Secretary/Treasurer

0001599217-21-000006.txt : 20210816 0001599217-21-000006.hdr.sgml : 20210816 20210816122042 ACCESSION NUMBER: 0001599217-21-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 211175972 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 06-30-2021 06-30-2021 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G Marks Secretary/Treasurer 6302410833 Richard G Marks Downers Grove IL 08-16-2021 0 138 1266315 false INFORMATION TABLE 2 13F2021Q2Capstone.xml CAPSTONE FINANCIAL ADVISORS INC. 2021 Q2 13F AT&T INC COM 00206R102 600 20843 SH SOLE 0 0 20843 ARK ETF TR INNOVATION ETF 00214Q104 216 1655 SH SOLE 0 0 1655 ABBOTT LABS COM 002824100 434 3740 SH SOLE 0 0 3740 ABBVIE INC COM 00287Y109 340 3018 SH SOLE 0 0 3018 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 84 19000 SH SOLE 0 0 19000 ADAMS DIVERSIFIED EQUITY FD COM 006212104 667 33752 SH SOLE 0 0 33752 ALASKA AIR GROUP INC COM 011659109 421 6985 SH SOLE 0 0 6985 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 469 2067 SH SOLE 0 0 2067 ALPHABET INC CAP STK CL C 02079K107 278 111 SH SOLE 0 0 111 ALPHABET INC CAP STK CL A 02079K305 747 306 SH SOLE 0 0 306 AMAZON COM INC COM 023135106 4668 1357 SH SOLE 0 0 1357 AMGEN INC COM 031162100 480 1968 SH SOLE 0 0 1968 APPLE INC COM 037833100 24647 179960 SH SOLE 0 0 179960 ARCHER DANIELS MIDLAND CO COM 039483102 324 5341 SH SOLE 0 0 5341 ARMSTRONG FLOORING INC COM 04238R106 62 10000 SH SOLE 0 0 10000 BANCO SANTANDER S.A. ADR 05964H105 64 16304 SH SOLE 0 0 16304 BANK NEW YORK MELLON CORP COM 064058100 227 4435 SH SOLE 0 0 4435 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1127 4054 SH SOLE 0 0 4054 BLACKROCK MUNIYIELD QUALITY COM 09254G108 735 50700 SH SOLE 0 0 50700 BLACKROCK CORPOR HI YLD FD I COM 09255P107 123 10000 SH SOLE 0 0 10000 BLACKSTONE MTG TR INC COM CL A 09257W100 797 25000 SH SOLE 0 0 25000 BOEING CO COM 097023105 532 2219 SH SOLE 0 0 2219 BRISTOL-MYERS SQUIBB CO COM 110122108 474 7096 SH SOLE 0 0 7096 BYLINE BANCORP INC COM 124411109 261 11551 SH SOLE 0 0 11551 CBOE GLOBAL MKTS INC COM 12503M108 803 6747 SH SOLE 0 0 6747 CIGNA CORP NEW COM 125523100 1203 5074 SH SOLE 0 0 5074 CME GROUP INC COM 12572Q105 4706 22127 SH SOLE 0 0 22127 CARMAX INC COM 143130102 697 5400 SH SOLE 0 0 5400 CATERPILLAR INC COM 149123101 590 2712 SH SOLE 0 0 2712 CHEVRON CORP NEW COM 166764100 307 2927 SH SOLE 0 0 2927 COCA COLA CO COM 191216100 904 16715 SH SOLE 0 0 16715 COHEN & STEERS QUALITY INCOM COM 19247L106 591 37600 SH SOLE 0 0 37600 COLGATE PALMOLIVE CO COM 194162103 460 5659 SH SOLE 0 0 5659 COMCAST CORP NEW CL A 20030N101 287 5042 SH SOLE 0 0 5042 COSTCO WHSL CORP NEW COM 22160K105 1472 3721 SH SOLE 0 0 3721 CROWDSTRIKE HLDGS INC CL A 22788C105 238 949 SH SOLE 0 0 949 DARDEN RESTAURANTS INC COM 237194105 1003 6870 SH SOLE 0 0 6870 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 109817 4070293 SH SOLE 0 0 4070293 DISNEY WALT CO COM 254687106 350 1990 SH SOLE 0 0 1990 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 310 22108 SH SOLE 0 0 22108 1847 GOEDEKER INC COM 28252C109 58 15000 SH SOLE 0 0 15000 ENTERPRISE PRODS PARTNERS L COM 293792107 242 10040 SH SOLE 0 0 10040 EXXON