Secretary/Treasurer

0001599217-22-000004.txt : 20220513 0001599217-22-000004.hdr.sgml : 20220513 20220513103027 ACCESSION NUMBER: 0001599217-22-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 22920843 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 03-31-2022 03-31-2022 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G Marks Secretary/Treasurer 6302410833 Richard g Marks Downers Grove IL 05-13-2022 0 143 1377577 false INFORMATION TABLE 2 13F2022Q1.xml CAPSTONE FINANCIAL ADVISORS INC.2022 Q1 13F AT&T INC COM 00206R102 560 23700 SH SOLE 0 0 23700 ATI PHYSICAL THERAPY INC COM CL A 00216W109 28 15000 SH SOLE 0 0 15000 ABBOTT LABS COM 002824100 381 3216 SH SOLE 0 0 3216 ABBVIE INC COM 00287Y109 557 3439 SH SOLE 0 0 3439 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 98 29000 SH SOLE 0 0 29000 ADAMS DIVERSIFIED EQUITY FD COM 006212104 663 35932 SH SOLE 0 0 35932 ALASKA AIR GROUP INC COM 011659109 536 9238 SH SOLE 0 0 9238 ALPHABET INC CAP STK CL C 02079K107 400 143 SH SOLE 0 0 143 ALPHABET INC CAP STK CL A 02079K305 634 228 SH SOLE 0 0 228 AMAZON COM INC COM 023135106 4737 1453 SH SOLE 0 0 1453 AMGEN INC COM 031162100 627 2594 SH SOLE 0 0 2594 APPLE INC COM 037833100 30389 174041 SH SOLE 0 0 174041 APPLIED MATLS INC COM 038222105 295 2236 SH SOLE 0 0 2236 ARCHER DANIELS MIDLAND CO COM 039483102 483 5346 SH SOLE 0 0 5346 ARMSTRONG FLOORING INC COM 04238R106 29 20000 SH SOLE 0 0 20000 BANCO SANTANDER S.A. ADR 05964H105 55 16304 SH SOLE 0 0 16304 BANK NEW YORK MELLON CORP COM 064058100 209 4205 SH SOLE 0 0 4205 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1411 3999 SH SOLE 0 0 3999 BLACKROCK MUNIYIELD QUALITY COM 09254G108 285 23487 SH SOLE 0 0 23487 BLACKROCK CORPOR HI YLD FD I COM 09255P107 108 10000 SH SOLE 0 0 10000 BLACKSTONE MTG TR INC COM CL A 09257W100 318 10000 SH SOLE 0 0 10000 BOEING CO COM 097023105 424 2216 SH SOLE 0 0 2216 BRISTOL-MYERS SQUIBB CO COM 110122108 1117 15295 SH SOLE 0 0 15295 BYLINE BANCORP INC COM 124411109 308 11551 SH SOLE 0 0 11551 CBOE GLOBAL MKTS INC COM 12503M108 774 6764 SH SOLE 0 0 6764 CIGNA CORP NEW COM 125523100 1143 4771 SH SOLE 0 0 4771 CME GROUP INC COM 12572Q105 5201 21867 SH SOLE 0 0 21867 CARMAX INC COM 143130102 482 5000 SH SOLE 0 0 5000 CARROLS RESTAURANT GROUP INC COM 14574X104 45 20000 SH SOLE 0 0 20000 CATERPILLAR INC COM 149123101 598 2684 SH SOLE 0 0 2684 CHEVRON CORP NEW COM 166764100 485 2979 SH SOLE 0 0 2979 CHIPOTLE MEXICAN GRILL INC COM 169656105 388 245 SH SOLE 0 0 245 CISCO SYS INC COM 17275R102 273 4890 SH SOLE 0 0 4890 COCA COLA CO COM 191216100 1052 16967 SH SOLE 0 0 16967 COHEN & STEERS QUALITY INCOM COM 19247L106 796 47600 SH SOLE 0 0 47600 COLGATE PALMOLIVE CO COM 194162103 372 4911 SH SOLE 0 0 4911 COMPASS INC CL A 20464U100 79 10000 SH SOLE 0 0 10000 COSTCO WHSL CORP NEW COM 22160K105 2155 3742 SH SOLE 0 0 3742 CROWDSTRIKE HLDGS INC CL A 22788C105 240 1059 SH SOLE 0 0 1059 DARDEN RESTAURANTS INC COM 237194105 913 6870 SH SOLE 0 0 6870 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 10951 389032 SH SOLE 0 0 389032 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 130370 4726976 SH SOLE 0 0 4726976 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 45870 1838495 SH SOLE 0 0 1838495 DISNEY WALT CO COM 254687106 413 3012 SH SOLE 0 0 3012 DUFF & PHELPS UTLITY AND INF COM 26433C105 