Secretary/Treasurer

0001599217-23-000003.txt : 20230215 0001599217-23-000003.hdr.sgml : 20230215 20230215132830 ACCESSION NUMBER: 0001599217-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230215 DATE AS OF CHANGE: 20230215 EFFECTIVENESS DATE: 20230215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 23634782 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001599217 XXXXXXXX 12-31-2022 12-31-2022 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G. Marks Secretary/Treasurer 630-241-0833 Richard G. Marks Downers Grove IL 02-15-2023 0 140 1182064352 false INFORMATION TABLE 2 13F2022Q4files.xml CAPSTONE FINANCIAL ADVISORS, INC. 2022Q413F ABBOTT LABS COM 002824100 366696 3340 SH SOLE Capstone Financial Advisors 0 0 3340 ABBVIE INC COM 00287Y109 810909 5018 SH SOLE Capstone Financial Advisors 0 0 5018 ABRDN ASIA PACIFIC INCOME FU COM 003009107 49970 19000 SH SOLE Capstone Financial Advisors 0 0 19000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2281482 8550 SH SOLE Capstone Financial Advisors 0 0 8550 ADAMS DIVERSIFIED EQUITY FD COM 006212104 538563 37040 SH SOLE Capstone Financial Advisors 0 0 37040 ALASKA AIR GROUP INC COM 011659109 428713 9984 SH SOLE Capstone Financial Advisors 0 0 9984 ALERISLIFE INC COM NEW 33832D205 5500 10000 SH SOLE Capstone Financial Advisors 0 0 10000 ALPHABET INC CAP STK CL A 02079K305 658284 7461 SH SOLE Capstone Financial Advisors 0 0 7461 ALPHABET INC CAP STK CL C 02079K107 339049 3821 SH SOLE Capstone Financial Advisors 0 0 3821 AMAZON COM INC COM 023135106 2591181 30847 SH SOLE Capstone Financial Advisors 0 0 30847 AMGEN INC COM 031162100 591938 2254 SH SOLE Capstone Financial Advisors 0 0 2254 APPLE INC COM 037833100 21896417 168525 SH SOLE Capstone Financial Advisors 0 0 168525 ARCHER DANIELS MIDLAND CO COM 039483102 496803 5351 SH SOLE Capstone Financial Advisors 0 0 5351 AT&T INC COM 00206R102 360874 19602 SH SOLE Capstone Financial Advisors 0 0 19602 ATI PHYSICAL THERAPY INC COM CL A 00216W109 15250 50000 SH SOLE Capstone Financial Advisors 0 0 50000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1212124 3924 SH SOLE Capstone Financial Advisors 0 0 3924 BLACKSTONE MTG TR INC COM CL A 09257W100 290029 13700 SH SOLE Capstone Financial Advisors 0 0 13700 BNY MELLON HIGH YIELD STRATE SH BEN INT 09660L105 36720 17000 SH SOLE Capstone Financial Advisors 0 0 17000 BOEING CO COM 097023105 459081 2410 SH SOLE Capstone Financial Advisors 0 0 2410 BRISTOL-MYERS SQUIBB CO COM 110122108 969355 13473 SH SOLE Capstone Financial Advisors 0 0 13473 BYLINE BANCORP INC COM 124411109 280716 12221 SH SOLE Capstone Financial Advisors 0 0 12221 CARMAX INC COM 143130102 304450 5000 SH SOLE Capstone Financial Advisors 0 0 5000 CARROLS RESTAURANT GROUP INC COM 14574X104 27200 20000 SH SOLE Capstone Financial Advisors 0 0 20000 CARVANA CO CL A 146869102 94800 20000 SH SOLE Capstone Financial Advisors 0 0 20000 CATERPILLAR INC COM 149123101 646736 2700 SH SOLE Capstone Financial Advisors 0 0 2700 CBOE GLOBAL MKTS INC COM 12503M108 851041 6783 SH SOLE Capstone Financial Advisors 0 0 6783 CEMEX SAB DE CV SPON ADR NEW 151290889 40500 10000 SH SOLE Capstone Financial Advisors 0 0 10000 CHEVRON CORP NEW COM 166764100 668356 3724 SH SOLE Capstone Financial Advisors 0 0 3724 CHIPOTLE MEXICAN GRILL INC COM 169656105 310798 224 SH SOLE Capstone Financial Advisors 0 0 224 CIGNA CORP NEW COM 125523100 1505657 4544 SH SOLE Capstone Financial Advisors 0 0 4544 CME GROUP INC COM 12572Q105 3816928 22698 SH SOLE Capstone Financial Advisors 0 0 22698 COCA COLA CO COM 191216100 1108031 