0000950123-15-012154.txt : 20151116
0000950123-15-012154.hdr.sgml : 20151116
20151116154001
ACCESSION NUMBER: 0000950123-15-012154
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silver Rock Financial LLC
CENTRAL INDEX KEY: 0001599350
IRS NUMBER: 264538302
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1214
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15861
FILM NUMBER: 151233995
BUSINESS ADDRESS:
STREET 1: 1250 4TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
BUSINESS PHONE: 310-570-4595
MAIL ADDRESS:
STREET 1: 1250 4TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90401
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599350
XXXXXXXX
09-30-2015
09-30-2015
Silver Rock Financial LLC
1250 4th Street
Santa Monica
CA
90401
13F HOLDINGS REPORT
028-15861
N
Michael W. Skarda
General Counsel
310-570-4595
/s/ Michael W. Skarda
Santa Monica
CA
11-16-2015
0
35
161998
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACTIVISION BLIZZARD INC
COM
00507V109
1236
40000
SH
SOLE
40000
0
0
ADT Corp
COM
00101J106
2139
71530
SH
SOLE
71530
0
0
AGROFRESH SOLUTIONS
COM
00856G109
9652
1215604
SH
SOLE
1215604
0
0
AGROFRESH SOLUTIONS
*W EXP 07/31/202
00856G117
1556
710302
SH
SOLE
710302
0
0
AMERICAN CAP SR FLOATING LTD
COM
02504D108
1100
98986
SH
SOLE
98986
0
0
APOLLO ED GROUP INC
CL A
037604105
221
20000
SH
SOLE
20000
0
0
APPLE INC
COM
037833100
11470
104000
SH
SOLE
104000
0
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
7700
754907
SH
SOLE
754907
0
0
AVIS BUDGET GROUP
COM
053774105
2739
62700
SH
SOLE
62700
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
3541
112000
SH
SOLE
112000
0
0
CONSTELLIUM NV
CL A
N22035104
2333
385000
SH
SOLE
385000
0
0
CUMULUS MEDIA INC
CL A
231082108
1923
2733284
SH
SOLE
2733284
0
0
DEAN FOODS CO NEW
COM NEW
242370203
4905
297000
SH
SOLE
297000
0
0
DIAMOND RESORTS INTL INC
COM
25272T104
10102
431875
SH
SOLE
431875
0
0
DIGITALGLOBE INC
COM NEW
25389M877
1538
80813
SH
SOLE
80813
0
0
E M C CORP MASS
COM
268648102
14013
580000
SH
SOLE
580000
0
0
GNC HLDGS INC
COM CL A
36191G107
7276
180000
SH
SOLE
180000
0
0
GORES HLDGS INC
UNIT
382866200
10090
1000000
SH
SOLE
1000000
0
0
GP INVTS ACQUISITION COR
UNIT
G40357116
12375
1250000
SH
SOLE
1250000
0
0
HARMAN INTL INDS INC
COM
413086109
4320
45000
SH
SOLE
45000
0
0
HENNESSY CAP ACQUISITION COR
UNIT
42588J209
4930
500000
SH
SOLE
500000
0
0
KITE PHARMA INC
COM
49803L109
7752
139225
SH
SOLE
139225
0
0
MCDONALDS CORP
COM
580135101
14247
144605
SH
SOLE
144605
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
4773
113000
SH
SOLE
113000
0
0
PARTY CITY HOLDCO INC
COM
702149105
2770
173500
SH
SOLE
173500
0
0
PINNACLE ENTMT INC
COM
723456109
2792
82500
SH
SOLE
82500
0
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
660
15221
SH
SOLE
15221
0
0
REGIS CORP MINN
COM
758932107
524
40000
SH
SOLE
40000
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
2909
86000
SH
SOLE
86000
0
0
TWITTER INC
COM
90184L102
1856
68901
SH
SOLE
68901
0
0
VEREIT INC
COM
92339V100
1900
246147
SH
SOLE
246147
0
0
Vital Therapies Inc
COM
9Q847R104
167
41458
SH
SOLE
41458
0
0
WEBMD HEALTH CORP
COM
94770V102
822
20623
SH
SOLE
20623
0
0
WHITING PETE CORP NEW
COM
966387102
5093
333500
SH
SOLE
333500
0
0
WL ROSS HLDG CORP
*W EXP 06/11/201
92939D112
575
700000
SH
SOLE
700000
0
0