Secretary/Treasurer

0001599217-22-000011.txt : 20221115 0001599217-22-000011.hdr.sgml : 20221115 20221114184030 ACCESSION NUMBER: 0001599217-22-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 221388501 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599217 XXXXXXXX 09-30-2022 09-30-2022 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G. Marks Secretary/Treasurer 630-241-0833 Richard G. Marks Downers Grove IL 11-14-2022 0 141 1084184 false INFORMATION TABLE 2 13F2022Q3.xml CAPSTONE FINANCIAL ADVISORS INC. 202213FQ3 ABBOTT LABS COM 002824100 320 3312 SH SOLE 0 0 3312 ABBVIE INC COM 00287Y109 675 5031 SH SOLE 0 0 5031 ABRDN ASIA PACIFIC INCOME FU COM 003009107 48 19000 SH SOLE 0 0 19000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2301 8942 SH SOLE 0 0 8942 ADAMS DIVERSIFIED EQUITY FD COM 006212104 525 36032 SH SOLE 0 0 36032 ALASKA AIR GROUP INC COM 011659109 362 9238 SH SOLE 0 0 9238 ALERISLIFE INC COM NEW 33832D205 9 10000 SH SOLE 0 0 10000 ALPHABET INC CAP STK CL A 02079K305 763 7974 SH SOLE 0 0 7974 ALPHABET INC CAP STK CL C 02079K107 489 5081 SH SOLE 0 0 5081 AMAZON COM INC COM 023135106 3883 34362 SH SOLE 0 0 34362 AMGEN INC COM 031162100 577 2560 SH SOLE 0 0 2560 APPLE INC COM 037833100 23761 171934 SH SOLE 0 0 171934 ARCHER DANIELS MIDLAND CO COM 039483102 430 5349 SH SOLE 0 0 5349 ARCIMOTO INC COM 039587100 21 15000 SH SOLE 0 0 15000 AT&T INC COM 00206R102 348 22685 SH SOLE 0 0 22685 ATI PHYSICAL THERAPY INC COM CL A 00216W109 15 15000 SH SOLE 0 0 15000 AVAYA HLDGS CORP COM 05351X101 32 20000 SH SOLE 0 0 20000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1073 4020 SH SOLE 0 0 4020 BLACKROCK CORPOR HI YLD FD I COM 09255P107 86 10000 SH SOLE 0 0 10000 BLACKROCK CORPOR HI YLD FD I RIGHT 10/13/2022 09255L114 0 10000 SH SOLE 0 0 10000 BLACKSTONE MTG TR INC COM CL A 09257W100 261 11200 SH SOLE 0 0 11200 BNY MELLON HIGH YIELD STRATE SH BEN INT 09660L105 36 17000 SH SOLE 0 0 17000 BOEING CO COM 097023105 292 2410 SH SOLE 0 0 2410 BRISTOL-MYERS SQUIBB CO COM 110122108 1037 14585 SH SOLE 0 0 14585 BYLINE BANCORP INC COM 124411109 247 12221 SH SOLE 0 0 12221 CARMAX INC COM 143130102 330 5000 SH SOLE 0 0 5000 CARROLS RESTAURANT GROUP INC COM 14574X104 33 20000 SH SOLE 0 0 20000 CATERPILLAR INC COM 149123101 442 2695 SH SOLE 0 0 2695 CBOE GLOBAL MKTS INC COM 12503M108 795 6777 SH SOLE 0 0 6777 CEMEX SAB DE CV SPON ADR NEW 151290889 34 10000 SH SOLE 0 0 10000 CHEVRON CORP NEW COM 166764100 513 3573 SH SOLE 0 0 3573 CHIPOTLE MEXICAN GRILL INC COM 169656105 367 244 SH SOLE 0 0 244 CIGNA CORP NEW COM 125523100 1326 4778 SH SOLE 0 0 4778 CME GROUP INC COM 12572Q105 3873 21867 SH SOLE 0 0 21867 COCA COLA CO COM 191216100 975 17398 SH SOLE 0 0 17398 COHEN & STEERS QUALITY INCOM COM 19247L106 499 44372 SH SOLE 0 0 44372 COLGATE PALMOLIVE CO COM 194162103 337 4800 SH SOLE 0 0 4800 COMPASS INC CL A 20464U100 23 10000 SH SOLE 0 0 10000 COSTCO WHSL CORP NEW COM 22160K105 1875 3970 SH SOLE 0 0 3970 DARDEN RESTAURANTS INC COM 237194105 868 6870 SH SOLE 0 0 6870 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 486 22540 SH SOLE 0 0 22540 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 113538 5105143 SH SOLE 0 0 5105143 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 48242 2553853 SH SOLE 0 0 