Secretary/Treasurer

0001599217-21-000008.txt : 20211115 0001599217-21-000008.hdr.sgml : 20211115 20211115105602 ACCESSION NUMBER: 0001599217-21-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 211407381 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001599217 XXXXXXXX 09-30-2021 09-30-2021 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Rich Marks Secretary/Treasurer 6302410833 Richard G Marks Downers Grove IL 11-15-2021 0 142 1276461 false INFORMATION TABLE 2 13F2021Q32.xml CAPSTONE FINANCIAL ADVISORS INC. 2021Q313F AT&T INC COM 00206R102 617 22855 SH SOLE 0 0 22855 ATI PHYSICAL THERAPY INC COM CL A 00216W109 38 10000 SH SOLE 0 0 10000 ABBOTT LABS COM 002824100 430 3644 SH SOLE 0 0 3644 ABBVIE INC COM 00287Y109 322 2990 SH SOLE 0 0 2990 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 79 19000 SH SOLE 0 0 19000 ADAMS DIVERSIFIED EQUITY FD COM 006212104 669 33786 SH SOLE 0 0 33786 ALASKA AIR GROUP INC COM 011659109 409 6985 SH SOLE 0 0 6985 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 305 2062 SH SOLE 0 0 2062 ALPHABET INC CAP STK CL C 02079K107 389 146 SH SOLE 0 0 146 ALPHABET INC CAP STK CL A 02079K305 770 288 SH SOLE 0 0 288 AMAZON COM INC COM 023135106 4691 1428 SH SOLE 0 0 1428 AMGEN INC COM 031162100 487 2289 SH SOLE 0 0 2289 APPLE INC COM 037833100 24937 176232 SH SOLE 0 0 176232 APPLIED MATLS INC COM 038222105 287 2231 SH SOLE 0 0 2231 ARCHER DANIELS MIDLAND CO COM 039483102 321 5343 SH SOLE 0 0 5343 ARMSTRONG FLOORING INC COM 04238R106 31 10000 SH SOLE 0 0 10000 BANCO SANTANDER S.A. ADR 05964H105 59 16304 SH SOLE 0 0 16304 BANK NEW YORK MELLON CORP COM 064058100 230 4435 SH SOLE 0 0 4435 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1106 4054 SH SOLE 0 0 4054 BLACKROCK MUNIYIELD QUALITY COM 09254G108 730 50700 SH SOLE 0 0 50700 BLACKROCK CORPOR HI YLD FD I COM 09255P107 122 10000 SH SOLE 0 0 10000 BLACKSTONE MTG TR INC COM CL A 09257W100 303 10000 SH SOLE 0 0 10000 BOEING CO COM 097023105 488 2219 SH SOLE 0 0 2219 BRISTOL-MYERS SQUIBB CO COM 110122108 425 7181 SH SOLE 0 0 7181 BYLINE BANCORP INC COM 124411109 284 11551 SH SOLE 0 0 11551 CBOE GLOBAL MKTS INC COM 12503M108 836 6752 SH SOLE 0 0 6752 CIGNA CORP NEW COM 125523100 1016 5074 SH SOLE 0 0 5074 CME GROUP INC COM 12572Q105 4279 22127 SH SOLE 0 0 22127 CARMAX INC COM 143130102 691 5400 SH SOLE 0 0 5400 CARROLS RESTAURANT GROUP INC COM 14574X104 37 10000 SH SOLE 0 0 10000 CATERPILLAR INC COM 149123101 521 2712 SH SOLE 0 0 2712 CHEVRON CORP NEW COM 166764100 297 2928 SH SOLE 0 0 2928 CISCO SYS INC COM 17275R102 273 5013 SH SOLE 0 0 5013 COCA COLA CO COM 191216100 877 16716 SH SOLE 0 0 16716 COHEN & STEERS QUALITY INCOM COM 19247L106 560 37600 SH SOLE 0 0 37600 COLGATE PALMOLIVE CO COM 194162103 428 5659 SH SOLE 0 0 5659 COSTCO WHSL CORP NEW COM 22160K105 1672 3721 SH SOLE 0 0 3721 CROWDSTRIKE HLDGS INC CL A 22788C105 236 962 SH SOLE 0 0 962 DARDEN RESTAURANTS INC COM 237194105 1041 6870 SH SOLE 0 0 6870 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 116597 4388301 SH SOLE 0 0 4388301 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 51047 1972444 SH SOLE 0 0 1972444 DISNEY WALT CO COM 254687106 337 1990 SH SOLE 0 0 1990 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 306 22108 SH SOLE 0 0 22108 1847 GOEDEKER INC COM 