The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 267 | 33,486 | SH | SOLE | N/A | 33,486 | 0 | 0 | |
ACM RESEARCH INC | COM CL A | 00108J109 | 131 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 9,168 | 270,515 | SH | SOLE | N/A | 270,515 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 751 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
AEHR TEST SYSTEMS | COM | 00760J108 | 97 | 35,908 | SH | SOLE | N/A | 35,908 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 2,749 | 46,000 | SH | SOLE | N/A | 46,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 897 | 5,200 | SH | SOLE | N/A | 5,200 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 3,160 | 3,000 | SH | SOLE | N/A | 3,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,871 | 1,600 | SH | SOLE | N/A | 1,600 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,151 | 6,800 | SH | SOLE | N/A | 6,800 | 0 | 0 | |
APPLE INC | COM | 037833100 | 42,308 | 250,000 | SH | Call | SOLE | N/A | 250,000 | 0 | 0 |
ARGAN INC | COM | 04010E109 | 900 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 695 | 4,000 | SH | SOLE | N/A | 4,000 | 0 | 0 | |
AXOGEN INC | COM | 05463X106 | 7,747 | 273,751 | SH | SOLE | N/A | 273,751 | 0 | 0 | |
AXON ENTERPRISE INC | COM | 05464C101 | 2,152 | 81,200 | SH | SOLE | N/A | 81,200 | 0 | 0 | |
AXT INC | COM | 00246W103 | 1,496 | 172,000 | SH | SOLE | N/A | 172,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 1,700 | 57,600 | SH | SOLE | N/A | 57,600 | 0 | 0 | |
BIOTIME INC | COM | 09066L105 | 494 | 229,550 | SH | SOLE | N/A | 229,550 | 0 | 0 | |
BLOOMIN BRANDS INC | COM | 094235108 | 832 | 39,000 | SH | SOLE | N/A | 39,000 | 0 | 0 | |
BRIGHT SCHOLAR ED HLDGS LTD | SPONSORED ADS | 109199109 | 202 | 10,800 | SH | SOLE | N/A | 10,800 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,838 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 6,823 | 216,200 | SH | SOLE | N/A | 216,200 | 0 | 0 | |
CAPRICOR THERAPEUTICS INC | COM | 14070B101 | 53 | 33,750 | SH | SOLE | N/A | 33,750 | 0 | 0 | |
CAREDX INC | COM | 14167L103 | 1,395 | 190,000 | SH | SOLE | N/A | 190,000 | 0 | 0 | |
CELLECTIS S A | SPONSORED ADS | 15117K103 | 1,458 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
CEVA INC | COM | 157210105 | 2,499 | 54,139 | SH | SOLE | N/A | 54,139 | 0 | 0 | |
CHART INDS INC | COM PAR $0.01 | 16115Q308 | 1,790 | 38,200 | SH | SOLE | N/A | 38,200 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 1,422 | 7,000 | SH | SOLE | N/A | 7,000 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 1,360 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 984 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 1,019 | 36,633 | SH | SOLE | N/A | 36,633 | 0 | 0 | |
DINEEQUITY INC | COM | 254423106 | 1,187 | 23,400 | SH | SOLE | N/A | 23,400 | 0 | 0 | |
DYCOM INDS INC | COM | 267475101 | 869 | 7,800 | SH | SOLE | N/A | 7,800 | 0 | 0 | |
ELECTRO SCIENTIFIC INDS | COM | 285229100 | 1,072 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
ENTELLUS MED INC | COM | 29363K105 | 715 | 29,300 | SH | SOLE | N/A | 29,300 | 0 | 0 | |
EVERBRIDGE INC | COM | 29978A104 | 2,005 | 67,450 | SH | SOLE | N/A | 67,450 | 0 | 0 | |
EVOLENT HEALTH INC | CL A | 30050B101 | 1,230 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 8,973 | 50,850 | SH | SOLE | N/A | 50,850 | 0 | 0 | |
FINISAR CORP | NOTE 0.500%12/1 | 31787AAP6 | 930 | 1,000,000 | PRN | SOLE | N/A | 1,000,000 | 0 | 0 | |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 1,754 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | |
FLEX PHARMA INC | COM | 33938A105 | 250 | 71,520 | SH | SOLE | N/A | 71,520 | 0 | 0 | |
FREIGHTCAR AMER INC | COM | 357023100 | 854 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 984 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 288 | 500,000 | PRN | SOLE | N/A | 500,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 4,472 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
GOOD TIMES RESTAURANTS INC | COM PAR $.001NEW | 382140879 | 724 | 273,050 | SH | SOLE | N/A | 273,050 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 5,280 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 1,260 | 50,500 | SH | SOLE | N/A | 50,500 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 9,400 | 902,100 | SH | SOLE | N/A | 902,100 | 0 | 0 | |
Himax Technologies, Inc. (ADR) | SPONSORED ADR | 43289P106 | 1,964 | 188,500 | SH | Call | SOLE | N/A | 188,500 | 0 | 0 |
