0001580642-21-003370.txt : 20210730 0001580642-21-003370.hdr.sgml : 20210730 20210730142402 ACCESSION NUMBER: 0001580642-21-003370 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210730 DATE AS OF CHANGE: 20210730 EFFECTIVENESS DATE: 20210730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tortoise Investment Management, LLC CENTRAL INDEX KEY: 0001599511 IRS NUMBER: 201723529 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15827 FILM NUMBER: 211131847 BUSINESS ADDRESS: STREET 1: 2 WESTCHESTER PARK DRIVE STREET 2: SUITE 215 CITY: WHITE PLAINS STATE: NY ZIP: 10604 BUSINESS PHONE: 914-686-0024 MAIL ADDRESS: STREET 1: 2 WESTCHESTER PARK DRIVE STREET 2: SUITE 215 CITY: WHITE PLAINS STATE: NY ZIP: 10604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599511 XXXXXXXX 06-30-2021 06-30-2021 false Tortoise Investment Management, LLC

2 Westchester Park Drive Suite 215 White Plains NY 10604

13F HOLDINGS REPORT 028-15827 N Mike Mattern 914-686-0024 /s/ Mike Mattern White Plains NY 07-26-2021 0 616 484516 INFORMATION TABLE 2 infotable.xml SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 4589 13303 SH SOLE 0 0 13303 ISHARES TR U.S. UTILITS ETF 464287697 3 35 SH SOLE 0 0 35 ISHARES TR CORE S&P MCP ETF 464287507 648 2412 SH SOLE 0 0 2412 ISHARES TR S&P MC 400VL ETF 464287705 69 656 SH SOLE 0 0 656 ISHARES TR S&P MC 400GR ETF 464287606 15 180 SH SOLE 0 0 180 ISHARES TR CORE S&P SCP ETF 464287804 7256 64227 SH SOLE 0 0 64227 ISHARES TR SP SMCP600VL ETF 464287879 3300 31297 SH SOLE 0 0 31297 ISHARES TR S&P SML 600 GWT 464287887 16 124 SH SOLE 0 0 124 ISHARES TR S&P 500 VAL ETF 464287408 4637 31405 SH SOLE 0 0 31405 ISHARES TR CORE S&P500 ETF 464287200 70107 163071 SH SOLE 0 0 163071 ISHARES TR S&P 500 GRWT ETF 464287309 241 3320 SH SOLE 0 0 3320 ISHARES TR RUS 1000 ETF 464287622 12842 53047 SH SOLE 0 0 53047 ISHARES TR RUS 1000 VAL ETF 464287598 399 2518 SH SOLE 0 0 2518 ISHARES TR RUS 1000 GRW ETF 464287614 598 2203 SH SOLE 0 0 2203 ISHARES TR RUSSELL 2000 ETF 464287655 1291 5630 SH SOLE 0 0 5630 ISHARES TR RUS 2000 VAL ETF 464287630 91 550 SH SOLE 0 0 550 ISHARES TR RUSSELL 3000 ETF 464287689 180 705 SH SOLE 0 0 705 ISHARES TR CORE S&P US VLU 464287663 9056 125846 SH SOLE 0 0 125846 ISHARES TR U.S. REAL ES ETF 464287739 32 318 SH SOLE 0 0 318 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 59 120 SH SOLE 0 0 120 SPDR S&P 500 ETF TR TR UNIT 78462F103 16676 38956 SH SOLE 0 0 38956 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 99 1573 SH SOLE 0 0 1573 ADOBE SYSTEMS INCORPORATED COM 00724F101 22 38 SH SOLE 0 0 38 AMERICAN INTL GROUP INC COM NEW 026874784 0 8 SH SOLE 0 0 8 AMAZON COM INC COM 023135106 664 193 SH SOLE 0 0 193 BLACK HILLS CORP COM 092113109 39 601 SH SOLE 0 0 601 BRISTOL-MYERS SQUIBB CO COM 110122108 149 2224 SH SOLE 0 0 2224 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4984 17934 SH SOLE 0 0 17934 EMERSON ELEC CO COM 291011104 8 84 SH SOLE 0 0 84 ERICSSON ADR B SEK 10 294821608 1 80 SH SOLE 0 0 80 EXPEDITORS INTL WASH INC COM 302130109 67 529 SH SOLE 0 