0001019056-14-000139.txt : 20140206 0001019056-14-000139.hdr.sgml : 20140206 20140206160259 ACCESSION NUMBER: 0001019056-14-000139 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 EFFECTIVENESS DATE: 20140206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gagnon Advisors, LLC CENTRAL INDEX KEY: 0001599466 IRS NUMBER: 203329575 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15744 FILM NUMBER: 14580120 BUSINESS ADDRESS: STREET 1: 1370 6TH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-554-5050 MAIL ADDRESS: STREET 1: 1370 6TH AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Gagnon Advisors LLC DATE OF NAME CHANGE: 20140206 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599466 XXXXXXXX 12-31-2013 12-31-2013 false Gagnon Advisors, LLC

1370 6th Avenue 24th Floor New York NY 10019

13F HOLDINGS REPORT 028-15744 N Susan DuMont 212-554-5000 /s/ Susan DuMont New York NY 02-06-2014 0 28 172839 INFORMATION TABLE 2 infotable.xml AIR LEASE CORPORATION CL A COM 00912X302 9191 295733 SH SOLE 0 0 0 ALPHA & OMEGA SEMICONDUCTOR LIMITED COM G6331P104 6001 778354 SH SOLE 0 0 0 AMERESCO INC CL A COM 02361E108 8165 845211 SH SOLE 0 0 0 ATHENAHEALTH INC COM 04685W103 9391 69824 SH SOLE 0 0 0 CARMAX INC COM 143130102 5142 109360 SH SOLE 0 0 0 CHRISTOPHER & BANKS CORP COM 171046105 5156 603710 SH SOLE 0 0 0 CNINSURE INC SPONSORED ADR SPONSORED ADR 18976M103 1381 228658 SH SOLE 0 0 0 COMMVAULT SYSTEMS INC COM 204166102 2645 35337 SH SOLE 0 0 0 CONSTANT CONTACT INC COM 210313102 8058 259356 SH SOLE 0 0 0 DURECT CORP COM 266605104 2420 1398777 SH SOLE 0 0 0 E2OPEN INC COM COM 29788A104 6639 277663 SH SOLE 0 0 0 EQUINIX INC COM 29444U502 8788 49524 SH SOLE 0 0 0 FINANCIAL ENGINES INC COM 317485100 2040 29367 SH SOLE 0 0 0 FXCM INC COM CL A COM 302693106 4362 244511 SH SOLE 0 0 0 GENERAL FINANCE CORPORATION COM 369822101 12138 2012989 SH SOLE 0 0 0 ICG GROUP INC COM 44928D108 2876 154352 SH SOLE 0 0 0 MARKETO INC COM COM 57063L107 4394 118542 SH SOLE 0 0 0 NAPCO SECURITY TECHNOLOGIES INC COM 630402105 3269 520510 SH SOLE 0 0 0 NEOVASC INC COM 64065J106 10346 2687269 SH SOLE 0 0 0 NETSUITE INC COM 64118Q107 4267 41416 SH SOLE 0 0 0 NOVADAQ TECHNOLOGIES INC COMMON COM 66987G102 13880 841718 SH SOLE 0 0 0 POWER SOLUTIONS INTERNATIONAL INC COM New 73933G202 7591 101079 SH SOLE 0 0 0 RALLY SOFTWARE DEV CORP COM COM 751198102 6177 317578 SH SOLE 0 0 0 RED HAT INC COM 756577102 9139 163079 SH SOLE 0 0 0 RTI SURGICAL INC COM 74975N105 3378 954336 SH SOLE 0 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 5568 474288 SH SOLE 0 0 0 STEALTHGAS INC SHS Y81669106 3567 350000 SH SOLE 0 0 0 TANGOE INC COM 87582Y108 6869 381426 SH SOLE 0 0 0