Chief Compliance Officver

0001599217-24-000006.txt : 20240514 0001599217-24-000006.hdr.sgml : 20240514 20240514113245 ACCESSION NUMBER: 0001599217-24-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 EFFECTIVENESS DATE: 20240514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 ORGANIZATION NAME: IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 24942220 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001599217 XXXXXXXX 03-31-2024 03-31-2024 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Drew Ahrens Chief Compliance Officver 630-241-0833 Drew Ahrens Chicago IL 05-14-2024 0 151 1488306359 false INFORMATION TABLE 2 CapstoneQ1202413f.xml CAPSTONE FINANCIAL ADVISORS INC 13F2024Q1 ABBOTT LABS COM 002824100 407938 3589 SH SOLE 0 0 3589 ABBVIE INC COM 00287Y109 672145 3691 SH SOLE 0 0 3691 ABRDN ASIA PACIFIC INCOME FU COM 003009107 53200 19000 SH SOLE 0 0 19000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2127839 6139 SH SOLE 0 0 6139 ADAMS DIVERSIFIED EQUITY FD COM 006212104 749312 38387 SH SOLE 0 0 38387 ADVANCED MICRO DEVICES INC COM 007903107 308638 1710 SH SOLE 0 0 1710 ALASKA AIR GROUP INC COM 011659109 686637 15972 SH SOLE 0 0 15972 ALLSTATE CORP COM 020002101 271307 1568 SH SOLE 0 0 1568 ALPHABET INC CAP STK CL A 02079K305 882186 5845 SH SOLE 0 0 5845 ALPHABET INC CAP STK CL C 02079K107 288554 1895 SH SOLE 0 0 1895 AMAZON COM INC COM 023135106 7523081 41707 SH SOLE 0 0 41707 AMERICAN CENTY ETF TR REAL ESTATE ETF 025072356 1482769 35070 SH SOLE 0 0 35070 AMGEN INC COM 031162100 547414 1925 SH SOLE 0 0 1925 APPLE INC COM 037833100 28354827 165354 SH SOLE 0 0 165354 ARCHER DANIELS MIDLAND CO COM 039483102 367397 5849 SH SOLE 0 0 5849 ARROW ELECTRS INC COM 042735100 365984 2827 SH SOLE 0 0 2827 AT&T INC COM 00206R102 252193 14329 SH SOLE 0 0 14329 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1689650 4018 SH SOLE 0 0 4018 BOEING CO COM 097023105 454878 2357 SH SOLE 0 0 2357 BRISTOL-MYERS SQUIBB CO COM 110122108 1200525 22138 SH SOLE 0 0 22138 BYLINE BANCORP INC COM 124411109 344719 15871 SH SOLE 0 0 15871 CARMAX INC COM 143130102 435550 5000 SH SOLE 0 0 5000 CATERPILLAR INC COM 149123101 1034933 2824 SH SOLE 0 0 2824 CBOE GLOBAL MKTS INC COM 12503M108 1177499 6409 SH SOLE 0 0 6409 CHEVRON CORP NEW COM 166764100 514960 3265 SH SOLE 0 0 3265 CHIPOTLE MEXICAN GRILL INC COM 169656105 892379 307 SH SOLE 0 0 307 CINEVERSE CORP COM CL A 172406308 13900 10000 SH SOLE 0 0 10000 CME GROUP INC COM 12572Q105 4337283 20146 SH SOLE 0 0 20146 COCA COLA CO COM 191216100 1036896 16948 SH SOLE 0 0 16948 COLGATE PALMOLIVE CO COM 194162103 432240 4800 SH SOLE 0 0 4800 COMPASS INC CL A 20464U100 36000 10000 SH SOLE 0 0 10000 COSTCO WHSL CORP NEW COM 22160K105 2750840 3755 SH SOLE 0 0 3755 CROWDSTRIKE HLDGS INC CL A 22788C105 439529 1371 SH SOLE 0 0 1371 CSX CORP COM 126408103 281473 7593 SH SOLE 0 0 7593 DARDEN RESTAURANTS INC COM 237194105 1106032 6617 SH SOLE 0 0 6617 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 1345720 44531 SH SOLE 0 0 44531 DIMENSIONAL ETF TRUST INTL CORE EQUITY 25434V799 555063 20750 SH SOLE 0 0 20750 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 1195433 32716 SH SOLE 0 0 32716 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 169562839 5307131 SH SOLE 0 0 5307131 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 73044155 2871232 SH SOLE 0 0 2871232 DISNEY WALT CO COM 254687106 423974 3465 SH SOLE 0 0 3465 DOUBLELINE INCOME SOLUTIONS COM 258622109 434645 34224 SH SOLE 0 0 34224 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 384856 24144 SH SOLE 0 0 24144 EA SERIES TRUST STRIVE 500 ETF 02072L680 220473 6550 SH SOLE 0 0 6550 EATON CORP PLC SHS G29183103 1688472 5400 