0 529 BOEING CO COM 097023105 40 165 SH SOLE 0 0 165 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 1885 176207 SH SOLE 0 0 176207 NISOURCE INC COM 65473P105 54 2200 SH SOLE 0 0 2200 EVERSOURCE ENERGY COM 30040W108 39 485 SH SOLE 0 0 485 REALTY INCOME CORP COM 756109104 27 408 SH SOLE 0 0 408 ONEOK INC NEW COM 682680103 26 468 SH SOLE 0 0 468 PERRIGO CO PLC SHS G97822103 14 300 SH SOLE 0 0 300 SYNOPSYS INC COM 871607107 14 51 SH SOLE 0 0 51 INVESCO QQQ TR UNIT SER 1 46090E103 593 1673 SH SOLE 0 0 1673 MORGAN STANLEY EMERGING MKTS COM 617477104 614 100287 SH SOLE 0 0 100287 AMGEN INC COM 031162100 73 300 SH SOLE 0 0 300 ABBOTT LABS COM 002824100 67 578 SH SOLE 0 0 578 ADVANCED MICRO DEVICES INC COM 007903107 38 400 SH SOLE 0 0 400 EBAY INC. 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538034109 56 640 SH SOLE 0 0 640 SPDR SER TR S&P DIVID ETF 78464A763 118 964 SH SOLE 0 0 964 WEBSTER FINL CORP CONN COM 947890109 5 100 SH SOLE 0 0 100 ANSYS INC COM 03662Q105 12 35 SH SOLE 0 0 35 THERMO FISHER SCIENTIFIC INC COM 883556102 5 10 SH SOLE 0 0 10 FIDELITY NATL INFORMATION SV COM 31620M106 2 15 SH SOLE 0 0 15 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 46 284 SH SOLE 0 0 284 WESTERN ASSET MUN PARTNERS F COM 95766P108 117 7095 SH SOLE 0 0 7095 SALESFORCE COM INC COM 79466L302 44 179 SH SOLE 0 0 179 TELLURIAN INC NEW COM 87968A104 0 12 SH SOLE 0 0 12 ONCTERNAL THERAPEUTICS INC COM 68236P107 55 11500 SH SOLE 0 0 11500 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 870 61850 SH SOLE 0 0 61850 ENBRIDGE INC COM 29250N105 1 24 SH SOLE 0 0 24 TEXAS ROADHOUSE INC COM 882681109 50 519 SH SOLE 0 0 519 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 49 800 SH SOLE 0 0 800 NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063C106 250 15122 SH SOLE 0 0 15122 WESTERN ASSET INTER MUNI FD COM 958435109 202 20645 SH SOLE 0 0 20645 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 3346 235773 SH SOLE 0 0 235773 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 53 100 SH SOLE 0 0 100 NUVEEN N Y MUN VALUE FD COM 67062M105 2304 229022 SH SOLE 0 0 229022 COGENT COMMUNICATIONS HLDGS COM NEW 19239V302 2 20 SH SOLE 0 0 20 NUVEEN NEW YORK QLT MUN INC COM 67066X107 3610 239691 SH SOLE 0 0 239691 VANGUARD WORLD FDS INF TECH ETF 92204A702 32 80 SH SOLE 0 0 80 SPDR SER TR NUVEEN BLMBRG SR 78468R739 207 4180 SH SOLE 0 0 4180 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 61 4019 SH SOLE 0 0 4019 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 3 75 SH SOLE 0 0 75 COGNEX CORP COM 192422103 31 371 SH SOLE 0 0 371 RPC INC COM 749660106 8 1593 SH SOLE 0 0 1593 MASTERCARD INCORPORATED CL A 57636Q104 28 77 SH SOLE 0 0 77 MEDIFAST INC COM 58470H101 7 25 SH SOLE 0 0 25 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 5 370 SH SOLE 0 0 370 TRAVEL PLUS LEISURE CO COM 894164102 29 480 SH SOLE 0 0 480 WISDOMTREE TR INTL SMCAP DIV 97717W760 1325 17744 SH SOLE 0 0 17744 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 2163 33997 SH SOLE 0 0 33997 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 