17419 SH SOLE Capstone Financial Advisors 0 0 17419 COHEN & STEERS QUALITY INCOM COM 19247L106 274528 23872 SH SOLE Capstone Financial Advisors 0 0 23872 COLGATE PALMOLIVE CO COM 194162103 378192 4800 SH SOLE Capstone Financial Advisors 0 0 4800 COMPASS INC CL A 20464U100 23300 10000 SH SOLE Capstone Financial Advisors 0 0 10000 COSTCO WHSL CORP NEW COM 22160K105 1812457 3970 SH SOLE Capstone Financial Advisors 0 0 3970 DARDEN RESTAURANTS INC COM 237194105 950327 6870 SH SOLE Capstone Financial Advisors 0 0 6870 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 791738 31619 SH SOLE Capstone Financial Advisors 0 0 31619 DIMENSIONAL ETF TRUST INTL CORE EQUITY 25434V799 463762 20750 SH SOLE Capstone Financial Advisors 0 0 20750 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 888147 32870 SH SOLE Capstone Financial Advisors 0 0 32870 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 126142050 5195307 SH SOLE Capstone Financial Advisors 0 0 5195307 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 58041211 2687093 SH SOLE Capstone Financial Advisors 0 0 2687093 DISNEY WALT CO COM 254687106 276535 3183 SH SOLE Capstone Financial Advisors 0 0 3183 DUFF & PHELPS UTLITY AND INF COM 26433C105 184371 13647 SH SOLE Capstone Financial Advisors 0 0 13647 EATON CORP PLC SHS G29183103 475472 3029 SH SOLE Capstone Financial Advisors 0 0 3029 ELASTIC N V ORD SHS N14506104 238188 4625 SH SOLE Capstone Financial Advisors 0 0 4625 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 128773 10849 SH SOLE Capstone Financial Advisors 0 0 10849 ENTERPRISE PRODS PARTNERS L COM 293792107 253488 10509 SH SOLE Capstone Financial Advisors 0 0 10509 EXXON MOBIL CORP COM 30231G102 1394894 12646 SH SOLE Capstone Financial Advisors 0 0 12646 FIFTH THIRD BANCORP COM 316773100 830600 25315 SH SOLE Capstone Financial Advisors 0 0 25315 FINANCE OF AMERICA COMPAN COM CL A 31738L107 31750 25000 SH SOLE Capstone Financial Advisors 0 0 25000 FLEXSHARES TR M STAR DEV MKT 33939L803 29919665 495851 SH SOLE Capstone Financial Advisors 0 0 495851 FLEXSHARES TR MORNSTAR USMKT 33939L100 26316310 177095 SH SOLE Capstone Financial Advisors 0 0 177095 FLEXSHARES TR STOXX GLOBR INF 33939L795 85416129 1694428 SH SOLE Capstone Financial Advisors 0 0 1694428 FORD MTR CO DEL COM 345370860 871683 74951 SH SOLE Capstone Financial Advisors 0 0 74951 GENERAL MLS INC COM 370334104 1915721 22847 SH SOLE Capstone Financial Advisors 0 0 22847 GRAINGER W W INC COM 384802104 560700 1008 SH SOLE Capstone Financial Advisors 0 0 1008 GRUPO TELEVISA S A B SPON ADR REP ORD 40049J206 91200 20000 SH SOLE Capstone Financial Advisors 0 0 20000 HARBOR CUSTOM DEVELOPMENT IN *W EXP 05/09/202 41150T116 870 30000 SH SOLE Capstone Financial Advisors 0 0 30000 HOME DEPOT INC COM 437076102 341856 1082 SH SOLE Capstone Financial Advisors 0 0 1082 HONEYWELL INTL INC COM 438516106 242299 1131 SH SOLE Capstone Financial Advisors 0 0 1131 INTEL CORP COM 458140100 557363 21088 SH SOLE Capstone Financial Advisors 0 0 21088 INTERCONTINENTAL EXCHANGE IN COM 45866F104 542302 5286 SH SOLE Capstone Financial Advisors 0 0 5286 INTERNATIONAL BUSINESS MACHS COM 459200101 724892 5145 SH SOLE Capstone Financial Advisors 0 0 5145 INVESCO QQQ TR UNIT SER 1 46090E103 331200 1244 SH SOLE Capstone Financial Advisors 0 0 1244 ISHARES S&P GSCI COMMODITY- UNIT BEN INT 46428R107 203808 9600 SH SOLE Capstone Financial Advisors 0 0 9600 ISHARES TR BLACKROCK ULTRA 46434V878 661332 13216 SH SOLE Capstone Financial Advisors 0 0 13216 ISHARES TR CORE INTL AGGR 46435G672 15087841 317305 SH SOLE