28252C109 47 15000 SH SOLE 0 0 15000 1847 GOEDEKER INC *W EXP 99/99/999 28252C117 25 15000 SH SOLE 0 0 15000 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 96 10000 SH SOLE 0 0 10000 ENTERPRISE PRODS PARTNERS L COM 293792107 217 10040 SH SOLE 0 0 10040 EXXON MOBIL CORP COM 30231G102 787 13377 SH SOLE 0 0 13377 FACEBOOK INC CL A 30303M102 280 826 SH SOLE 0 0 826 FIFTH THIRD BANCORP COM 316773100 1165 27441 SH SOLE 0 0 27441 FINANCE OF AMERICA COMPAN COM CL A 31738L107 50 10000 SH SOLE 0 0 10000 FLEXSHARES TR MORNSTAR USMKT 33939L100 31656 187534 SH SOLE 0 0 187534 FLEXSHARES TR STOXX GLOBR INF 33939L795 76315 1368142 SH SOLE 0 0 1368142 FLEXSHARES TR M STAR DEV MKT 33939L803 36404 507151 SH SOLE 0 0 507151 FORD MTR CO DEL COM 345370860 998 70445 SH SOLE 0 0 70445 GENERAL ELECTRIC CO COM NEW 369604301 286 2780 SH SOLE 0 0 2780 GENERAL MLS INC COM 370334104 1434 23972 SH SOLE 0 0 23972 GRAINGER W W INC COM 384802104 394 1002 SH SOLE 0 0 1002 HARBOR CUSTOM DEVELOPMENT IN COM 41150T108 24 10000 SH SOLE 0 0 10000 HOME DEPOT INC COM 437076102 807 2458 SH SOLE 0 0 2458 HONEYWELL INTL INC COM 438516106 233 1097 SH SOLE 0 0 1097 IDEXX LABS INC COM 45168D104 254 408 SH SOLE 0 0 408 INTEL CORP COM 458140100 1204 22589 SH SOLE 0 0 22589 INTERCONTINENTAL EXCHANGE IN COM 45866F104 570 4968 SH SOLE 0 0 4968 INTERNATIONAL BUSINESS MACHS COM 459200101 738 5315 SH SOLE 0 0 5315 INVESCO QQQ TR UNIT SER 1 46090E103 808 2256 SH SOLE 0 0 2256 ISHARES TR CORE S&P TTL STK 464287150 12853 130642 SH SOLE 0 0 130642 ISHARES TR CORE S&P500 ETF 464287200 389 904 SH SOLE 0 0 904 ISHARES TR RUS 1000 GRW ETF 464287614 29221 106630 SH SOLE 0 0 106630 ISHARES TR RUS 1000 ETF 464287622 213001 881225 SH SOLE 0 0 881225 ISHARES TR RUSSELL 2000 ETF 464287655 655 2992 SH SOLE 0 0 2992 ISHARES TR RUSSELL 3000 ETF 464287689 566 2221 SH SOLE 0 0 2221 ISHARES TR PFD AND INCM SEC 464288687 254 6533 SH SOLE 0 0 6533 ISHARES TR CORE MSCI TOTAL 46432F834 30890 435074 SH SOLE 0 0 435074 ISHARES TR GLOBAL REIT ETF 46434V647 24502 893893 SH SOLE 0 0 893893 ISHARES TR BLACKROCK ULTRA 46434V878 2825 55931 SH SOLE 0 0 55931 JPMORGAN CHASE & CO COM 46625H100 8490 51863 SH SOLE 0 0 51863 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 9713 190180 SH SOLE 0 0 190180 JOHNSON & JOHNSON COM 478160104 1472 9117 SH SOLE 0 0 9117 LAMB WESTON HLDGS INC COM 513272104 433 7049 SH SOLE 0 0 7049 LOANDEPOT INC COM CL A 53946R106 68 10000 SH SOLE 0 0 10000 LOWES COS INC COM 548661107 231 1137 SH SOLE 0 0 1137 LUMEN TECHNOLOGIES INC COM 550241103 569 45938 SH SOLE 0 0 45938 MASTERCARD INCORPORATED CL A 57636Q104 321 924 SH SOLE 0 0 924 MCDONALDS CORP COM 580135101 43173 179059 SH SOLE 0 0 179059 MERCK & CO INC COM 58933Y105 614 8181 SH SOLE 0 0 8181 MICROSOFT CORP COM 594918104 4518 16024 SH SOLE 0 0 16024 MORGAN STANLEY COM NEW 617446448 265 2725 SH SOLE 0 0 2725 NETFLIX INC COM 64110L106 233 382 SH SOLE 0 0 382 NEXTERA ENERGY INC COM 65339F101 212 2697 SH SOLE 0 0 2697 NOODLES & CO COM CL A 65540B105 295 25000 SH SOLE 0 0 25000 NVIDIA CORPORATION COM 67066G104 953 4600 SH SOLE 0 0 4600 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 411 14467 SH SOLE 0 0 14467 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 266 18700 SH SOLE 0 0 18700 PAYPAL HLDGS INC COM 70450Y103 366 1407 SH SOLE 