HOSTESS BRANDS INC | CL A | 44109J106 | 889 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
II VI INC | COM | 902104108 | 282 | 6,000 | SH | SOLE | N/A | 6,000 | 0 | 0 | |
J & J SNACK FOODS CORP | COM | 466032109 | 911 | 6,000 | SH | SOLE | N/A | 6,000 | 0 | 0 | |
JDS UNIPHASE CORP | DBCV 0.625% 8/1 | 46612JAF8 | 3,726 | 3,600,000 | PRN | SOLE | N/A | 3,600,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 2,278 | 21,300 | SH | SOLE | N/A | 21,300 | 0 | 0 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 1,583 | 98,000 | SH | SOLE | N/A | 98,000 | 0 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 2,836 | 58,000 | SH | SOLE | N/A | 58,000 | 0 | 0 | |
MACROGENICS INC | COM | 556099109 | 777 | 40,900 | SH | SOLE | N/A | 40,900 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 605 | 60,781 | SH | SOLE | N/A | 60,781 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 18,595 | 2,278,848 | SH | SOLE | N/A | 2,278,848 | 0 | 0 | |
MOTORCAR PTS AMER INC | COM | 620071100 | 877 | 35,100 | SH | SOLE | N/A | 35,100 | 0 | 0 | |
NEOPHOTONICS CORP | COM | 64051T100 | 2,553 | 388,000 | SH | SOLE | N/A | 388,000 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 5,004 | 14,500 | SH | SOLE | N/A | 14,500 | 0 | 0 | |
NEVRO CORP | COM | 64157F103 | 1,878 | 27,200 | SH | SOLE | N/A | 27,200 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 1,579 | 16,800 | SH | SOLE | N/A | 16,800 | 0 | 0 | |
NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 278 | 6,000 | SH | SOLE | N/A | 6,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 3,231 | 16,700 | SH | SOLE | N/A | 16,700 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 148 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 473 | 26,400 | SH | SOLE | N/A | 26,400 | 0 | 0 | |
PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | 361 | 5,168 | SH | SOLE | N/A | 5,168 | 0 | 0 | |
PIXELWORKS INC | COM NEW | 72581M305 | 373 | 58,900 | SH | SOLE | N/A | 58,900 | 0 | 0 | |
PowerShares QQQ Trust, Series 1 (ETF) | UNIT SER 1 | 73935A104 | 322,267 | 2,069,000 | SH | Put | SOLE | N/A | 2,069,000 | 0 | 0 |
PROTHENA CORP PLC | SHS | G72800108 | 1,125 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
RECRO PHARMA INC | COM | 75629F109 | 352 | 38,000 | SH | SOLE | N/A | 38,000 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 597 | 12,325 | SH | SOLE | N/A | 12,325 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 2,965 | 18,000 | SH | SOLE | N/A | 18,000 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 2,460 | 44,220 | SH | SOLE | N/A | 44,220 | 0 | 0 | |
SCYNEXIS INC | COM | 811292101 | 329 | 141,750 | SH | SOLE | N/A | 141,750 | 0 | 0 | |
SHAKE SHACK INC | CL A | 819047101 | 1,123 | 26,000 | SH | SOLE | N/A | 26,000 | 0 | 0 | |
SOHU COM INC | COM | 83408W103 | 434 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
SPARTAN MTRS INC | COM | 846819100 | 771 | 48,925 | SH | SOLE | N/A | 48,925 | 0 | 0 | |
SPDR S&P 500 ETF Trust | TR UNIT | 78462F103 | 469,674 | 1,760,000 | SH | Call | SOLE | N/A | 1,760,000 | 0 | 0 |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 4,117 | 567,895 | SH | SOLE | N/A | 567,895 | 0 | 0 | |
SUMMIT THERAPEUTICS PLC | SPONS ADS | 86627R102 | 2,683 | 242,113 | SH | SOLE | N/A | 242,113 | 0 | 0 | |
TAL ED GROUP | SPONSORED ADS | 874080104 | 1,518 | 51,100 | SH | SOLE | N/A | 51,100 | 0 | 0 | |
TELLURIAN INC NEW | COM | 87968A104 | 438 | 45,000 | SH | SOLE | N/A | 45,000 | 0 | 0 | |
TESARO INC | COM | 881569107 | 671 | 8,100 | SH | SOLE | N/A | 8,100 | 0 | 0 | |
TITAN MACHY INC | COM | 88830R101 | 529 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 960 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
TYLER TECHNOLOGIES INC | COM | 902252105 | 567 | 3,200 | SH | SOLE | N/A | 3,200 | 0 | 0 | |
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 691 | 4,000 | SH | SOLE | N/A | 4,000 | 0 | 0 | |
WABASH NATL CORP | COM | 929566107 | 1,953 | 90,000 | SH | SOLE | N/A | 90,000 | 0 | 0 | |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 1,053 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 2,033 | 17,984 | SH | SOLE | N/A | 17,984 | 0 | 0 | |
ZAGG INC | COM | 98884U108 | 2,439 | 132,200 | SH | SOLE | N/A | 132,200 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 5,867 | 146,500 | SH | SOLE | N/A | 146,500 | 0 | 0 | |
ZOSANO PHARMA CORP | COM | 98979H103 | 78 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 1,252 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 |