The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | 682 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | ||
| ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 2,865 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,625 | 13,500 | SH | SOLE | N/A | 13,500 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 4,474 | 3,850 | SH | SOLE | N/A | 3,850 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 10,528 | 5,400 | SH | SOLE | N/A | 5,400 | 0 | 0 | ||
| APHRIA INC | COM | 03765K104 | 306 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | ||
| APPLIED THERAPEUTICS INC | COM | 03828A101 | 1,250 | 38,240 | SH | SOLE | N/A | 38,240 | 0 | 0 | ||
| BILIBILI INC | SPONS ADS REP Z | 090040106 | 869 | 37,100 | SH | SOLE | N/A | 37,100 | 0 | 0 | ||
| BOEING CO | COM | 097023105 | 1,491 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | ||
| BOSTON BEER INC | CL A | 100557107 | 1,103 | 3,000 | SH | SOLE | N/A | 3,000 | 0 | 0 | ||
| BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 2,660 | 700,000 | SH | SOLE | N/A | 700,000 | 0 | 0 | ||
| CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 1,989 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | ||
| CAREDX INC | COM | 14167L103 | 873 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | ||
| CELLECTIS S A | SPONSORED ADS | 15117K103 | 92 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | ||
| CHART INDS INC | COM PAR $0.01 | 16115Q308 | 2,898 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | ||
| CHENIERE ENERGY INC | COM NEW | 16411R208 | 503 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | ||
| CHENIERE ENERGY INC | COM NEW | 16411R208 | 5,025 | 150,000 | SH | Call | SOLE | N/A | 150,000 | 0 | 0 | |
| DAQO NEW ENERGY CORP | SPNSRD ADR NEW | 23703Q203 | 678 | 11,702 | SH | SOLE | N/A | 11,702 | 0 | 0 | ||
| DIAMEDICA THERAPEUTICS INC | COM NEW | 25253X207 | 1,336 | 477,230 | SH | SOLE | N/A | 477,230 | 0 | 0 | ||
| DIAMOND EAGLE ACQUISITION CO | COM CL A | 25258L109 | 3,332 | 270,000 | SH | SOLE | N/A | 270,000 | 0 | 0 | ||
| DIREXION SHS ETF TR | CSI 300 BULL2X | 25490K869 | 951 | 54,300 | SH | SOLE | N/A | 54,300 | 0 | 0 | ||
| DISNEY WALT CO | COM DISNEY | 254687106 | 6,762 | 70,000 | SH | Call | SOLE | N/A | 70,000 | 0 | 0 | |
| ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 413 | 28,600 | SH | SOLE | N/A | 28,600 | 0 | 0 | ||
| EVERBRIDGE INC | COM | 29978A104 | 5,318 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | ||
| EXICURE INC | COM | 30205M101 | 1,892 | 1,278,052 | SH | SOLE | N/A | 1,278,052 | 0 | 0 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 3,038 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 3,403 | 20,400 | SH | SOLE | N/A | 20,400 | 0 | 0 | ||
| GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 706 | 180,000 | SH | SOLE | N/A | 180,000 | 0 | 0 | ||
| GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 39 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | ||
| IMMUNOVANT INC | COM | 45258J102 | 545 | 35,000 | SH | SOLE | N/A | 35,000 | 0 | 0 | ||
| IMMUNOVANT INC | *W EXP 12/18/202 | 45258J110 | 600 | 250,000 | SH | SOLE | N/A | 250,000 | 0 | 0 | ||
| JD COM INC | SPON ADR CL A | 47215P106 | 608 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 1,350 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | ||
| KRANESHARES TR | CSI CHI INTERNET | 500767306 | 1,797 | 39,700 | SH | SOLE | N/A | 39,700 | 0 | 0 | ||
| LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 1,756 | 1,300,000 | PRN | SOLE | N/A | 1,300,000 | 0 | 0 | ||
| MAGNACHIP SEMICONDUCTOR SA | NOTE 5.000% 3/0 | 55932XAB0 | 671 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | ||
| MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 3,835 | 1,889,100 | SH | SOLE | N/A | 1,889,100 | 0 | 0 | ||
| MICRON TECHNOLOGY INC | COM | 595112103 | 2,692 | 64,000 | SH | SOLE | N/A | 64,000 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 2,050 | 13,000 | SH | SOLE | N/A | 13,000 | 0 | 0 | ||
| NETEASE INC | SPONSORED ADS | 64110W102 | 642 | 2,000 | SH | SOLE | N/A | 2,000 | 0 | 0 | ||
| NIO INC | NOTE 4.500% 2/0 | 62914VAB2 | 1,433 | 3,000,000 | PRN | SOLE | N/A | 3,000,000 | 0 | 0 | ||
| NVIDIA CORP | COM | 67066G104 | 923 | 3,500 | SH | SOLE | N/A | 3,500 | 0 | 0 | ||
| OCCIDENTAL PETE CORP | COM | 674599105 | 232 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | ||
| OLLIES BARGAIN OUTLT HLDGS I | COM | 681116109 | 927 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | ||
| PAYPAL HLDGS INC | COM | 70450Y103 | 3,447 | 36,000 | SH | SOLE | N/A | 36,000 | 0 | 0 | ||
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 797 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | ||
| PROSHARES TR II | SHT VIX ST TRM | 74347W130 | 9,148 | 295,000 | SH | SOLE | N/A | 295,000 | 0 | 0 | ||
| REDWOOD TR INC | COM | 758075402 | 759 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | ||
| RINGCENTRAL INC | CL A | 76680R206 | 1,171 | 5,525 | SH | SOLE | N/A | 5,525 | 0 | 0 | ||
| SABRE CORP | COM | 78573M104 | 1,067 | 180,000 | SH | SOLE | N/A | 180,000 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 405 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | ||
| SEA LTD | SPONSORED ADS | 81141R100 | 1,223 | 27,600 | SH | SOLE | N/A | 27,600 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 7,265 | 250,000 | SH | Call | SOLE | N/A | 250,000 | 0 | 0 | |
| SIENTRA INC | COM | 82621J105 | 1,916 | 962,894 | SH | SOLE | N/A | 962,894 | 0 | 0 | ||
| SIENTRA INC | COM | 82621J955 | 697 | 350,000 | SH | Call | SOLE | N/A | 350,000 | 0 | 0 | |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 5,922 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | ||
| SPDR SER TR | S&P OILGAS EXP | 78468R556 | 8,225 | 250,000 | SH | Call | SOLE | N/A | 250,000 | 0 | 0 | |
| SPDR SERIES TRUST | S&P METALS MNG | 78464A755 | 7,259 | 450,000 | SH | Call | SOLE | N/A | 450,000 | 0 | 0 | |
| SPOK HLDGS INC | COM | 84863T106 | 1,069 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | ||
| SUTRO BIOPHARMA INC | COM | 869367102 | 721 | 70,638 | SH | SOLE | N/A | 70,638 | 0 | 0 | ||
| TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,284 | 24,100 | SH | SOLE | N/A | 24,100 | 0 | 0 | ||
| TANDEM DIABETES CARE INC | COM NEW | 875372203 | 6,757 | 105,000 | SH | SOLE | N/A | 105,000 | 0 | 0 | ||
| TEEKAY CORPORATION | COM | Y8564W103 | 2,937 | 300,000 | SH | SOLE | N/A | 300,000 | 0 | 0 | ||
| TESLA INC | COM | 88160R101 | 524 | 1,000 | SH | SOLE | N/A | 1,000 | 0 | 0 | ||
| TILRAY INC | NOTE 5.000%10/0 | 88688TAB6 | 3,476 | 11,000,000 | PRN | SOLE | N/A | 11,000,000 | 0 | 0 | ||
| TJX COS INC NEW | COM | 872540109 | 3,347 | 70,000 | SH | SOLE | N/A | 70,000 | 0 | 0 | ||
| TWO HBRS INVT CORP | COM NEW | 90187B408 | 381 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | ||
| VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 7,373 | 320,000 | SH | SOLE | N/A | 320,000 | 0 | 0 | ||
| XENON PHARMACEUTICALS INC | COM | 98420N105 | 1,606 | 141,660 | SH | SOLE | N/A | 141,660 | 0 | 0 | ||
| YANDEX N V | SHS CLASS A | N97284108 | 3,187 | 93,600 | SH | SOLE | N/A | 93,600 | 0 | 0 | ||
| ZOGENIX INC | COM NEW | 98978L204 | 5,032 | 203,462 | SH | SOLE | N/A | 203,462 | 0 | 0 | ||
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 1,900 | 13,000 | SH | SOLE | N/A | 13,000 | 0 | 0 | ||