SH SOLE 0 0 5400 ELASTIC N V ORD SHS N14506104 449176 4481 SH SOLE 0 0 4481 ELI LILLY & CO COM 532457108 488732 628 SH SOLE 0 0 628 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 189413 12041 SH SOLE 0 0 12041 ENTERPRISE PRODS PARTNERS L COM 293792107 257057 8809 SH SOLE 0 0 8809 EXXON MOBIL CORP COM 30231G102 1466661 12618 SH SOLE 0 0 12618 FAIR ISAAC CORP COM 303250104 237426 190 SH SOLE 0 0 190 FIFTH THIRD BANCORP COM 316773100 909608 24445 SH SOLE 0 0 24445 FINANCE OF AMERICA COMPAN COM CL A 31738L107 18378 25000 SH SOLE 0 0 25000 FLEXSHARES TR M STAR DEV MKT 33939L803 35965044 501879 SH SOLE 0 0 501879 FLEXSHARES TR MORNSTAR USMKT 33939L100 32943576 166057 SH SOLE 0 0 166057 FLEXSHARES TR STOXX GLOBR INF 33939L795 94960784 1739642 SH SOLE 0 0 1739642 FORD MTR CO DEL COM 345370860 412163 31036 SH SOLE 0 0 31036 GENERAL ELECTRIC CO COM NEW 369604301 327325 1865 SH SOLE 0 0 1865 GENERAL MLS INC COM 370334104 1502186 21469 SH SOLE 0 0 21469 GODADDY INC CL A 380237107 237360 2000 SH SOLE 0 0 2000 GRAINGER W W INC COM 384802104 6297087 6190 SH SOLE 0 0 6190 GRUPO TELEVISA S A B SPON ADR REP ORD 40049J206 128000 40000 SH SOLE 0 0 40000 GULF RES INC COM 40251W408 29600 20000 SH SOLE 0 0 20000 HOME DEPOT INC COM 437076102 388738 1013 SH SOLE 0 0 1013 HONEYWELL INTL INC COM 438516106 220578 1075 SH SOLE 0 0 1075 INTEL CORP COM 458140100 995972 22549 SH SOLE 0 0 22549 INTERCONTINENTAL EXCHANGE IN COM 45866F104 713376 5191 SH SOLE 0 0 5191 INTERNATIONAL BUSINESS MACHS COM 459200101 966361 5061 SH SOLE 0 0 5061 INVESCO QQQ TR UNIT SER 1 46090E103 1013716 2283 SH SOLE 0 0 2283 ISHARES S&P GSCI COMMODITY- UNIT BEN INT 46428R107 211776 9600 SH SOLE 0 0 9600 ISHARES TR BLACKROCK ULTRA 46434V878 573903 11351 SH SOLE 0 0 11351 ISHARES TR CORE INTL AGGR 46435G672 7359430 147336 SH SOLE 0 0 147336 ISHARES TR CORE MSCI INTL 46435G326 251200 3742 SH SOLE 0 0 3742 ISHARES TR CORE MSCI TOTAL 46432F834 70524763 1039269 SH SOLE 0 0 1039269 ISHARES TR CORE S&P MCP ETF 464287507 209722 3453 SH SOLE 0 0 3453 ISHARES TR CORE S&P SCP ETF 464287804 332552 3009 SH SOLE 0 0 3009 ISHARES TR CORE S&P TTL STK 464287150 19674281 170636 SH SOLE 0 0 170636 ISHARES TR CORE S&P500 ETF 464287200 640621 1219 SH SOLE 0 0 1219 ISHARES TR CORE US AGGBD ET 464287226 9604554 98066 SH SOLE 0 0 98066 ISHARES TR GLB INFRASTR ETF 464288372 807264 16952 SH SOLE 0 0 16952 ISHARES TR GLOBAL REIT ETF 46434V647 21150328 893173 SH SOLE 0 0 893173 ISHARES TR NATIONAL MUN ETF 464288414 2186357 20319 SH SOLE 0 0 20319 ISHARES TR RUS 1000 ETF 464287622 201981401 701251 SH SOLE 0 0 701251 ISHARES TR RUS 1000 GRW ETF 464287614 36258899 107577 SH SOLE 0 0 107577 ISHARES TR RUSSELL 2000 ETF 464287655 5350579 25443 SH SOLE 0 0 25443 ISHARES TR RUSSELL 3000 ETF 464287689 692576 2308 SH SOLE 0 0 2308 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 560509 9687 SH SOLE 0 0 9687 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 579795 11427 SH SOLE 0 0 11427 JOHNSON & JOHNSON COM 478160104 1387844 8773 SH SOLE 0 0 8773 JOINT CORP COM 47973J102 156720 12000 SH SOLE 0 0 12000 JPMORGAN CHASE & CO COM 46625H100 10607749 52959 SH SOLE 0 0 52959 LAMB WESTON HLDGS INC COM 513272104 1319387 12385 SH SOLE 0 0 12385 LOANDEPOT INC COM CL A 53946R106 64750 25000 SH SOLE 0 0 25000 LUMEN TECHNOLOGIES INC COM 550241103 148272 95046 SH SOLE 0 0 95046 MARATHON PETE CORP COM 56585A102 390306 1937 SH SOLE 0 0 1937 MASTERCARD INCORPORATED CL A 57636Q104 386053 802 SH SOLE 0 0 802 MCDONALDS CORP COM 580135101 62282708 220900 SH SOLE 0 0 220900 MCDONALDS CORP PUT 580135101 338340 1200 PRN SOLE 0 0 1200 MERCK & CO INC COM 58933Y105 1311436 9939 SH SOLE 0 0 9939 META PLATFORMS INC CL A 30303M102 978623 2015 SH