2553853 DISNEY WALT CO COM 254687106 276 2923 SH SOLE 0 0 2923 DUFF & PHELPS UTLITY AND INF COM 26433C105 175 13647 SH SOLE 0 0 13647 EATON CORP PLC SHS G29183103 423 3172 SH SOLE 0 0 3172 ELASTIC N V ORD SHS N14506104 332 4625 SH SOLE 0 0 4625 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 114 10376 SH SOLE 0 0 10376 ENTERPRISE PRODS PARTNERS L COM 293792107 245 10301 SH SOLE 0 0 10301 EXXON MOBIL CORP COM 30231G102 1101 12613 SH SOLE 0 0 12613 FIFTH THIRD BANCORP COM 316773100 809 25309 SH SOLE 0 0 25309 FINANCE OF AMERICA COMPAN COM CL A 31738L107 37 25000 SH SOLE 0 0 25000 FLEXSHARES TR M STAR DEV MKT 33939L803 26695 516538 SH SOLE 0 0 516538 FLEXSHARES TR MORNSTAR USMKT 33939L100 25371 183474 SH SOLE 0 0 183474 FLEXSHARES TR STOXX GLOBR INF 33939L795 76801 1681652 SH SOLE 0 0 1681652 FORD MTR CO DEL COM 345370860 852 76055 SH SOLE 0 0 76055 GAUCHO GROUP HLDGS INC COM NEW 36809R206 4 20000 SH SOLE 0 0 20000 GENERAL MLS INC COM 370334104 1836 23972 SH SOLE 0 0 23972 GRAINGER W W INC COM 384802104 489 1000 SH SOLE 0 0 1000 GRUPO TELEVISA S A B SPON ADR REP ORD 40049J206 108 20000 SH SOLE 0 0 20000 HARBOR CUSTOM DEVELOPMENT IN *W EXP 05/09/202 41150T116 6 30000 SH SOLE 0 0 30000 HOME DEPOT INC COM 437076102 664 2407 SH SOLE 0 0 2407 INTEL CORP COM 458140100 607 23569 SH SOLE 0 0 23569 INTERCONTINENTAL EXCHANGE IN COM 45866F104 480 5314 SH SOLE 0 0 5314 INTERNATIONAL BUSINESS MACHS COM 459200101 621 5230 SH SOLE 0 0 5230 INVESCO QQQ TR UNIT SER 1 46090E103 332 1244 SH SOLE 0 0 1244 ISHARES TR BLACKROCK ULTRA 46434V878 607 12129 SH SOLE 0 0 12129 ISHARES TR CORE INTL AGGR 46435G672 10339 213945 SH SOLE 0 0 213945 ISHARES TR CORE MSCI TOTAL 46432F834 50593 993575 SH SOLE 0 0 993575 ISHARES TR CORE S&P SCP ETF 464287804 241 2761 SH SOLE 0 0 2761 ISHARES TR CORE S&P TTL STK 464287150 16178 203389 SH SOLE 0 0 203389 ISHARES TR CORE S&P500 ETF 464287200 325 907 SH SOLE 0 0 907 ISHARES TR CORE US AGGBD ET 464287226 23838 247435 SH SOLE 0 0 247435 ISHARES TR GLOBAL REIT ETF 46434V647 23095 1085787 SH SOLE 0 0 1085787 ISHARES TR NATIONAL MUN ETF 464288414 2056 20039 SH SOLE 0 0 20039 ISHARES TR RUS 1000 ETF 464287622 152129 770936 SH SOLE 0 0 770936 ISHARES TR RUS 1000 GRW ETF 464287614 22358 106264 SH SOLE 0 0 106264 ISHARES TR RUSSELL 2000 ETF 464287655 4442 26933 SH SOLE 0 0 26933 ISHARES TR RUSSELL 3000 ETF 464287689 466 2248 SH SOLE 0 0 2248 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 446 8715 SH SOLE 0 0 8715 J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 46641Q654 1856 36901 SH SOLE 0 0 36901 JOHNSON & JOHNSON COM 478160104 1473 9019 SH SOLE 0 0 9019 JPMORGAN CHASE & CO COM 46625H100 5627 53845 SH SOLE 0 0 53845 LAMB WESTON HLDGS INC COM 513272104 947 12233 SH SOLE 0 0 12233 LOANDEPOT INC COM CL A 53946R106 33 25000 SH SOLE 0 0 25000 LOWES COS INC COM 548661107 212 1130 SH SOLE 0 0 1130 LUMEN TECHNOLOGIES INC COM 550241103 453 62167 SH SOLE 0 0 62167 MASTERCARD INCORPORATED CL A 57636Q104 462 1624 SH SOLE 0 0 1624 MCDONALDS CORP COM 580135101 45855 198731 SH SOLE 0 0 198731 MERCK & CO INC COM 58933Y105 742 8611 SH SOLE 0 0 8611 MICROSOFT CORP COM 594918104 3807 16344 SH SOLE 0 0 16344 MORGAN STANLEY COM NEW 617446448 271 3427 SH SOLE 0 0 3427 MYOVANT SCIENCES LTD COM G637AM102 207 11500 SH SOLE 0 