493 32910 SH SOLE 0 0 32910 WISDOMTREE TR INTL EQUITY FD 97717W703 27 500 SH SOLE 0 0 500 WISDOMTREE TR US TOTAL DIVIDND 97717W109 18 150 SH SOLE 0 0 150 ISHARES TR CORE S&P TTL STK 464287150 15429 156225 SH SOLE 0 0 156225 NUVEEN ARIZONA QLTY MUN INC COM 67061W104 6 400 SH SOLE 0 0 400 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 214 13500 SH SOLE 0 0 13500 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 474 27561 SH SOLE 0 0 27561 NUVEEN SELECT TAX FREE INCOM SH BEN INT 67063X100 88 4700 SH SOLE 0 0 4700 VANGUARD INDEX FDS LARGE CAP ETF 922908637 707 3520 SH SOLE 0 0 3520 HEICO CORP NEW CL A 422806208 75 600 SH SOLE 0 0 600 GARTNER INC COM 366651107 175 721 SH SOLE 0 0 721 INVESCO TR INVT GRADE NEW YO COM 46131T101 3598 259019 SH SOLE 0 0 259019 NUVEEN N Y SELECT TAX FREE I SH BEN INT 67063V104 2325 163817 SH SOLE 0 0 163817 SL GREEN RLTY CORP COM 78440X804 17 207 SH SOLE 0 0 207 CAMBRIDGE BANCORP COM 132152109 41 500 SH SOLE 0 0 500 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 7 47 SH SOLE 0 0 47 EXACT SCIENCES CORP COM 30063P105 59 474 SH SOLE 0 0 474 NUVEEN CALIFORNIA AMT QLT MU COM 670651108 213 13091 SH SOLE 0 0 13091 RICEBRAN TECHNOLOGIES COM NEW 762831204 0 39 SH SOLE 0 0 39 POWER INTEGRATIONS INC COM 739276103 29 348 SH SOLE 0 0 348 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3273 51634 SH SOLE 0 0 51634 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 90 1000 SH SOLE 0 0 1000 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 18 103 SH SOLE 0 0 103 ISHARES TR SHORT TREAS BD 464288679 1056 9555 SH SOLE 0 0 9555 DELTA AIR LINES INC DEL COM NEW 247361702 155 3572 SH SOLE 0 0 3572 MARKETAXESS HLDGS INC COM 57060D108 3 7 SH SOLE 0 0 7 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 31 125 SH SOLE 0 0 125 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 229 2660 SH SOLE 0 0 2660 ISHARES TR MSCI KLD400 SOC 464288570 11 134 SH SOLE 0 0 134 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 5102 112135 SH SOLE 0 0 112135 BLACKSTONE GROUP INC COM 09260D107 39 400 SH SOLE 0 0 400 ISHARES TR MBS ETF 464288588 20914 193241 SH SOLE 0 0 193241 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 15 52 SH SOLE 0 0 52 BANK NEW YORK MELLON CORP COM 064058100 9 175 SH SOLE 0 0 175 ISHARES TR 3 7 YR TREAS BD 464288661 586 4490 SH SOLE 0 0 4490 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 16 84 SH SOLE 0 0 84 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 21 201 SH SOLE 0 0 201 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 6246 121230 SH SOLE 0 0 121230 ISHARES TR NATIONAL MUN ETF 464288414 6988 59626 SH SOLE 0 0 59626 ISHARES INC MSCI BRIC INDX 464286657 1 20 SH SOLE 0 0 20 SPDR SER TR NUVEEN BRC MUNIC 78468R721 588 11292 SH SOLE 0 0 11292 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 6730 49322 SH SOLE 0 0 49322 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 17 198 SH SOLE 0 0 198 INVESCO EXCH TRADED FD TR II MSCI GBL TIMBR 46138E545 11 300 SH SOLE 0 0 300 LULULEMON ATHLETICA INC COM 