0 0 1407 PEPSICO INC COM 713448108 567 3771 SH SOLE 0 0 3771 PERSHING SQUARE TONTINE HLDG *W EXP 07/24/202 71531R117 26 20000 SH SOLE 0 0 20000 PFIZER INC COM 717081103 486 11309 SH SOLE 0 0 11309 PROCTER AND GAMBLE CO COM 742718109 466 3331 SH SOLE 0 0 3331 PROSHARES TR DJ BRKFLD GLB 74347B508 341 7552 SH SOLE 0 0 7552 QUALCOMM INC COM 747525103 2364 18329 SH SOLE 0 0 18329 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 220 2000 SH SOLE 0 0 2000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2671 6224 SH SOLE 0 0 6224 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 3046 59657 SH SOLE 0 0 59657 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 237 702 SH SOLE 0 0 702 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 10739 22332 SH SOLE 0 0 22332 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1822 17541 SH SOLE 0 0 17541 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 259 2589 SH SOLE 0 0 2589 SHOPIFY INC CL A 82509L107 289 213 SH SOLE 0 0 213 SOUTHERN CO COM 842587107 210 3384 SH SOLE 0 0 3384 TARGET CORP COM 87612E106 229 1000 SH SOLE 0 0 1000 TESLA INC COM 88160R101 1428 1841 SH SOLE 0 0 1841 TEXAS INSTRS INC COM 882508104 344 1788 SH SOLE 0 0 1788 THERMO FISHER SCIENTIFIC INC COM 883556102 375 657 SH SOLE 0 0 657 TRI CONTL CORP COM 895436103 2521 75513 SH SOLE 0 0 75513 UNILEVER PLC SPON ADR NEW 904767704 1615 29791 SH SOLE 0 0 29791 UNITEDHEALTH GROUP INC COM 91324P102 303 774 SH SOLE 0 0 777 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 12085 78680 SH SOLE 0 0 78680 VANGUARD STAR FDS VG TL INTL STK F 921909768 88025 1391478 SH SOLE 0 0 1391478 VANGUARD WORLD FD ESG US STK ETF 921910733 425 5303 SH SOLE 0 0 5303 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 130128 1522858 SH SOLE 0 0 1522858 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 687 13609 SH SOLE 0 0 13609 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 70498 1237675 SH SOLE 0 0 1237675 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 423 6939 SH SOLE 0 0 6939 VANGUARD WORLD FDS INF TECH ETF 92204A702 233 581 SH SOLE 0 0 581 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 4876 55154 SH SOLE 0 0 55154 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1585 28936 SH SOLE 0 0 28936 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 608 1543 SH SOLE 0 0 1543 VANGUARD INDEX FDS MID CAP ETF 922908629 232 981 SH SOLE 0 0 981 VANGUARD INDEX FDS GROWTH ETF 922908736 212 732 SH SOLE 0 0 732 VANGUARD INDEX FDS TOTAL STK MKT 922908769 164431 740480 SH SOLE 0 0 740480 VERIZON COMMUNICATIONS INC COM 92343V104 594 10993 SH SOLE 0 0 10993 WEC ENERGY GROUP INC COM 92939U106 221 2506 SH SOLE 0 0 2506 WALGREENS BOOTS ALLIANCE INC COM 931427108 5989 127295 SH SOLE 0 0 127295 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 26 15000 SH SOLE 0 0 15000 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 98 19200 SH SOLE 0 0 19200 ATLASSIAN CORP PLC CL A G06242104 211 538 SH SOLE 0 0 538 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 583 1823 SH SOLE 0 0 1823 EATON CORP PLC SHS G29183103 438 2936 SH SOLE 0 0 2936 MYOVANT SCIENCES LTD COM G637AM102 258 11500 SH SOLE 0 0 11500 VINCI PARTNERS INVTS LTD COM CL A G9451V109 130 10000 SH SOLE 0 0 10000 ELASTIC N V ORD SHS N14506104 776 5206 SH SOLE 0 0 5206