0 11500 NEOGENOMICS INC COM NEW 64049M209 86 10000 SH SOLE 0 0 10000 NETFLIX INC COM 64110L106 213 903 SH SOLE 0 0 903 NOODLES & CO COM CL A 65540B105 118 25000 SH SOLE 0 0 25000 NOVARTIS AG SPONSORED ADR 66987V109 264 3479 SH SOLE 0 0 3479 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 270 13145 SH SOLE 0 0 13145 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 314 26423 SH SOLE 0 0 26423 NVIDIA CORPORATION COM 67066G104 580 4778 SH SOLE 0 0 4778 PALANTIR TECHNOLOGIES INC CL A 69608A108 92 11375 SH SOLE 0 0 11375 PEPSICO INC COM 713448108 631 3864 SH SOLE 0 0 3864 PFIZER INC COM 717081103 529 12088 SH SOLE 0 0 12088 POLISHED COM INC *W EXP 06/02/202 28252C117 6 50000 SH SOLE 0 0 50000 POLISHED COM INC COM 28252C109 8 15000 SH SOLE 0 0 15000 PORTILLOS INC COM CL A 73642K106 497 25247 SH SOLE 0 0 25247 PROCTER AND GAMBLE CO COM 742718109 404 3202 SH SOLE 0 0 3202 QUALCOMM INC COM 747525103 2017 17850 SH SOLE 0 0 17850 REGIS CORP MINN COM 758932107 10 10000 SH SOLE 0 0 10000 SALESFORCE INC COM 79466L302 211 1465 SH SOLE 0 0 1465 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1443 34375 SH SOLE 0 0 34375 SOUTHERN CO COM 842587107 245 3607 SH SOLE 0 0 3607 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2389 61747 SH SOLE 0 0 61747 SPDR S&P 500 ETF TR TR UNIT 78462F103 2398 6712 SH SOLE 0 0 6712 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 6647 16549 SH SOLE 0 0 16549 TESLA INC COM 88160R101 1245 4695 SH SOLE 0 0 4695 TEXAS INSTRS INC COM 882508104 474 3061 SH SOLE 0 0 3061 THERMO FISHER SCIENTIFIC INC COM 883556102 235 464 SH SOLE 0 0 464 TRI CONTL CORP COM 895436103 1930 75513 SH SOLE 0 0 75513 U S XPRESS ENTERPRISES INC COM CL A 90338N202 49 20000 SH SOLE 0 0 20000 UNILEVER PLC SPON ADR NEW 904767704 1093 24924 SH SOLE 0 0 24924 UNITEDHEALTH GROUP INC COM 91324P102 384 761 SH SOLE 0 0 761 UPHEALTH INC *W EXP 06/08/202 91532B119 1 20000 SH SOLE 0 0 20000 UPHEALTH INC COM 91532B101 27 50000 SH SOLE 0 0 50000 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 79139 1109476 SH SOLE 0 0 1109476 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 38949 816038 SH SOLE 0 0 816038 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 606 1846 SH SOLE 0 0 1846 VANGUARD INDEX FDS TOTAL STK MKT 922908769 140917 785182 SH SOLE 0 0 785182 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 318 7168 SH SOLE 0 0 7168 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1839 38204 SH SOLE 0 0 38204 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 3492 21372 SH SOLE 0 0 21372 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1500 22517 SH SOLE 0 0 22517 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 8054 59588 SH SOLE 0 0 59588 VANGUARD STAR FDS VG TL INTL STK F 921909768 59429 1298436 SH SOLE 0 0 1298436 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 393 10814 SH SOLE 0 0 10814 VANGUARD WORLD FD ESG US STK ETF 921910733 443 7047 SH SOLE 0 0 7047 VERIZON COMMUNICATIONS INC COM 92343V104 360 9487 SH SOLE 0 0 9487 VINCI PARTNERS INVTS LTD COM CL A G9451V109 103 10000 SH SOLE 0 0 10000 WALGREENS BOOTS ALLIANCE INC COM 931427108 3992 127140 SH SOLE 0 0 127140 WESTPORT FUEL SYSTEMS INC COM NEW 960908309 19 21512 SH SOLE 0 0 21512 YUM BRANDS INC COM 988498101 238 2238 SH SOLE 0 0 2238