550021109 9 24 SH SOLE 0 0 24 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 643 41252 SH SOLE 0 0 41252 WISDOMTREE TR EMG MKTS SMCAP 97717W281 5337 97965 SH SOLE 0 0 97965 ISHARES TR JPMORGAN USD EMG 464288281 12 109 SH SOLE 0 0 109 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 2422 88855 SH SOLE 0 0 88855 CHIMERA INVT CORP COM NEW 16934Q208 2 100 SH SOLE 0 0 100 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 34 288 SH SOLE 0 0 288 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 15 246 SH SOLE 0 0 246 ISHARES TR EAFE SML CP ETF 464288273 1470 19817 SH SOLE 0 0 19817 ISHARES TR CRE U S REIT ETF 464288521 75 1280 SH SOLE 0 0 1280 VISA INC COM CL A 92826C839 430 1840 SH SOLE 0 0 1840 PHILIP MORRIS INTL INC COM 718172109 50 500 SH SOLE 0 0 500 NORTHERN OIL AND GAS INC MN COM 665531307 3 150 SH SOLE 0 0 150 ISHARES TR MSCI ACWI EX US 464288240 312 5430 SH SOLE 0 0 5430 WISDOMTREE TR INDIA ERNGS FD 97717W422 32 940 SH SOLE 0 0 940 KEURIG DR PEPPER INC COM 49271V100 3 84 SH SOLE 0 0 84 SPDR SER TR S&P 600 SML CAP 78464A813 26 270 SH SOLE 0 0 270 SPDR SER TR PORTFOLIO S&P500 78464A854 86 1715 SH SOLE 0 0 1715 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 1018 27665 SH SOLE 0 0 27665 ISHARES TR NEW YORK MUN ETF 464288323 433 7412 SH SOLE 0 0 7412 INVESCO EXCH TRADED FD TR II NY AMT FRE MUN 46138E529 1337 50716 SH SOLE 0 0 50716 PROSHARES TR PSHS ULTSH 20YRS 74347B201 1 62 SH SOLE 0 0 62 FIRST TR EXCHANGE-TRADED FD NASDAQ 100 EX 33733E401 16 190 SH SOLE 0 0 190 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 2157 35169 SH SOLE 0 0 35169 MOLECULAR TEMPLATES INC COM 608550109 1 90 SH SOLE 0 0 90 PDF SOLUTIONS INC COM 693282105 5 250 SH SOLE 0 0 250 ISHARES TR MSCI ACWI ETF 464288257 78 766 SH SOLE 0 0 766 AGNC INVT CORP COM 00123Q104 30 1757 SH SOLE 0 0 1757 BGC PARTNERS INC CL A 05541T101 3 500 SH SOLE 0 0 500 ISHARES TR GL TIMB FORE ETF 464288174 694 7999 SH SOLE 0 0 7999 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 2715 26200 SH SOLE 0 0 26200 VANECK VECTORS ETF TR LONG MUNI ETF 92189F536 692 31583 SH SOLE 0 0 31583 ISHARES TR SHRT NAT MUN ETF 464288158 46 425 SH SOLE 0 0 425 NUVEEN AMT-FREE MUN VALUE FD COM 670695105 476 27525 SH SOLE 0 0 27525 SESEN BIO INC COM 817763105 28 6000 SH SOLE 0 0 6000 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1165 12259 SH SOLE 0 0 12259 ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 2 24 SH SOLE 0 0 24 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1093 10486 SH SOLE 0 0 10486 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2501 63396 SH SOLE 0 0 63396 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 6620 63677 SH SOLE 0 0 63677 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 4814 58203 SH SOLE 0 0 58203 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 1938 18603 SH SOLE 0 0 18603 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1563 22866 SH SOLE 0 0 22866 PIMCO ETF TR INTER MUN BD ACT 72201R866 354 6244 SH SOLE 0 0 6244 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 