207 13647 SH SOLE 0 0 13647 1847 GOEDEKER INC COM 28252C109 29 15000 SH SOLE 0 0 15000 1847 GOEDEKER INC *W EXP 06/02/202 28252C117 31 50000 SH SOLE 0 0 50000 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 112 10000 SH SOLE 0 0 10000 ENTERPRISE PRODS PARTNERS L COM 293792107 263 10172 SH SOLE 0 0 10172 EXXON MOBIL CORP COM 30231G102 1059 12825 SH SOLE 0 0 12825 FIFTH THIRD BANCORP COM 316773100 1089 25299 SH SOLE 0 0 25299 FINANCE OF AMERICA COMPAN COM CL A 31738L107 46 15000 SH SOLE 0 0 15000 ALERISLIFE INC COM NEW 33832D205 22 10000 SH SOLE 0 0 10000 FLEXSHARES TR MORNSTAR USMKT 33939L100 34295 196937 SH SOLE 0 0 196937 FLEXSHARES TR STOXX GLOBR INF 33939L795 78395 1365294 SH SOLE 0 0 1365294 FLEXSHARES TR M STAR DEV MKT 33939L803 37485 550844 SH SOLE 0 0 550844 FORD MTR CO DEL COM 345370860 1096 64788 SH SOLE 0 0 64788 GAUCHO GROUP HLDGS INC COM NEW 36809R206 26 10000 SH SOLE 0 0 10000 GENERAL MLS INC COM 370334104 1623 23972 SH SOLE 0 0 23972 GRAINGER W W INC COM 384802104 516 1000 SH SOLE 0 0 1000 HARBOR CUSTOM DEVELOPMENT IN *W EXP 05/09/202 41150T116 7 30000 SH SOLE 0 0 30000 HOME DEPOT INC COM 437076102 620 2071 SH SOLE 0 0 2071 IDEXX LABS INC COM 45168D104 249 455 SH SOLE 0 0 455 INTEL CORP COM 458140100 1171 23637 SH SOLE 0 0 23637 INTERCONTINENTAL EXCHANGE IN COM 45866F104 681 5154 SH SOLE 0 0 5154 INTERNATIONAL BUSINESS MACHS COM 459200101 698 5365 SH SOLE 0 0 5365 INVESCO QQQ TR UNIT SER 1 46090E103 677 1868 SH SOLE 0 0 1868 ISHARES TR CORE S&P TTL STK 464287150 15359 152162 SH SOLE 0 0 152162 ISHARES TR CORE S&P500 ETF 464287200 409 902 SH SOLE 0 0 902 ISHARES TR CORE US AGGBD ET 464287226 6353 59323 SH SOLE 0 0 59323 ISHARES TR RUS 1000 GRW ETF 464287614 29538 106395 SH SOLE 0 0 106395 ISHARES TR RUS 1000 ETF 464287622 209143 836336 SH SOLE 0 0 836339 ISHARES TR RUSSELL 2000 ETF 464287655 5704 27786 SH SOLE 0 0 27786 ISHARES TR RUSSELL 3000 ETF 464287689 588 2242 SH SOLE 0 0 2242 ISHARES TR GLB INFRASTR ETF 464288372 17952 352970 SH SOLE 0 0 352970 ISHARES S&P GSCI COMMODITYISHARES UNIT BEN INT 46428R107 217 9600 SH SOLE 0 0 9600 ISHARES TR CORE MSCI TOTAL 46432F834 60406 907262 SH SOLE 0 0 907262 ISHARES TR GLOBAL REIT ETF 46434V647 26870 919878 SH SOLE 0 0 919878 ISHARES TR BLACKROCK ULTRA 46434V878 1863 37148 SH SOLE 0 0 37148 ISHARES TR CORE INTL AGGR 46435G672 15258 292695 SH SOLE 0 0 292695 JPMORGAN CHASE & CO COM 46625H100 7197 52797 SH SOLE 0 0 52797 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 6037 119206 SH SOLE 0 0 119206 JOHNSON & JOHNSON COM 478160104 1600 9029 SH SOLE 0 0 9029 LAMB WESTON HLDGS INC COM 513272104 728 12152 SH SOLE 0 0 12152 LOANDEPOT INC COM CL A 53946R106 104 25000 SH SOLE 0 0 25000 LOWES COS INC COM 548661107 238 1175 SH SOLE 0 0 1175 LUMEN TECHNOLOGIES INC COM 550241103 515 45733 SH SOLE 0 0 45733 MASTERCARD INCORPORATED CL A 57636Q104 223 623 SH SOLE 0 0 623 MCDONALDS CORP COM 580135101 47290 191239 SH SOLE 0 0 191239 MERCK & CO INC COM 58933Y105 689 8397 SH SOLE 0 0 8397 MICROSOFT CORP COM 594918104 4829 15664 SH SOLE 0 0 15664 MORGAN STANLEY COM NEW 617446448 301 3450 SH SOLE 0 0 3450 NEXTERA ENERGY INC COM 65339F101 211 2487 SH SOLE 0 0 2487 NOODLES & CO COM CL A 65540B105 149 25000 SH SOLE 0 0 25000 NVIDIA CORPORATION COM 67066G104 1150 4213 SH SOLE 0 0 4213 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 