0001599562-18-000002.txt : 20180208 0001599562-18-000002.hdr.sgml : 20180208 20180208123428 ACCESSION NUMBER: 0001599562-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180208 DATE AS OF CHANGE: 20180208 EFFECTIVENESS DATE: 20180208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Granite Point Capital Management, L.P. CENTRAL INDEX KEY: 0001599562 IRS NUMBER: 582680000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15869 FILM NUMBER: 18584432 BUSINESS ADDRESS: STREET 1: 109 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-587-7507 MAIL ADDRESS: STREET 1: 109 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599562 XXXXXXXX 12-31-2017 12-31-2017 Granite Point Capital Management, L.P.

109 State Street 5th Floor Boston MA 02109

13F HOLDINGS REPORT 028-15869 N C. David Bushley 617-587-7507 C. David Bushley Boston MA 2-8-2018 0 98 1021803 INFORMATION TABLE 2 Form13FInfoTable.xml GRANITE POINT CAPITAL MANAGEMENT, L.P. INFORMATION TABLE 21VIANET GROUP INC SPONSORED ADR 90138A103 267 33486 SH SOLE N/A 33486 0 0 ACM RESEARCH INC COM CL A 00108J109 131 25000 SH SOLE N/A 25000 0 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 9168 270515 SH SOLE N/A 270515 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 751 500000 PRN SOLE N/A 500000 0 0 AEHR TEST SYSTEMS COM 00760J108 97 35908 SH SOLE N/A 35908 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 2749 46000 SH SOLE N/A 46000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 897 5200 SH SOLE N/A 5200 0 0 ALPHABET INC CAP STK CL A 02079K305 3160 3000 SH SOLE N/A 3000 0 0 AMAZON COM INC COM 023135106 1871 1600 SH SOLE N/A 1600 0 0 APPLE INC COM 037833100 1151 6800 SH SOLE N/A 6800 0 0 APPLE INC COM 037833100 42308 250000 SH Call SOLE N/A 250000 0 0 ARGAN INC COM 04010E109 900 20000 SH SOLE N/A 20000 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 695 4000 SH SOLE N/A 4000 0 0 AXOGEN INC COM 05463X106 7747 273751 SH SOLE N/A 273751 0 0 AXON ENTERPRISE INC COM 05464C101 2152 81200 SH SOLE N/A 81200 0 0 AXT INC COM 00246W103 1496 172000 SH SOLE N/A 172000 0 0 BANK AMER CORP COM 060505104 1700 57600 SH SOLE N/A 57600 0 0 BIOTIME INC COM 09066L105 494 229550 SH SOLE N/A 229550 0 0 BLOOMIN BRANDS INC COM 094235108 832 39000 SH SOLE N/A 39000 0 0 BRIGHT SCHOLAR ED HLDGS LTD SPONSORED ADS 109199109 202 10800 SH SOLE N/A 10800 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1838 30000 SH SOLE N/A 30000 0 0 CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 6823 216200 SH SOLE N/A 216200 0 0 CAPRICOR THERAPEUTICS INC COM 14070B101 53 33750 SH SOLE N/A 33750 0 0 CAREDX INC COM 14167L103 1395 190000 SH SOLE N/A 190000 0 0 CELLECTIS S A SPONSORED ADS 15117K103 1458 50000 SH SOLE N/A 50000 0 0 CEVA INC COM 157210105 2499 54139 SH SOLE N/A 54139 0 0 CHART INDS INC COM PAR $0.01 16115Q308 1790 38200 SH SOLE N/A 38200 0 0 CIGNA CORPORATION COM 125509109 1422 7000 SH SOLE N/A 7000 0 0 CLOVIS ONCOLOGY INC COM 189464100 1360 20000 SH SOLE N/A 20000 0 0 DBV TECHNOLOGIES S A SPONSORED ADR 23306J101 984 40000 SH SOLE N/A 40000 0 0 DERMIRA INC COM 24983L104 1019 36633 SH SOLE N/A 36633 0 0 DINEEQUITY INC COM 254423106 1187 23400 SH SOLE N/A 23400 0 0 DYCOM INDS INC COM 267475101 869 7800 SH SOLE N/A 7800 0 0 ELECTRO SCIENTIFIC INDS COM 285229100 1072 50000 SH SOLE N/A 50000 0 0 ENTELLUS MED INC COM 29363K105 715 29300 SH SOLE N/A 29300 0 0 EVERBRIDGE INC COM 29978A104 2005 67450 SH SOLE N/A 67450 0 0 EVOLENT HEALTH INC CL A 30050B101 1230 100000 SH SOLE N/A 100000 0 0 FACEBOOK INC CL A 30303M102 8973 50850 SH SOLE N/A 50850 0 0 FINISAR CORP NOTE 0.500%12/1 31787AAP6 930 1000000 PRN SOLE N/A 1000000 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 1754 80000 SH SOLE N/A 80000 0 0 FLEX PHARMA INC COM 33938A105 250 71520 SH SOLE N/A 71520 0 0 FREIGHTCAR AMER INC COM 357023100 854 50000 SH SOLE N/A 50000 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 984 25000 SH SOLE N/A 25000 0 