77 1250 SH SOLE 0 0 1250 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 3371 63155 SH SOLE 0 0 63155 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 6068 145873 SH SOLE 0 0 145873 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1771 53877 SH SOLE 0 0 53877 SPDR SER TR PORTFOLIO SHORT 78464A474 55 1750 SH SOLE 0 0 1750 MSG NETWORK INC CL A 553573106 29 2000 SH SOLE 0 0 2000 CARDIFF ONCOLOGY INC COM 14147L108 133 20000 SH SOLE 0 0 20000 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 26543 799960 SH SOLE 0 0 799960 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 4 38 SH SOLE 0 0 38 SPDR SER TR PORTFLI MORTGAGE 78464A383 13 516 SH SOLE 0 0 516 TESLA INC COM 88160R101 699 1028 SH SOLE 0 0 1028 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 478 9327 SH SOLE 0 0 9327 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1270 22325 SH SOLE 0 0 22325 SCHWAB STRATEGIC TR US TIPS ETF 808524870 775 12398 SH SOLE 0 0 12398 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 850 2159 SH SOLE 0 0 2159 ESPORTS ENTMT GROUP INC COM 29667K306 2 200 SH SOLE 0 0 200 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 284 4867 SH SOLE 0 0 4867 SHOPIFY INC CL A 82509L107 205 140 SH SOLE 0 0 140 ISHARES TR 0-5 YR TIPS ETF 46429B747 1001 9415 SH SOLE 0 0 9415 SCHWAB STRATEGIC TR US REIT ETF 808524847 493 10775 SH SOLE 0 0 10775 VANGUARD STAR FDS VG TL INTL STK F 921909768 1064 16198 SH SOLE 0 0 16198 SPDR SER TR BLOMBRG BRC EMRG 78464A391 1700 64324 SH SOLE 0 0 64324 SPDR SER TR NUVEEN BBG BRCLY 78464A284 849 13959 SH SOLE 0 0 13959 ISHARES INC EM MKT SM-CP ETF 464286475 158 2527 SH SOLE 0 0 2527 FORTUNE BRANDS HOME & SEC IN COM 34964C106 5 50 SH SOLE 0 0 50 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 72 954 SH SOLE 0 0 954 XYLEM INC COM 98419M100 29 241 SH SOLE 0 0 241 ISHARES INC MSCI EMERG MRKT 464286533 1446 22531 SH SOLE 0 0 22531 ISHARES INC JP MORGAN EM ETF 464286517 3871 88680 SH SOLE 0 0 88680 ISHARES INC MSCI FRONTIER 464286145 34 1035 SH SOLE 0 0 1035 PHILLIPS 66 COM 718546104 13 150 SH SOLE 0 0 150 EPAM SYS INC COM 29414B104 61 120 SH SOLE 0 0 120 ORGANOVO HLDGS INC COM NEW 68620A203 0 18 SH SOLE 0 0 18 ISHARES TR CMBS ETF 46429B366 14900 273994 SH SOLE 0 0 273994 PIMCO ETF TR ACTIVE BD ETF 72201R775 53 479 SH SOLE 0 0 479 FACEBOOK INC CL A 30303M102 366 1054 SH SOLE 0 0 1054 INVESCO EXCH TRADED FD TR II S&P EMRNG MKTS 46138E297 3 120 SH SOLE 0 0 120 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 61 158 SH SOLE 0 0 158 SERVICENOW INC COM 81762P102 22 40 SH SOLE 0 0 40 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 150 5700 SH SOLE 0 0 5700 MACOM TECH SOLUTIONS HLDGS I COM 55405Y100 3 50 SH SOLE 0 0 50 ISHARES INC CORE MSCI EMKT 46434G103 19054 284432 SH SOLE 0 0 284432 ISHARES TR CORE MSCI TOTAL 46432F834 5733 78215 SH SOLE 0 0 78215 ISHARES TR CORE MSCI EAFE 46432F842 10631 142017 SH SOLE 0 0 142017 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 1 21 SH SOLE 0 0 21 ISHARES TR GNMA BOND ETF 46429B333 147 2940 SH SOLE 0 0 2940 NUVEEN