MOBIL CORP COM 30231G102 906 14369 SH SOLE 0 0 14369 FACEBOOK INC CL A 30303M102 261 751 SH SOLE 0 0 751 FIFTH THIRD BANCORP COM 316773100 1049 27436 SH SOLE 0 0 27436 FLEXSHARES TR MORNSTAR USMKT 33939L100 32113 188546 SH SOLE 0 0 188546 FLEXSHARES TR STOXX GLOBR INF 33939L795 76729 1335117 SH SOLE 0 0 1335117 FLEXSHARES TR M STAR DEV MKT 33939L803 36884 505328 SH SOLE 0 0 505328 FORD MTR CO DEL COM 345370860 824 55445 SH SOLE 0 0 55445 GENERAL ELECTRIC CO COM 369604103 259 19221 SH SOLE 0 0 19221 GENERAL MLS INC COM 370334104 1461 23972 SH SOLE 0 0 23972 GRAINGER W W INC COM 384802104 439 1002 SH SOLE 0 0 1002 HARBOR CUSTOM DEVELOPMENT IN COM 41150T108 32 10000 SH SOLE 0 0 10000 HOME DEPOT INC COM 437076102 367 1150 SH SOLE 0 0 1150 HONEYWELL INTL INC COM 438516106 241 1097 SH SOLE 0 0 1097 IDEXX LABS INC COM 45168D104 258 408 SH SOLE 0 0 408 INTEL CORP COM 458140100 1030 18353 SH SOLE 0 0 18353 INTERCONTINENTAL EXCHANGE IN COM 45866F104 588 4954 SH SOLE 0 0 4954 INTERNATIONAL BUSINESS MACHS COM 459200101 779 5314 SH SOLE 0 0 5314 INVESCO QQQ TR UNIT SER 1 46090E103 801 2261 SH SOLE 0 0 2261 ISHARES TR CORE S&P TTL STK 464287150 13924 140989 SH SOLE 0 0 140989 ISHARES TR CORE S&P500 ETF 464287200 304 708 SH SOLE 0 0 708 ISHARES TR RUS 1000 GRW ETF 464287614 28965 106694 SH SOLE 0 0 106694 ISHARES TR RUS 1000 ETF 464287622 292876 1209831 SH SOLE 0 0 1209831 ISHARES TR RUSSELL 2000 ETF 464287655 686 2992 SH SOLE 0 0 2992 ISHARES TR RUSSELL 3000 ETF 464287689 568 2221 SH SOLE 0 0 2221 ISHARES TR PFD AND INCM SEC 464288687 255 6480 SH SOLE 0 0 6480 ISHARES TR CORE MSCI TOTAL 46432F834 32093 437829 SH SOLE 0 0 437829 ISHARES TR GLOBAL REIT ETF 46434V647 25290 912347 SH SOLE 0 0 912347 ISHARES TR BLACKROCK ULTRA 46434V878 3575 70757 SH SOLE 0 0 70757 JPMORGAN CHASE & CO COM 46625H100 8004 51458 SH SOLE 0 0 51458 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 11486 224988 SH SOLE 0 0 224988 JOHNSON & JOHNSON COM 478160104 1450 8799 SH SOLE 0 0 8799 KRAFT HEINZ CO COM 500754106 211 5174 SH SOLE 0 0 5174 LAMB WESTON HLDGS INC COM 513272104 569 7049 SH SOLE 0 0 7049 LOWES COS INC COM 548661107 221 1137 SH SOLE 0 0 1137 LUMEN TECHNOLOGIES INC COM 550241103 624 45935 SH SOLE 0 0 45935 MASTERCARD INCORPORATED CL A 57636Q104 337 923 SH SOLE 0 0 923 MCDONALDS CORP COM 580135101 45629 197536 SH SOLE 0 0 197536 MERCK & CO INC COM 58933Y105 597 7671 SH SOLE 0 0 7671 MICROSOFT CORP COM 594918104 3847 14199 SH SOLE 0 0 14199 MODERNA INC COM 60770K107 655 2788 SH SOLE 0 0 2788 MORGAN STANLEY COM NEW 617446448 250 2724 SH SOLE 0 0 2724 NAVISTAR INTL CORP NEW COM 63934E108 525 11808 SH SOLE 0 0 11808 NOODLES & CO COM CL A 65540B105 312 25000 SH SOLE 0 0 25000 NVIDIA CORPORATION COM 67066G104 834 1042 SH SOLE 0 0 1042 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 425 14467 SH SOLE 0 0 14467 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 269 18700 SH SOLE 0 0 18700 PAYPAL HLDGS INC COM 70450Y103 410 1407 SH SOLE 0 0 1407 PELOTON INTERACTIVE INC CL A COM 70614W100 498 4018 SH SOLE 0 0 4018 PEPSICO INC COM 713448108 582 3928 SH SOLE 0 0 3928 PFIZER INC COM 717081103 430 10988 SH SOLE 0 0 10988 PROCTER AND GAMBLE CO COM 