0000950123-16-015003.txt : 20160216 0000950123-16-015003.hdr.sgml : 20160215 20160216154835 ACCESSION NUMBER: 0000950123-16-015003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Silver Rock Financial LLC CENTRAL INDEX KEY: 0001599350 IRS NUMBER: 264538302 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15861 FILM NUMBER: 161427550 BUSINESS ADDRESS: STREET 1: 2425 OLYMPIC BLVD., STREET 2: SUITE 4060W CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-570-4595 MAIL ADDRESS: STREET 1: 2425 OLYMPIC BLVD., STREET 2: SUITE 4060W CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599350 XXXXXXXX 12-31-2015 12-31-2015 Silver Rock Financial LLC

2425 Olympic Blvd., Suite 4060W Santa Monica CA 90401

13F HOLDINGS REPORT 028-15861 N Michael W. Skarda 424-371-8460 /s/ Michael W. Skarda Santa Monica CA 02-16-2016 0 31 121401 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACTIVISION BLIZZARD INC COM 00507V109 1161 30000 SH SOLE 30000 0 0 AGROFRESH SOLUTIONS COM 00856G109 2646 417944 SH SOLE 417944 0 0 AGROFRESH SOLUTIONS *W EXP 07/31/202 00856G117 673 673802 SH SOLE 673802 0 0 APOLLO ED GROUP INC CL A 037604105 153 20000 SH SOLE 20000 0 0 APPLE INC COM 037833100 10946 104000 SH SOLE 104000 0 0 ATLANTIC ALLIANCE PARTNER CO SHS G04897107 7648 754907 SH SOLE 754907 0 0 CONSTELLIUM NV CL A N22035104 2148 278954 SH SOLE 278954 0 0 CUMULUS MEDIA INC CL A 231082108 192 579436 SH SOLE 579436 0 0 DEAN FOODS CO NEW COM NEW 242370203 857 50000 SH SOLE 50000 0 0 DIAMOND RESORTS INTL INC COM 25272T104 11017 431875 SH SOLE 431875 0 0 DIGITALGLOBE INC COM NEW 25389M877 1202 76764 SH SOLE 76764 0 0 E M C CORP MASS COM 268648102 14893 580000 SH SOLE 580000 0 0 GNC HLDGS INC COM CL A 36191G107 2567 82755 SH SOLE 82755 0 0 GORES HLDGS INC UNIT 382866200 10000 1000000 SH SOLE 1000000 0 0 GP INVTS ACQUISITION COR UNIT G40357116 12438 1250000 SH SOLE 1250000 0 0 HARMAN INTL INDS INC COM 413086109 2967 31500 SH SOLE 31500 0 0 HENNESSY CAP ACQUISITION COR UNIT 42588J209 4900 500000 SH SOLE 500000 0 0 KITE PHARMA INC COM 49803L109 6729 109199 SH SOLE 109199 0 0 MCDONALDS CORP COM 580135101 8271 70000 SH SOLE 70000 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 4487 112000 SH SOLE 112000 0 0 PINNACLE ENTMT INC COM 723456109 2567 82500 SH SOLE 82500 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 671 15221 SH SOLE 15221 0 0 QUALCOMM INC COM 747525103 1350 27000 SH SOLE 27000 0 0 REGIS CORP MINN COM 758932107 566 40000 SH SOLE 40000 0 0 TWITTER INC COM 90184L102 1594 68901 SH SOLE 68901 0 0 VEREIT INC COM 92339V100 2109 266147 SH SOLE 266147 0 0 VITAL THERAPIES INC COM 92847R104 2260 196178 SH SOLE 196178 0 0 WEBMD HEALTH CORP COM 94770V102 996 20623 SH SOLE 20623 0 0 WHITING PETE CORP NEW COM 966387102 3148 333500 SH SOLE 333500 0 0 WL ROSS HLDG CORP *W EXP 06/11/201 92939D112 230 700000 SH SOLE 700000 0 0 YRC WORLDWIDE INC COM 984249607 15 1081 SH SOLE 1081 0 0