Capstone Financial Advisors 0 0 317305 ISHARES TR CORE MSCI INTL 46435G326 224256 4006 SH SOLE Capstone Financial Advisors 0 0 4006 ISHARES TR CORE MSCI TOTAL 46432F834 59180778 1022474 SH SOLE Capstone Financial Advisors 0 0 1022474 ISHARES TR CORE S&P SCP ETF 464287804 271519 2869 SH SOLE Capstone Financial Advisors 0 0 2869 ISHARES TR CORE S&P TTL STK 464287150 17365649 204784 SH SOLE Capstone Financial Advisors 0 0 204784 ISHARES TR CORE S&P500 ETF 464287200 338638 881 SH SOLE Capstone Financial Advisors 0 0 881 ISHARES TR CORE US AGGBD ET 464287226 19359281 199601 SH SOLE Capstone Financial Advisors 0 0 199601 ISHARES TR GLB INFRASTR ETF 464288372 381985 8333 SH SOLE Capstone Financial Advisors 0 0 8333 ISHARES TR GLOBAL REIT ETF 46434V647 31421568 1383601 SH SOLE Capstone Financial Advisors 0 0 1383601 ISHARES TR NATIONAL MUN ETF 464288414 2419291 22927 SH SOLE Capstone Financial Advisors 0 0 22927 ISHARES TR RUS 1000 ETF 464287622 159710099 758646 SH SOLE Capstone Financial Advisors 0 0 758646 ISHARES TR RUS 1000 GRW ETF 464287614 22881961 106805 SH SOLE Capstone Financial Advisors 0 0 106805 ISHARES TR RUSSELL 2000 ETF 464287655 4769496 27354 SH SOLE Capstone Financial Advisors 0 0 27354 ISHARES TR RUSSELL 3000 ETF 464287689 500906 2270 SH SOLE Capstone Financial Advisors 0 0 2270 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 474880 8715 SH SOLE Capstone Financial Advisors 0 0 8715 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 1762237 34872 SH SOLE Capstone Financial Advisors 0 0 34872 JOHNSON & JOHNSON COM 478160104 1551679 8784 SH SOLE Capstone Financial Advisors 0 0 8784 JPMORGAN CHASE & CO COM 46625H100 7260800 54145 SH SOLE Capstone Financial Advisors 0 0 54145 LAMB WESTON HLDGS INC COM 513272104 1096218 12267 SH SOLE Capstone Financial Advisors 0 0 12267 LOANDEPOT INC COM CL A 53946R106 41250 25000 SH SOLE Capstone Financial Advisors 0 0 25000 LOCKHEED MARTIN CORP COM 539830109 249246 512 SH SOLE Capstone Financial Advisors 0 0 512 LUMEN TECHNOLOGIES INC COM 550241103 400389 76703 SH SOLE Capstone Financial Advisors 0 0 76703 MASTERCARD INCORPORATED CL A 57636Q104 451840 1299 SH SOLE Capstone Financial Advisors 0 0 1299 MCDONALDS CORP COM 580135101 51802260 196571 SH SOLE Capstone Financial Advisors 0 0 196571 MERCK & CO INC COM 58933Y105 906103 8167 SH SOLE Capstone Financial Advisors 0 0 8167 META PLATFORMS INC CL A 30303M102 255722 2125 SH SOLE Capstone Financial Advisors 0 0 2125 MICROSOFT CORP COM 594918104 3335859 13910 SH SOLE Capstone Financial Advisors 0 0 13910 MORGAN STANLEY COM NEW 617446448 294397 3463 SH SOLE Capstone Financial Advisors 0 0 3463 MYOVANT SCIENCES LTD COM G637AM102 310040 11500 SH SOLE Capstone Financial Advisors 0 0 11500 NEOGENOMICS INC COM NEW 64049M209 92400 10000 SH SOLE Capstone Financial Advisors 0 0 10000 NETFLIX INC COM 64110L106 245045 831 SH SOLE Capstone Financial Advisors 0 0 831 NEXTERA ENERGY INC COM 65339F101 202879 2427 SH SOLE Capstone Financial Advisors 0 0 2427 NOODLES & CO COM CL A 65540B105 137250 25000 SH SOLE Capstone Financial Advisors 0 0 25000 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 268550 13145 SH SOLE Capstone Financial Advisors 0 0 13145 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 334251 26423 SH SOLE Capstone Financial Advisors 0 0 26423 NVIDIA CORPORATION COM 67066G104 635271 4347 SH SOLE Capstone Financial Advisors 0 0 4347 PALANTIR TECHNOLOGIES INC CL A 69608A108 70620 11000 SH SOLE Capstone Financial Advisors 0 0 11000 PEPSICO INC COM 713448108 535143 2962 SH SOLE Capstone Financial Advisors 