107
4774
76900
SH
Put
SOLE
N/A
76900
0
0
CASSAVA SCIENCES INC
COM
14817C107
186
3000
SH
Put
SOLE
N/A
3000
0
0
CASSAVA SCIENCES INC
COM
14817C107
124
2000
SH
Put
SOLE
N/A
2000
0
0
CASSAVA SCIENCES INC
COM
14817C107
11758
189400
SH
Put
SOLE
N/A
189400
0
0
CASSAVA SCIENCES INC
COM
14817C107
11615
187100
SH
Put
SOLE
N/A
187100
0
0
CATALYST PARTNRS ACQUISITN C
*W EXP 05/12/202
G19550121
85
100000
SH
SOLE
N/A
100000
0
0
CATALYST PARTNRS ACQUISITN C
UNIT 99/99/9999
G19550113
4865
500000
SH
SOLE
N/A
500000
0
0
CELCUITY INC
COM
15102K100
3516
195324
SH
SOLE
N/A
195324
0
0
CERBERUS TELECOM ACQUISITION
SHS CL A
G2040C104
6000
600000
SH
SOLE
N/A
600000
0
0
CHEVRON CORP NEW
COM
166764100
2536
25000
SH
SOLE
N/A
25000
0
0
CLEAN ENERGY FUELS CORP
COM
184499101
1467
180000
SH
SOLE
N/A
180000
0
0
CONFORMIS INC
COM
20717E101
2660
2000000
SH
SOLE
N/A
2000000
0
0
CREE INC
COM
225447101
888
11000
SH
SOLE
N/A
11000
0
0
DENNYS CORP
COM
24869P104
3268
200000
SH
SOLE
N/A
200000
0
0
DEUTSCHE BANK A G
NAMEN AKT
D18190898
2781
219000
SH
Call
SOLE
N/A
219000
0
0
DEUTSCHE BANK A G
NAMEN AKT
D18190898
6488
510900
SH
Call
SOLE
N/A
510900
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
663
7000
SH
SOLE
N/A
7000
0
0
DRAFTKINGS INC
COM CL A
26142R104
13003
270000
SH
Call
SOLE
N/A
270000
0
0
DRAFTKINGS INC
COM CL A
26142R104
2167
45000
SH
Call
SOLE
N/A
45000
0
0
DRAFTKINGS INC
COM CL A
26142R104
30341
630000
SH
Call
SOLE
N/A
630000
0
0
DRAFTKINGS INC
COM CL A
26142R104
5057
105000
SH
Call
SOLE
N/A
105000
0
0
ENCORE CAP GROUP INC
COM
292554102
2217
45000
SH
SOLE
N/A
45000
0
0
ENOVIX CORPORATION
COM
293594107
2262
119768
SH
SOLE
N/A
119768
0
0
ESTABLISHMENT LABS HLDGS INC
COM
G31249108
1432
20000
SH
SOLE
N/A
20000
0
0
ETF MANAGERS TR
ETFMG ALTR HRVST
26924G508
925
64300
SH
Call
SOLE
N/A
64300
0
0
EUCRATES BIOMEDICAL ACQU COR
*W EXP 10/23/202
G3141W122
107
133332
SH
SOLE
N/A
133332
0
0
EVERBRIDGE INC
COM
29978A104
1897
12560
SH
SOLE
N/A
12560
0
0
EVERI HLDGS INC
COM
30034T103
725
30000
SH
SOLE
N/A
30000
0
0
EVOLENT HEALTH INC
CL A
30050B101
713
23000
SH
SOLE
N/A
23000
0
0
FACEBOOK INC
CL A
30303M102
4463
13151
SH
SOLE
N/A
13151
0
0
FORD MTR CO DEL
COM
345370860
991
70000
SH
SOLE
N/A
70000
0
0
FULL HSE RESORTS INC
COM
359678109
688
64832
SH
SOLE
N/A
64832
0
0
GAOTU TECHEDU INC
SPONSORED ADS
36257Y109
461
150000
SH
SOLE
N/A
150000
0
0
GENERAL MTRS CO
COM
37045V100
4744
90000
SH
SOLE
N/A
90000
0
0
GENIUS SPORTS LIMITED
SHARES CL A
G3934V109
3732
200000
SH
SOLE
N/A
200000
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
543
21300
SH
Call
SOLE
N/A
21300
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
713
28000
SH
Call
SOLE
N/A
28000
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