0 GLOBAL EAGLE ENTMT INC NOTE 2.750% 2/1 37951DAB8 288 500000 PRN SOLE N/A 500000 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 4472 150000 SH SOLE N/A 150000 0 0 GOOD TIMES RESTAURANTS INC COM PAR $.001NEW 382140879 724 273050 SH SOLE N/A 273050 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 5280 40000 SH SOLE N/A 40000 0 0 HEALTH INS INNOVATIONS INC COM CL A 42225K106 1260 50500 SH SOLE N/A 50500 0 0 HIMAX TECHNOLOGIES INC SPONSORED ADR 43289P106 9400 902100 SH SOLE N/A 902100 0 0 Himax Technologies, Inc. (ADR) SPONSORED ADR 43289P106 1964 188500 SH Call SOLE N/A 188500 0 0 HOSTESS BRANDS INC CL A 44109J106 889 60000 SH SOLE N/A 60000 0 0 II VI INC COM 902104108 282 6000 SH SOLE N/A 6000 0 0 J & J SNACK FOODS CORP COM 466032109 911 6000 SH SOLE N/A 6000 0 0 JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 3726 3600000 PRN SOLE N/A 3600000 0 0 JPMORGAN CHASE & CO COM 46625H100 2278 21300 SH SOLE N/A 21300 0 0 KORNIT DIGITAL LTD SHS M6372Q113 1583 98000 SH SOLE N/A 98000 0 0 LUMENTUM HLDGS INC COM 55024U109 2836 58000 SH SOLE N/A 58000 0 0 MACROGENICS INC COM 556099109 777 40900 SH SOLE N/A 40900 0 0 MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 605 60781 SH SOLE N/A 60781 0 0 MARINUS PHARMACEUTICALS INC COM 56854Q101 18595 2278848 SH SOLE N/A 2278848 0 0 MOTORCAR PTS AMER INC COM 620071100 877 35100 SH SOLE N/A 35100 0 0 NEOPHOTONICS CORP COM 64051T100 2553 388000 SH SOLE N/A 388000 0 0 NETEASE INC SPONSORED ADR 64110W102 5004 14500 SH SOLE N/A 14500 0 0 NEVRO CORP COM 64157F103 1878 27200 SH SOLE N/A 27200 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 1579 16800 SH SOLE N/A 16800 0 0 NOAH HLDGS LTD SPON ADS CL A 65487X102 278 6000 SH SOLE N/A 6000 0 0 NVIDIA CORP COM 67066G104 3231 16700 SH SOLE N/A 16700 0 0 OVID THERAPEUTICS INC COM 690469101 148 15000 SH SOLE N/A 15000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 473 26400 SH SOLE N/A 26400 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 361 5168 SH SOLE N/A 5168 0 0 PIXELWORKS INC COM NEW 72581M305 373 58900 SH SOLE N/A 58900 0 0 PowerShares QQQ Trust, Series 1 (ETF) UNIT SER 1 73935A104 322267 2069000 SH Put SOLE N/A 2069000 0 0 PROTHENA CORP PLC SHS G72800108 1125 30000 SH SOLE N/A 30000 0 0 RECRO PHARMA INC COM 75629F109 352 38000 SH SOLE N/A 38000 0 0 RINGCENTRAL INC CL A 76680R206 597 12325 SH SOLE N/A 12325 0 0 SAGE THERAPEUTICS INC COM 78667J108 2965 18000 SH SOLE N/A 18000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 2460 44220 SH SOLE N/A 44220 0 0 SCYNEXIS INC COM 811292101 329 141750 SH SOLE N/A 141750 0 0 SHAKE SHACK INC CL A 819047101 1123 26000 SH SOLE N/A 26000 0 0 SOHU COM INC COM 83408W103 434 10000 SH SOLE N/A 10000 0 0 SPARTAN MTRS INC COM 846819100 771 48925 SH SOLE N/A 48925 0 0 SPDR S&P 500 ETF Trust TR UNIT 78462F103 469674 1760000 SH Call SOLE N/A 1760000 0 0 STRONGBRIDGE BIOPHARMA PLC SHS USD G85347105 4117 567895 SH SOLE N/A 567895 0 0 SUMMIT THERAPEUTICS PLC SPONS ADS 86627R102 2683 242113 SH SOLE N/A 242113 0 0 TAL ED GROUP SPONSORED ADS 874080104 1518 51100 SH SOLE N/A 51100 0 0 TELLURIAN INC NEW COM 87968A104 438 45000 SH SOLE N/A 45000 0 0 TESARO INC COM 881569107 671 8100 SH SOLE N/A 8100 0 0 TITAN MACHY INC COM 88830R101 529 25000 SH SOLE N/A 25000 0 0 TWITTER INC COM 90184L102 960 40000 SH SOLE N/A 40000 0 0 TYLER TECHNOLOGIES INC COM 902252105 567 3200 SH SOLE N/A 3200 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 691 4000 SH SOLE N/A 4000 0 0 WABASH NATL CORP COM 929566107 1953 90000 SH SOLE N/A 90000 0 0 WAVE LIFE SCIENCES LTD SHS Y95308105 1053 30000 SH SOLE N/A 30000 0 0 YY INC ADS REPCOM CLA 98426T106 2033 17984 SH SOLE N/A 17984 0 0 ZAGG INC COM 98884U108 2439 132200 SH SOLE N/A 132200 0 0 ZOGENIX INC COM NEW 98978L204 5867 146500 SH SOLE N/A 146500 0 0 ZOSANO PHARMA CORP COM 98979H103 78 150000 SH SOLE N/A 150000 0 0 ZYNERBA PHARMACEUTICALS INC COM 98986X109 1252 100000 SH SOLE N/A 100000 0 0