0 0 2962 PFIZER INC COM 717081103 594573 11604 SH SOLE Capstone Financial Advisors 0 0 11604 POLISHED COM INC *W EXP 06/02/202 28252C117 4000 50000 SH SOLE Capstone Financial Advisors 0 0 50000 POLISHED COM INC COM 28252C109 8666 15000 SH SOLE Capstone Financial Advisors 0 0 15000 PORTILLOS INC COM CL A 73642K106 370415 22697 SH SOLE Capstone Financial Advisors 0 0 22697 PROCTER AND GAMBLE CO COM 742718109 488189 3221 SH SOLE Capstone Financial Advisors 0 0 3221 QUALCOMM INC COM 747525103 1947105 17711 SH SOLE Capstone Financial Advisors 0 0 17711 REGIS CORP MINN COM 758932107 12200 10000 SH SOLE Capstone Financial Advisors 0 0 10000 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1540672 34382 SH SOLE Capstone Financial Advisors 0 0 34382 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2552142 62400 SH SOLE Capstone Financial Advisors 0 0 62400 SPDR S&P 500 ETF TR TR UNIT 78462F103 2635680 6892 SH SOLE Capstone Financial Advisors 0 0 6892 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 7304278 16496 SH SOLE Capstone Financial Advisors 0 0 16496 TESLA INC COM 88160R101 491118 3987 SH SOLE Capstone Financial Advisors 0 0 3987 TEXAS INSTRS INC COM 882508104 232795 1409 SH SOLE Capstone Financial Advisors 0 0 1409 TRI CONTL CORP COM 895436103 1935398 75513 SH SOLE Capstone Financial Advisors 0 0 75513 U S XPRESS ENTERPRISES INC COM CL A 90338N202 36200 20000 SH SOLE Capstone Financial Advisors 0 0 20000 UNILEVER PLC SPON ADR NEW 904767704 1243847 24704 SH SOLE Capstone Financial Advisors 0 0 24704 UNITEDHEALTH GROUP INC COM 91324P102 419372 791 SH SOLE Capstone Financial Advisors 0 0 791 UPHEALTH INC *W EXP 06/08/202 91532B119 260 20000 SH SOLE Capstone Financial Advisors 0 0 20000 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 85262348 1186837 SH SOLE Capstone Financial Advisors 0 0 1186837 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 33597481 708359 SH SOLE Capstone Financial Advisors 0 0 708359 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 296331 843 SH SOLE Capstone Financial Advisors 0 0 843 VANGUARD INDEX FDS TOTAL STK MKT 922908769 154316990 807139 SH SOLE Capstone Financial Advisors 0 0 807139 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 363804 7256 SH SOLE Capstone Financial Advisors 0 0 7256 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 4122046 83290 SH SOLE Capstone Financial Advisors 0 0 83290 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 3744504 21488 SH SOLE Capstone Financial Advisors 0 0 21488 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1970743 28005 SH SOLE Capstone Financial Advisors 0 0 28005 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8761478 57698 SH SOLE Capstone Financial Advisors 0 0 57698 VANGUARD STAR FDS VG TL INTL STK F 921909768 68504177 1324520 SH SOLE Capstone Financial Advisors 0 0 1324520 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 391485 9328 SH SOLE Capstone Financial Advisors 0 0 9328 VANGUARD WORLD FD ESG US STK ETF 921910733 466343 7081 SH SOLE Capstone Financial Advisors 0 0 7081 VERIZON COMMUNICATIONS INC COM 92343V104 348239 8839 SH SOLE Capstone Financial Advisors 0 0 8839 VINCI PARTNERS INVTS LTD COM CL A G9451V109 90400 10000 SH SOLE Capstone Financial Advisors 0 0 10000 WALGREENS BOOTS ALLIANCE INC COM 931427108 4759660 127400 SH SOLE Capstone Financial Advisors 0 0 127400 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 16668 21512 SH SOLE Capstone Financial Advisors 0 0 21512 YUM BRANDS INC COM 988498101 275884 2154 SH SOLE Capstone Financial Advisors 0 0 2154