SOLE 0 0 2015 MICROSOFT CORP COM 594918104 6109980 14523 SH SOLE 0 0 14523 NETFLIX INC COM 64110L106 272692 449 SH SOLE 0 0 449 NOODLES & CO COM CL A 65540B105 47750 25000 SH SOLE 0 0 25000 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 363257 15048 SH SOLE 0 0 15048 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 349577 26423 SH SOLE 0 0 26423 NVIDIA CORPORATION COM 67066G104 4272089 4728 SH SOLE 0 0 4728 PALANTIR TECHNOLOGIES INC CL A 69608A108 283116 12304 SH SOLE 0 0 12304 PEPSICO INC COM 713448108 613259 3504 SH SOLE 0 0 3504 PFIZER INC COM 717081103 277118 9986 SH SOLE 0 0 9986 PIMCO INCOME STRATEGY FD II COM 72201J104 108364 14526 SH SOLE 0 0 14526 PORTILLOS INC COM CL A 73642K106 361761 25512 SH SOLE 0 0 25512 PROCTER AND GAMBLE CO COM 742718109 518442 3195 SH SOLE 0 0 3195 QUALCOMM INC COM 747525103 3023338 17858 SH SOLE 0 0 17858 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 291180 2000 SH SOLE 0 0 2000 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 488748 8006 SH SOLE 0 0 8006 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 231909 1570 SH SOLE 0 0 1570 SELECTQUOTE INC COM 816307300 30000 15000 SH SOLE 0 0 15000 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2792016 65204 SH SOLE 0 0 65204 SPDR S&P 500 ETF TR TR UNIT 78462F103 1932514 3695 SH SOLE 0 0 3695 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 9029808 16229 SH SOLE 0 0 16229 TESLA INC COM 88160R101 791054 4500 SH SOLE 0 0 4500 THE CIGNA GROUP COM 125523100 1513561 4167 SH SOLE 0 0 4167 THE ONE GROUP HOSPITALITY IN COM 88338K103 55700 10000 SH SOLE 0 0 10000 THOUGHTWORKS HOLDING INC COM 88546E105 50600 20000 SH SOLE 0 0 20000 TMC THE METALS COMPANY INC COM 87261Y106 14300 10000 SH SOLE 0 0 10000 TRI CONTL CORP COM 895436103 2325801 75513 SH SOLE 0 0 75513 UNILEVER PLC SPON ADR NEW 904767704 1268801 25280 SH SOLE 0 0 25280 UNITEDHEALTH GROUP INC COM 91324P102 417527 844 SH SOLE 0 0 844 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 106055264 1460213 SH SOLE 0 0 1460213 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 45748967 930046 SH SOLE 0 0 930046 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 844419 1757 SH SOLE 0 0 1757 VANGUARD INDEX FDS TOTAL STK MKT 922908769 226941696 873189 SH SOLE 0 0 873189 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 610083 10402 SH SOLE 0 0 10402 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 4923855 97309 SH SOLE 0 0 97309 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 246854 4167 SH SOLE 0 0 4167 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 227702 3319 SH SOLE 0 0 3319 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 4798116 20133 SH SOLE 0 0 20133 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 4128493 48536 SH SOLE 0 0 48536 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8478583 46430 SH SOLE 0 0 46430 VANGUARD STAR FDS VG TL INTL STK F 921909768 90046884 1493315 SH SOLE 0 0 1493315 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 585112 11663 SH SOLE 0 0 11663 VANGUARD WORLD FD ESG US STK ETF 921910733 784435 8418 SH SOLE 0 0 8418 VANGUARD WORLD FD INF TECH ETF 92204A702 310435 592 SH SOLE 0 0 592 VERIZON COMMUNICATIONS INC COM 92343V104 326808 7789 SH SOLE 0 0 7789 VIMEO INC COMMON STOCK 92719V100 40900 10000 SH SOLE 0 0 10000 VINCI PARTNERS INVTS LTD COM CL A G9451V109 113000 10000 SH SOLE 0 0 10000 VISA INC COM CL A 92826C839 239888 860 SH SOLE 0 0 860 WALGREENS BOOTS ALLIANCE INC COM 931427108 2297774 105937 SH SOLE 0 0 105937 WISDOMTREE TR YIELD ENHANCD US 97717X511 537901 12394 SH SOLE 0 0 12394 YUM BRANDS INC COM 988498101 324164 2338 SH SOLE 0 0 2338 ZEVIA PBC CL A 98955K104 43412 37104 SH SOLE 0 0 37104