412 14467 SH SOLE 0 0 14467 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 409 28700 SH SOLE 0 0 28700 PAPA JOHNS INTL INC COM 698813102 240 2282 SH SOLE 0 0 2282 PEPSICO INC COM 713448108 614 3666 SH SOLE 0 0 3666 PERSHING SQUARE TONTINE HLDG *W EXP 07/24/202 71531R117 19 20000 SH SOLE 0 0 20000 PFIZER INC COM 717081103 605 11679 SH SOLE 0 0 11679 PORTILLOS INC COM CL A 73642K106 556 22653 SH SOLE 0 0 22653 PROCTER AND GAMBLE CO COM 742718109 466 3048 SH SOLE 0 0 3048 QUALCOMM INC COM 747525103 2687 17583 SH SOLE 0 0 17583 REGIS CORP MINN COM 758932107 21 10000 SH SOLE 0 0 10000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2712 6004 SH SOLE 0 0 6004 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 3274 60625 SH SOLE 0 0 60625 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 243 702 SH SOLE 0 0 702 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 10656 21728 SH SOLE 0 0 21728 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1822 34122 SH SOLE 0 0 34122 SOUTHERN CO COM 842587107 240 3307 SH SOLE 0 0 3307 TESLA INC COM 88160R101 1679 1558 SH SOLE 0 0 1558 TEXAS INSTRS INC COM 882508104 510 2780 SH SOLE 0 0 2780 THERMO FISHER SCIENTIFIC INC COM 883556102 374 633 SH SOLE 0 0 633 TRI CONTL CORP COM 895436103 2329 75513 SH SOLE 0 0 75513 U S XPRESS ENTERPRISES INC COM CL A 90338N202 78 20000 SH SOLE 0 0 20000 UNILEVER PLC SPON ADR NEW 904767704 1255 27533 SH SOLE 0 0 27533 UNITEDHEALTH GROUP INC COM 91324P102 370 726 SH SOLE 0 0 726 UPHEALTH INC COM 91532B101 59 50000 SH SOLE 0 0 50000 UPHEALTH INC *W EXP 06/08/202 91532B119 4 20000 SH SOLE 0 0 20000 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 10792 66552 SH SOLE 0 0 66552 VANGUARD STAR FDS VG TL INTL STK F 921909768 75562 1264846 SH SOLE 0 0 1264846 VANGUARD WORLD FD ESG US STK ETF 921910733 582 7180 SH SOLE 0 0 7180 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 114878 1444283 SH SOLE 0 0 1444283 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 708 14750 SH SOLE 0 0 14750 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 47704 909699 SH SOLE 0 0 909699 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 406 7047 SH SOLE 0 0 7047 VANGUARD WORLD FDS INF TECH ETF 92204A702 242 582 SH SOLE 0 0 582 VANGUARD SCOTTSDALE FDS TOTAL WLD BD ETF 92206C565 921 12425 SH SOLE 0 0 12425 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 1518 18327 SH SOLE 0 0 18327 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 26570 515419 SH SOLE 0 0 515419 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 693 1668 SH SOLE 0 0 1668 VANGUARD INDEX FDS MID CAP ETF 922908629 223 936 SH SOLE 0 0 936 VANGUARD INDEX FDS TOTAL STK MKT 922908769 173195 760728 SH SOLE 0 0 760728 VERIZON COMMUNICATIONS INC COM 92343V104 533 10462 SH SOLE 0 0 10462 WALGREENS BOOTS ALLIANCE INC COM 931427108 5679 126838 SH SOLE 0 0 126838 WISDOMTREE TR YIELD ENHANCD US 97717X511 15315 320063 SH SOLE 0 0 320063 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 84 75000 SH SOLE 0 0 75000 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 621 1841 SH SOLE 0 0 1841 EATON CORP PLC SHS G29183103 444 2922 SH SOLE 0 0 2922 MYOVANT SCIENCES LTD COM G637AM102 153 11500 SH SOLE 0 0 11500 VINCI PARTNERS INVTS LTD COM CL A G9451V109 139 10000 SH SOLE 0 0 10000 ELASTIC N V ORD SHS N14506104 411 4625 SH SOLE 0 0 4625