INTER DURATION MUN TE COM 670671106 914 61023 SH SOLE 0 0 61023 ABBVIE INC COM 00287Y109 54 482 SH SOLE 0 0 482 ZOETIS INC CL A 98978V103 356 1912 SH SOLE 0 0 1912 NUVEEN INT DUR QUAL MUN TRM COM 670677103 861 57421 SH SOLE 0 0 57421 LUMINAR TECHNOLOGIES INC COM CL A 550424105 1 50 SH SOLE 0 0 50 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 468 10111 SH SOLE 0 0 10111 T-MOBILE US INC COM 872590104 6 39 SH SOLE 0 0 39 IQVIA HLDGS INC COM 46266C105 7 30 SH SOLE 0 0 30 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 4 62 SH SOLE 0 0 62 GLOBAL X FDS GLOBX SUPDV US 37950E291 20 1000 SH SOLE 0 0 1000 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 14 345 SH SOLE 0 0 345 SCHWAB STRATEGIC TR SCHWB FDT EMK LG 808524730 33 1021 SH SOLE 0 0 1021 RADA ELECTR INDS LTD COM PAR NEW M81863124 9 700 SH SOLE 0 0 700 EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 292102100 260 21599 SH SOLE 0 0 21599 VEEVA SYS INC CL A COM 922475108 17 55 SH SOLE 0 0 55 PROSHARES TR S&P 500 DV ARIST 74348A467 10 109 SH SOLE 0 0 109 ISHARES TR 0-5YR INVT GR CP 46434V100 992 19135 SH SOLE 0 0 19135 TWITTER INC COM 90184L102 90 1315 SH SOLE 0 0 1315 KARYOPHARM THERAPEUTICS INC COM 48576U106 23 2200 SH SOLE 0 0 2200 SPDR SER TR PORTFOLIO S&P600 78468R853 90 2048 SH SOLE 0 0 2048 VANECK VECTORS ETF TR SHRT HGH YLD MUN 92189F387 4036 158577 SH SOLE 0 0 158577 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 81 845 SH SOLE 0 0 845 FIDELITY COVINGTON TRUST MSCI MATLS INDEX 316092881 164 3549 SH SOLE 0 0 3549 ISHARES TR HDG MSCI EAFE 46434V803 165 4767 SH SOLE 0 0 4767 ALPHABET INC CAP STK CL C 02079K107 444 177 SH SOLE 0 0 177 ISHARES TR CORE DIV GRWTH 46434V621 10 205 SH SOLE 0 0 205 ISHARES TR CORE MSCI EURO 46434V738 11 200 SH SOLE 0 0 200 RELMADA THERAPEUTICS INC COM 75955J402 139 4335 SH SOLE 0 0 4335 SYNCHRONY FINANCIAL COM 87165B103 1 20 SH SOLE 0 0 20 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 23 100 SH SOLE 0 0 100 CDK GLOBAL INC COM 12508E101 5 100 SH SOLE 0 0 100 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 5 60 SH SOLE 0 0 60 AVANOS MED INC COM 05350V106 1 39 SH SOLE 0 0 39 ACUITYADS HLDGS INC COM 00510L106 18 1800 SH SOLE 0 0 1800 URBAN EDGE PPTYS COM 91704F104 6 340 SH SOLE 0 0 340 FIDELITY COVINGTON TRUST MSCI RL EST ETF 316092857 380 12473 SH SOLE 0 0 12473 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 607 12531 SH SOLE 0 0 12531 WISDOMTREE TR EUR HDG SMLCAP 97717X552 35 1000 SH SOLE 0 0 1000 BLUEPRINT MEDICINES CORP COM 09627Y109 76 866 SH SOLE 0 0 866 KEMPHARM INC COM NEW 488445206 15 1200 SH SOLE 0 0 1200 CHEMOURS CO COM 163851108 1 30 SH SOLE 0 0 30 TELADOC HEALTH INC COM 87918A105 174 1048 SH SOLE 0 0 1048 KRAFT HEINZ CO COM 500754106 17 407 SH SOLE 0 0 407 PAYPAL HLDGS INC COM 70450Y103 19 65 SH SOLE 0 0 65 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1160 20977 SH SOLE 0 0 20977 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1 100 SH SOLE 0 0 100 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 44 1267 SH SOLE 0 0 1267 