1600
62800
SH
Call
SOLE
N/A
62800
0
0
GOLAR LNG LTD
SHS
G9456A100
299
23076
SH
SOLE
N/A
23076
0
0
GRANITE PT MTG TR INC
COM STK
38741L107
3313
251564
SH
SOLE
N/A
251564
0
0
HYRECAR INC
COM
44916T107
425
50000
SH
SOLE
N/A
50000
0
0
ICAD INC
COM NEW
44934S206
1994
185473
SH
SOLE
N/A
185473
0
0
INOTIV INC
COM
45783Q100
1754
60000
SH
SOLE
N/A
60000
0
0
INSPIRED ENTMT INC
COM
45782N108
2808
240000
SH
SOLE
N/A
240000
0
0
INTERNATIONAL MNY EXPRESS IN
COM
46005L101
1336
80000
SH
SOLE
N/A
80000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
18292
51100
SH
Put
SOLE
N/A
51100
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
8806
24600
SH
Put
SOLE
N/A
24600
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
24986
69800
SH
Put
SOLE
N/A
69800
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
15643
43700
SH
Put
SOLE
N/A
43700
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
55162
154100
SH
Put
SOLE
N/A
154100
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
38194
106700
SH
Put
SOLE
N/A
106700
0
0
ISHARES TR
20 YR TR BD ETF
464287432
16452
114000
SH
Put
SOLE
N/A
114000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
23122
105700
SH
Put
SOLE
N/A
105700
0
0
ISHARES TR
20 YR TR BD ETF
464287432
1010
7000
SH
Put
SOLE
N/A
7000
0
0
ISHARES TR
20 YR TR BD ETF
464287432
30307
210000
SH
Put
SOLE
N/A
210000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
33119
151400
SH
Put
SOLE
N/A
151400
0
0
ISHARES TR
20 YR TR BD ETF
464287432
1804
12500
SH
Put
SOLE
N/A
12500
0
0
ISHARES TR
20 YR TR BD ETF
464287432
5051
35000
SH
Put
SOLE
N/A
35000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
3281
15000
SH
Put
SOLE
N/A
15000
0
0
ISHARES TR
20 YR TR BD ETF
464287432
5773
40000
SH
Put
SOLE
N/A
40000
0
0
ISHARES TR
20 YR TR BD ETF
464287432
68696
476000
SH
Put
SOLE
N/A
476000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
75009
342900
SH
Put
SOLE
N/A
342900
0
0
ISHARES TR
20 YR TR BD ETF
464287432
4402
30500
SH
Put
SOLE
N/A
30500
0
0
JPMORGAN CHASE & CO
COM
46625H100
1637
10000
SH
SOLE
N/A
10000
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
4259
90000
SH
Call
SOLE
N/A
90000
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
9937
210000
SH
Call
SOLE
N/A
210000
0
0
KUKE MUSIC HLDG LTD
SPONSORED ADS
501229108
163
26898
SH
SOLE
N/A
26898
0
0
LIVENT CORP
COM
53814L108
2241
96977
SH
SOLE
N/A
96977
0
0
LIVENT CORP
COM
53814L108
693
30000
SH
Put
SOLE
N/A
30000
0
0
LIVEPERSON INC
COM
538146101
4724
80131
SH
SOLE
N/A
80131
0
0
MARINUS PHARMACEUTICALS INC
COM NEW
56854Q200
4772
419324
SH
SOLE
N/A
419324
0
0
MATTERPORT INC
COM CL A
577096100
378
20000
SH
SOLE
N/A
20000
0
0
MERCADOLIBRE INC
COM
58733R102
1679
1000
SH
SOLE
N/A
1000
