0001822479-21-000059.txt : 20210827
0001822479-21-000059.hdr.sgml : 20210827
20210827175420
ACCESSION NUMBER: 0001822479-21-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210825
FILED AS OF DATE: 20210827
DATE AS OF CHANGE: 20210827
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rutz Michael P
CENTRAL INDEX KEY: 0001599220
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39729
FILM NUMBER: 211220305
MAIL ADDRESS:
STREET 1: 8755 WEST HIGGINS ROAD
STREET 2: SUITE 500
CITY: CHICAGO
STATE: IL
ZIP: 60631
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sotera Health Co
CENTRAL INDEX KEY: 0001822479
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
IRS NUMBER: 473531161
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9100 SOUTH HILLS BLVD, SUITE 300
CITY: BROADVIEW HEIGHTS
STATE: OH
ZIP: 44147
BUSINESS PHONE: 440-262-1410
MAIL ADDRESS:
STREET 1: 9100 SOUTH HILLS BLVD, SUITE 300
CITY: BROADVIEW HEIGHTS
STATE: OH
ZIP: 44147
FORMER COMPANY:
FORMER CONFORMED NAME: Sotera Health Topco, Inc.
DATE OF NAME CHANGE: 20200824
4
1
wf-form4_163010123906263.xml
FORM 4
X0306
4
2021-08-25
0
0001822479
Sotera Health Co
SHC
0001599220
Rutz Michael P
C/O SOTERA HEALTH COMPANY
9100 SOUTH HILLS BLVD, SUITE 300
BROADVIEW HEIGHTS
OH
44147
0
1
0
0
President of Sterigenics
Common Stock, $0.01 par value per share ("Common Stock")
2021-08-25
4
S
0
67000
25.028
D
554043
D
Stock Options
23.0
2030-11-20
Common Stock
111801.0
111801
D
Represents the weighted-average share price. The lowest price at which shares were sold was $24.90 and the highest price at which shares were sold was $25.39. The Reporting Person undertakes to provide, upon request of the SEC or a security holder of the issuer, complete information regarding the number of shares sold at each price.
Consists of 26,086 Restricted Stock Units ("RSUs") and 527,957 shares of Common Stock. The RSUs were granted on November 20, 2020, pursuant to the terms of an RSU agreement under the Sotera Health Company 2020 Omnibus Incentive Plan ("2020 Incentive Plan"). Each RSU represents the Reporting Person's right to receive one share of Common Stock, subject to vesting conditions. The RSUs vest in four equal installments on each of the first four anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date. 98,566 of the shares of Common Stock are vested, and 429,391 shares of Common Stock remain subject to vesting conditions. Shares of unvested Common Stock will vest on a daily basis, pro rata through May 13, 2025 (the five year anniversary of the date of grant).
No transaction is being reported on this line. Reported on a previously filed Form 4.
These options were granted on November 20, 2020, pursuant to the terms of a stock option agreement under the 2020 Incentive Plan. The options vest in four equal installments on each of the first four anniversaries of the date of grant, subject to the Reporting Person's continued service through each such date.
The Power of Attorney for Mr. Rutz is filed as an exhibit to the Form 3 filed on November 20, 2020, which is hereby incorporated by reference.
/s/ Jessica L. M. H. Epp, Attorney-in-Fact
2021-08-27