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 11 258 SH SOLE 0 0 258 SPDR SER TR SPDR S&P 500 ETF 78468R796 201 1895 SH SOLE 0 0 1895 EDITAS MEDICINE INC COM 28106W103 39 685 SH SOLE 0 0 685 FORTIVE CORP COM 34959J108 2 23 SH SOLE 0 0 23 ISHARES INC ESG AWR MSCI EM 46434G863 5 105 SH SOLE 0 0 105 ISHARES TR ESG AW MSCI EAFE 46435G516 5 61 SH SOLE 0 0 61 VALVOLINE INC COM 92047W101 18 549 SH SOLE 0 0 549 NUSHARES ETF TR NUVEEN ENHNC YLD 67092P102 125 5000 SH SOLE 0 0 5000 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 4 100 SH SOLE 0 0 100 ADVANSIX INC COM 00773T101 0 8 SH SOLE 0 0 8 YUM CHINA HLDGS INC COM 98850P109 70 1050 SH SOLE 0 0 1050 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 36 435 SH SOLE 0 0 435 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 5304 211361 SH SOLE 0 0 211361 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 5 102 SH SOLE 0 0 102 SPDR INDEX SHS FDS MSCI EMR MKT ETF 78470E205 479 5836 SH SOLE 0 0 5836 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 2644 52113 SH SOLE 0 0 52113 JBG SMITH PPTYS COM 46590V100 11 341 SH SOLE 0 0 341 BRIGHTHOUSE FINL INC COM 10922N103 0 7 SH SOLE 0 0 7 G1 THERAPEUTICS INC COM 3621LQ109 66 2988 SH SOLE 0 0 2988 MICRO FOCUS INTL PLC SPON ADR NEW 594837403 0 10 SH SOLE 0 0 10 DUPONT DE NEMOURS INC COM 26614N102 7 91 SH SOLE 0 0 91 ISHARES TR ESG AWRE USD ETF 46435G193 4 150 SH SOLE 0 0 150 ROKU INC COM CL A 77543R102 60 130 SH SOLE 0 0 130 NUSHARES ETF TR NUVEEN ESG LRGVL 67092P300 25 665 SH SOLE 0 0 665 BEYOND AIR INC COM 08862L103 1 100 SH SOLE 0 0 100 NEWMARK GROUP INC CL A 65158N102 3 231 SH SOLE 0 0 231 VANGUARD WELLINGTON FD US VALUE FACTR 921935805 13 130 SH SOLE 0 0 130 DOCUSIGN INC COM 256163106 50 180 SH SOLE 0 0 180 WYNDHAM HOTELS & RESORTS INC COM 98311A105 35 480 SH SOLE 0 0 480 ISHARES TR ESG AWARE MSCI 46435U663 60 1475 SH SOLE 0 0 1475 EVERGY INC COM 30034W106 19 312 SH SOLE 0 0 312 APTINYX INC COM 03836N103 1 205 SH SOLE 0 0 205 ELANCO ANIMAL HEALTH INC COM 28414H103 7 200 SH SOLE 0 0 200 VANGUARD WORLD FD ESG US STK ETF 921910733 633 7911 SH SOLE 0 0 7911 VANGUARD WORLD FD ESG INTL STK ETF 921910725 177 2760 SH SOLE 0 0 2760 ALLOGENE THERAPEUTICS INC COM 019770106 16 628 SH SOLE 0 0 628 LINDE PLC SHS G5494J103 25 88 SH SOLE 0 0 88 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 4419 86563 SH SOLE 0 0 86563 MODERNA INC COM 60770K107 7 30 SH SOLE 0 0 30 DELL TECHNOLOGIES INC CL C 24703L202 41 416 SH SOLE 0 0 416 DOW INC COM 260557103 10 155 SH SOLE 0 0 155 PAGERDUTY INC COM 69553P100 21 500 SH SOLE 0 0 500 CORTEVA INC COM 22052L104 7 155 SH SOLE 0 0 155 CHANGE HEALTHCARE INC COM 15912K100 26 1129 SH SOLE 0 0 1129 ENVISTA HOLDINGS CORPORATION COM 29415F104 11 262 SH SOLE 0 0 262 DATADOG INC CL A COM 23804L103 31 300 SH SOLE 0 0 300 AMERICAN CENTY ETF TR US SML CP VALU 025072877 98 1290 SH SOLE 0 0 1290 AMERICAN CENTY ETF TR US EQT ETF 025072885 65 875 SH SOLE 0 0 875 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 445 6873 SH SOLE 0 0 6873 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 124 