0
0
MICRON TECHNOLOGY INC
COM
595112103
3054
43030
SH
SOLE
N/A
43030
0
0
MICRON TECHNOLOGY INC
COM
595112103
2484
35000
SH
Put
SOLE
N/A
35000
0
0
MICROSOFT CORP
COM
594918104
1128
4000
SH
SOLE
N/A
4000
0
0
MIROMATRIX MED INC
COM
60471P108
1236
177642
SH
SOLE
N/A
177642
0
0
MODIVCARE INC
COM
60783X104
1816
10000
SH
SOLE
N/A
10000
0
0
MONEYGRAM INTL INC
COM NEW
60935Y208
802
100000
SH
SOLE
N/A
100000
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
2724
28400
SH
Call
SOLE
N/A
28400
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
3597
37500
SH
Call
SOLE
N/A
37500
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
8066
84100
SH
Call
SOLE
N/A
84100
0
0
NEW ORIENTAL ED & TECHNOLOGY
SPON ADR
647581107
759
370000
SH
SOLE
N/A
370000
0
0
NIO INC
NOTE 4.500% 2/0
62914VAB2
6047
1600000
PRN
SOLE
N/A
1600000
0
0
NOVAVAX INC
COM NEW
670002401
829
4000
SH
SOLE
N/A
4000
0
0
ON SEMICONDUCTOR CORP
COM
682189105
2060
45000
SH
SOLE
N/A
45000
0
0
OPTIMIZERX CORP
COM NEW
68401U204
1711
20000
SH
SOLE
N/A
20000
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
1480
17000
SH
SOLE
N/A
17000
0
0
PENN NATL GAMING INC
COM
707569109
5072
70000
SH
SOLE
N/A
70000
0
0
PERSHING SQUARE TONTINE HLDG
*W EXP 07/24/202
71531R117
21
16666
SH
SOLE
N/A
16666
0
0
PINDUODUO INC
SPONSORED ADS
722304102
2357
26000
SH
SOLE
N/A
26000
0
0
PIXELWORKS INC
COM NEW
72581M305
621
130000
SH
SOLE
N/A
130000
0
0
PLAYSTUDIOS INC
CLASS A COM
72815G108
172
37800
SH
SOLE
N/A
37800
0
0
PRIVETERRA ACQUISITION CORP
*W EXP 02/28/202
74275N110
37
66666
SH
SOLE
N/A
66666
0
0
RANPAK HOLDINGS CORP
COM CL A
75321W103
805
30000
SH
SOLE
N/A
30000
0
0
RENOVACOR INC
*W EXP 99/99/999
75989E114
132
200000
SH
SOLE
N/A
200000
0
0
RINGCENTRAL INC
CL A
76680R206
870
4000
SH
SOLE
N/A
4000
0
0
ROSECLIFF ACQUISITION CORP I
*W EXP 02/11/202
77732R111
64
116666
SH
SOLE
N/A
116666
0
0
ROSECLIFF ACQUISITION CORP I
COM CL A
77732R103
3399
350000
SH
SOLE
N/A
350000
0
0
ROTH CH ACQUISITION III CO
UNIT 02/26/2026
77867Q201
506
50000
SH
SOLE
N/A
50000
0
0
SABRE CORP
COM
78573M104
474
40000
SH
SOLE
N/A
40000
0
0
SCHLUMBERGER LTD
COM STK
806857108
3557
120000
SH
SOLE
N/A
120000
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
2118
25500
SH
SOLE
N/A
25500
0
0
SEA LTD
SPONSORD ADS
81141R100
6247
19600
SH
SOLE
N/A
19600
0
0
SIENTRA INC
COM
82621J105
11460
2000000
SH
SOLE
N/A
2000000
0
0
SILVERGATE CAP CORP
CL A
82837P408
2888
25000
SH
SOLE
N/A
25000
0
0
SOCIEDAD QUIMICA Y MINERA DE
SPON ADR SER B
833635105
1602
29830
SH
SOLE
N/A
29830
0
0
SOLENO THERAPEUTICS INC
COM NEW
834203200
649
701838
SH
SOLE
N/A
701838
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
16007
37300
SH
Put
SOLE
N/A
37300