742718109 449 3331 SH SOLE 0 0 3331 PROSHARES TR DJ BRKFLD GLB 74347B508 346 7489 SH SOLE 0 0 7489 QUALCOMM INC COM 747525103 2593 18145 SH SOLE 0 0 18145 ROKU INC COM CL A 77543R102 252 549 SH SOLE 0 0 549 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 216 2000 SH SOLE 0 0 2000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2659 6211 SH SOLE 0 0 6211 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 3050 59239 SH SOLE 0 0 59239 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 242 702 SH SOLE 0 0 702 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 11643 23713 SH SOLE 0 0 23713 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1838 17623 SH SOLE 0 0 17623 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 265 2545 SH SOLE 0 0 2545 SHOPIFY INC CL A 82509L107 311 213 SH SOLE 0 0 213 SUNDIAL GROWERS INC COM 86730L109 16 17000 SH SOLE 0 0 17000 TARGET CORP COM 87612E106 254 1050 SH SOLE 0 0 1050 TESLA INC COM 88160R101 1122 1651 SH SOLE 0 0 1651 THERMO FISHER SCIENTIFIC INC COM 883556102 331 657 SH SOLE 0 0 657 TRI CONTL CORP COM 895436103 2574 75513 SH SOLE 0 0 75513 UNILEVER PLC SPON ADR NEW 904767704 1472 25163 SH SOLE 0 0 25163 UNITEDHEALTH GROUP INC COM 91324P102 442 1104 SH SOLE 0 0 1104 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 15651 101114 SH SOLE 0 0 101114 VANGUARD STAR FDS VG TL INTL STK F 921909768 68893 1048914 SH SOLE 0 0 1048914 VANGUARD WORLD FD ESG INTL STK ETF 921910725 267 4159 SH SOLE 0 0 4159 VANGUARD WORLD FD ESG US STK ETF 921910733 423 5288 SH SOLE 0 0 5288 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 126444 1472162 SH SOLE 0 0 1472162 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 701 13602 SH SOLE 0 0 13602 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 85473 1496893 SH SOLE 0 0 1496893 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 436 6883 SH SOLE 0 0 6883 VANGUARD WORLD FDS INF TECH ETF 92204A702 232 581 SH SOLE 0 0 581 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 2141 23130 SH SOLE 0 0 23130 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1559 28187 SH SOLE 0 0 28187 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 581 1476 SH SOLE 0 0 1476 VANGUARD INDEX FDS MID CAP ETF 922908629 233 980 SH SOLE 0 0 980 VANGUARD INDEX FDS GROWTH ETF 922908736 209 729 SH SOLE 0 0 729 VANGUARD INDEX FDS TOTAL STK MKT 922908769 128116 574976 SH SOLE 0 0 574976 VERIZON COMMUNICATIONS INC COM 92343V104 578 10312 SH SOLE 0 0 10312 VISA INC COM CL A 92826C839 280 1196 SH SOLE 0 0 1196 WEC ENERGY GROUP INC COM 92939U106 223 2506 SH SOLE 0 0 2506 WALGREENS BOOTS ALLIANCE INC COM 931427108 6750 128294 SH SOLE 0 0 128294 WELLS FARGO CO NEW COM 949746101 232 5125 SH SOLE 0 0 5125 ZYNGA INC CL A 98986T108 213 20000 SH SOLE 0 0 20000 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 113 18930 SH SOLE 0 0 18930 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 354 1202 SH SOLE 0 0 1202 EATON CORP PLC SHS G29183103 435 2936 SH SOLE 0 0 2936 MYOVANT SCIENCES LTD COM G637AM102 262 11500 SH SOLE 0 0 11500 VINCI PARTNERS INVTS LTD COM CL A G9451V109 145 10000 SH SOLE 0 0 10000 ELASTIC N V ORD SHS N14506104 759 5206 SH SOLE 0 0 5206