1780 SH SOLE 0 0 1780 NATURA &CO HLDG S A ADS 63884N108 2 75 SH SOLE 0 0 75 DELTA AIR LINES INC DEL COM NEW 247361702 11 3500 SH Put SOLE 0 0 3500 1LIFE HEALTHCARE INC COM 68269G107 5 165 SH SOLE 0 0 165 CURIOSITYSTREAM INC COM CL A 23130Q107 27 2000 SH SOLE 0 0 2000 MIND MEDICINE MINDMED INC COM SUB VTG 60255C109 21 6000 SH SOLE 0 0 6000 CARRIER GLOBAL CORPORATION COM 14448C104 17 350 SH SOLE 0 0 350 OTIS WORLDWIDE CORP COM 68902V107 14 175 SH SOLE 0 0 175 KEROS THERAPEUTICS INC COM 492327101 13 312 SH SOLE 0 0 312 GENERATION BIO CO COM 37148K100 89 3325 SH SOLE 0 0 3325 APPHARVEST INC COM 03783T103 1 60 SH SOLE 0 0 60 ROCKET COS INC COM CL A 77311W101 4 200 SH SOLE 0 0 200 UWM HOLDINGS CORPORATION COM CL A 91823B109 11 1249 SH SOLE 0 0 1249 VONTIER CORPORATION COM 928881101 0 9 SH SOLE 0 0 9 VIATRIS INC COM 92556V106 8 580 SH SOLE 0 0 580 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 5457 180629 SH SOLE 0 0 180629 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 1033 35347 SH SOLE 0 0 35347 PETRA ACQUISITION INC COM 716421102 5 500 SH SOLE 0 0 500 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 336 11346 SH SOLE 0 0 11346 MICROSOFT CORP COM 594918104 6 1500 SH Put SOLE 0 0 1500 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 5 500 SH SOLE 0 0 500 AFFIRM HLDGS INC COM CL A 00827B106 7 110 SH SOLE 0 0 110 GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 5 500 SH SOLE 0 0 500 TELADOC HEALTH INC COM 87918A105 57 800 SH Put SOLE 0 0 800 MALACCA STRAITS ACQUISITION COM CL A G5859B117 5 500 SH SOLE 0 0 500 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 1000 SH Put SOLE 0 0 1000 ROBLOX CORP CL A 771049103 3 35 SH SOLE 0 0 35 HOME DEPOT INC COM 437076102 3 600 SH Put SOLE 0 0 600 BITE ACQUISITION CORP COMMON STOCK 09175K105 5 500 SH SOLE 0 0 500 BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 0 250 SH SOLE 0 0 250 VECTIVBIO HLDG AG ORD SHS H9060V101 0 24 SH SOLE 0 0 24 COINBASE GLOBAL INC COM CL A 19260Q107 16 62 SH SOLE 0 0 62 SPDR S&P 500 ETF TR TR UNIT 78462F103 1 1700 SH Put SOLE 0 0 1700 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 1000 SH Put SOLE 0 0 1000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 5000 SH Put SOLE 0 0 5000 SPDR S&P 500 ETF TR TR UNIT 78462F103 11 4200 SH Put SOLE 0 0 4200 ORGANON & CO COMMON STOCK 68622V106 9 304 SH SOLE 0 0 304 DIMENSIONAL ETF TRUST US EQUITY ETF 25434V401 291 6176 SH SOLE 0 0 6176 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 1193 44227 SH SOLE 0 0 44227 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 175 2990 SH SOLE 0 0 2990 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 29 638 SH SOLE 0 0 638 VISA INC COM CL A 92826C839 10 1500 SH Put SOLE 0 0 1500 SPDR S&P 500 ETF TR TR UNIT 78462F103 4 1500 SH Put SOLE 0 0 1500 APPLE INC COM 037833100 5 1600 SH Put SOLE 0 0 1600 SPDR S&P 500 ETF TR TR UNIT 78462F103 4 3500 SH Put SOLE 0 0 3500 SPDR S&P 500 ETF TR TR UNIT 78462F103 1 1000 SH Put SOLE 0 0 1000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2 1000 SH Put SOLE 0 0 1000