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6008
14000
SH
Put
SOLE
N/A
14000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
15020
35000
SH
Call
SOLE
N/A
35000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
30040
70000
SH
Call
SOLE
N/A
70000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
21757
50700
SH
Put
SOLE
N/A
50700
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
10729
25000
SH
Put
SOLE
N/A
25000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
26821
62500
SH
Call
SOLE
N/A
62500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
53643
125000
SH
Call
SOLE
N/A
125000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
48064
112000
SH
Put
SOLE
N/A
112000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
26178
61000
SH
Put
SOLE
N/A
61000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
65444
152500
SH
Call
SOLE
N/A
152500
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
130888
305000
SH
Call
SOLE
N/A
305000
0
0
SPOK HLDGS INC
COM
84863T106
767
75000
SH
SOLE
N/A
75000
0
0
SPRUCE BIOSCIENCES INC
COM
85209E109
382
63614
SH
SOLE
N/A
63614
0
0
STRATASYS LTD
SHS
M85548101
3228
150000
SH
SOLE
N/A
150000
0
0
STRYVE FOODS INC
CLASS A COM
863685103
1873
350000
SH
SOLE
N/A
350000
0
0
TANDEM DIABETES CARE INC
COM NEW
875372203
2114
17708
SH
SOLE
N/A
17708
0
0
TAYSHA GENE THERAPIES INC
COM SHS
877619106
745
40000
SH
SOLE
N/A
40000
0
0
TELA BIO INC
COM
872381108
3110
227644
SH
SOLE
N/A
227644
0
0
THAYER VENTURES ACQU CORP
*W EXP 01/01/203
88332T118
304
264250
SH
SOLE
N/A
264250
0
0
THAYER VENTURES ACQU CORP
COM CL A
88332T100
5343
528500
SH
SOLE
N/A
528500
0
0
TILRAY INC
COM CL 2
88688T100
1661
147096
SH
SOLE
N/A
147096
0
0
TRITERRAS INC
SHS CL A
G9103H102
1576
269400
SH
Put
SOLE
N/A
269400
0
0
TRITERRAS INC
SHS CL A
G9103H102
3689
630600
SH
Put
SOLE
N/A
630600
0
0
TWILIO INC
CL A
90138F102
1276
4000
SH
SOLE
N/A
4000
0
0
USHG ACQUISITION CORP
*W EXP 02/24/202
91748P118
115
133332
SH
SOLE
N/A
133332
0
0
USHG ACQUISITION CORP
COM CL A
91748P100
3884
400000
SH
SOLE
N/A
400000
0
0
VALNEVA SE
SPONSORED ADS
92025Y103
376
11982
SH
SOLE
N/A
11982
0
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
3819
129600
SH
SOLE
N/A
129600
0
0
WM TECHNOLOGY INC
COM
92971A109
1095
75496
SH
SOLE
N/A
75496
0
0
XPENG INC
ADS
98422D105
355
10000
SH
SOLE
N/A
10000
0
0
YANDEX N V
SHS CLASS A
N97284108
2311
29000
SH
SOLE
N/A
29000
0
0
ZOGENIX INC
COM NEW
98978L204
2179
143472
SH
SOLE
N/A
143472
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
785
3000
SH
SOLE
N/A
3000
0
0
ZUMIEZ INC
COM
989817101
3181
80000
SH
SOLE
N/A
80000
0
0
ZYNGA INC
CL A
98986T108
339
45000
SH
Call
SOLE
N/A
45000
0
0
ZYNGA INC
CL A
98986T108
791
105000
SH
Call
SOLE
N/A
105000
0
0