0001599217-23-000009.txt : 20231113 0001599217-23-000009.hdr.sgml : 20231113 20231113130908 ACCESSION NUMBER: 0001599217-23-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231113 DATE AS OF CHANGE: 20231113 EFFECTIVENESS DATE: 20231113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 231397248 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001599217 XXXXXXXX 09-30-2023 09-30-2023 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G. Marks 6302410833 Richard G Marks Downers Grove IL 11-13-2023 0 146 1267387739 false INFORMATION TABLE 2 2023Q313F.xml 13F2023Q3 CAPSTONE FINANCIAL ADVISORS, INC. ABBOTT LABS COM 002824100 363965 3758 SH SOLE 0 0 3758 ABBVIE INC COM 00287Y109 591340 3967 SH SOLE 0 0 3967 ABRDN ASIA PACIFIC INCOME FU COM 003009107 46550 19000 SH SOLE 0 0 19000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2188773 7127 SH SOLE 0 0 7127 ADAMS DIVERSIFIED EQUITY FD COM 006212104 618652 37179 SH SOLE 0 0 37179 ALASKA AIR GROUP INC COM 011659109 448112 12085 SH SOLE 0 0 12085 ALPHABET INC CAP STK CL A 02079K305 848235 6482 SH SOLE 0 0 6482 ALPHABET INC CAP STK CL C 02079K107 233657 1772 SH SOLE 0 0 1772 AMAZON COM INC COM 023135106 4573955 35981 SH SOLE 0 0 35981 AMGEN INC COM 031162100 503998 1875 SH SOLE 0 0 1875 APPLE INC COM 037833100 28684885 167542 SH SOLE 0 0 167542 ARCHER DANIELS MIDLAND CO COM 039483102 421159 5584 SH SOLE 0 0 5584 ARROW ELECTRS INC COM 042735100 368958 2946 SH SOLE 0 0 2946 AT&T INC COM 00206R102 436675 29073 SH SOLE 0 0 29073 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1365820 3899 SH SOLE 0 0 3899 BOEING CO COM 097023105 466166 2432 SH SOLE 0 0 2432 BRISTOL-MYERS SQUIBB CO COM 110122108 827909 14264 SH SOLE 0 0 14264 BYLINE BANCORP INC COM 124411109 312818 15871 SH SOLE 0 0 15871 CARMAX INC COM 143130102 353650 5000 SH SOLE 0 0 5000 CATERPILLAR INC COM 149123101 758048 2777 SH SOLE 0 0 2777 CBOE GLOBAL MKTS INC COM 12503M108 1023162 6550 SH SOLE 0 0 6550 CHEVRON CORP NEW COM 166764100 662519 3929 SH SOLE 0 0 3929 CHIPOTLE MEXICAN GRILL INC COM 169656105 562372 307 SH SOLE 0 0 307 CINEVERSE CORP COM CL A 172406308 11699 10000 SH SOLE 0 0 10000 CISCO SYS INC COM 17275R102 232982 4334 SH SOLE 0 0 4334 CME GROUP INC COM 12572Q105 4484072 22396 SH SOLE 0 0 22396 COCA COLA CO COM 191216100 958440 17121 SH SOLE 0 0 17121 COHEN & STEERS QUALITY INCOM COM 19247L106 241585 23872 SH SOLE 0 0 23872 COLGATE PALMOLIVE CO COM 194162103 341328 4800 SH SOLE 0 0 4800 COMPASS INC CL A 20464U100 29000 10000 SH SOLE 0 0 10000 CONOCOPHILLIPS COM 20825C104 207014 1728 SH SOLE 0 0 1728 COSTCO WHSL CORP NEW COM 22160K105 2171638 3844 SH SOLE 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CIGNA GROUP COM 125523100 1184639 4141 SH SOLE 0 0 4141 TRI CONTL CORP COM 895436103 2007891 75513 SH SOLE 0 0 75513 UNILEVER PLC SPON ADR NEW 904767704 1225752 24813 SH SOLE 0 0 24813 UNITEDHEALTH GROUP INC COM 91324P102 402344 798 SH SOLE 0 0 798 UPHEALTH INC *W EXP 06/08/202 91532B119 198 20000 SH SOLE 0 0 20000 UPHEALTH INC COM NEW 91532B200 5880 14000 SH SOLE 0 0 14000 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 91535237 1311769 SH SOLE 0 0 1311769 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 39060245 816647 SH SOLE 0 0 816647 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 672629 1713 SH SOLE 0 0 1713 VANGUARD INDEX FDS TOTAL STK MKT 922908769 180265142 848666 SH SOLE 0 0 848666 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 335877 6475 SH SOLE 0 0 6475 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 2352333 48905 SH SOLE 0 0 48905 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 4104985 21088 SH SOLE 0 0 21088 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 3076520 43064 SH SOLE 0 0 43064 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8154536 52481 SH SOLE 0 0 52481 VANGUARD STAR FDS VG TL INTL STK F 921909768 74440444 1390890 SH SOLE 0 0 1390890 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 503367 11513 SH SOLE 0 0 11513 VANGUARD WORLD FD ESG US STK ETF 921910733 550545 7319 SH SOLE 0 0 7319 VANGUARD WORLD FDS INF TECH ETF 92204A702 243887 588 SH SOLE 0 0 588 VERIZON COMMUNICATIONS INC COM 92343V104 255286 7877 SH SOLE 0 0 7877 VIMEO INC COMMON STOCK 92719V100 35400 10000 SH SOLE 0 0 10000 VINCI PARTNERS INVTS LTD COM CL A G9451V109 102000 10000 SH SOLE 0 0 10000 WALGREENS BOOTS ALLIANCE INC COM 931427108 2480595 111538 SH SOLE 0 0 111538 YUM BRANDS INC COM 988498101 292110 2338 SH SOLE 0 0 2338 ZEVIA PBC CL A 98955K104 33300 15000 SH SOLE 0 0 15000 POLISHED COM INC COM 28252C208 8070 100000 SH SOLE 0 0 100000