0001599217-21-000004.txt : 20210513 0001599217-21-000004.hdr.sgml : 20210513 20210512175526 ACCESSION NUMBER: 0001599217-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210513 DATE AS OF CHANGE: 20210512 EFFECTIVENESS DATE: 20210513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 21916474 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 03-31-2021 03-31-2021 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G. Marks 630-241-0833 Richard G. Marks Downers Grove IL 05-12-2021 0 130 112775 false INFORMATION TABLE 2 Capstone13F2021Q1.xml CAPSTONE FINANCIAL ADVISORS INC. 2021Q113F AT&T INC COM 00206R102 678 22394 SH SOLE 0 0 22394 ABBOTT LABS COM 002824100 301 2510 SH SOLE 0 0 2510 ABBVIE INC COM 00287Y109 266 2458 SH SOLE 0 0 2458 ABERDEEN ASIA-PACIFIC INCOME COM 003009107 78 19000 SH SOLE 0 0 19000 ADAMS DIVERSIFIED EQUITY FD COM 006212104 358 19616 SH SOLE 0 0 19616 ALASKA AIR GROUP INC COM 011659109 483 6979 SH SOLE 0 0 6979 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 468 2062 SH SOLE 0 0 2062 ALPHABET INC CAP STK CL C 02079K107 215 104 SH SOLE 0 0 104 ALPHABET INC CAP STK CL A 02079K305 491 238 SH SOLE 0 0 238 AMAZON COM INC COM 023135106 4446 1437 SH SOLE 0 0 1437 AMGEN INC COM 031162100 478 1922 SH SOLE 0 0 1922 APPLE INC COM 037833100 21946 179661 SH SOLE 0 0 179661 ARCHER DANIELS MIDLAND CO COM 039483102 303 5323 SH SOLE 0 0 5323 ARMSTRONG FLOORING INC COM 04238R106 49 10000 SH SOLE 0 0 10000 BABCOCK & WILCOX ENTERPRISES COM 05614L209 141 14901 SH SOLE 0 0 14901 BANCO SANTANDER S.A. ADR 05964H105 56 16304 SH SOLE 0 0 16304 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 772 3020 SH SOLE 0 0 3020 BLACKROCK ENHANCED EQUITY DI COM 09251A104 95 10000 SH SOLE 0 0 10000 BLACKROCK MUNIYIELD QUALITY COM 09254G108 736 53000 SH SOLE 0 0 53000 BLACKROCK CORPOR HI YLD FD I COM 09255P107 117 10000 SH SOLE 0 0 10000 BLACKSTONE MTG TR INC COM CL A 09257W100 620 20000 SH SOLE 0 0 20000 BLACKROCK SCIENCE & TECHNOLO SHS 09258G104 216 4000 SH SOLE 0 0 4000 BLACKSTONE GROUP INC COM 09260D107 237 3178 SH SOLE 0 0 3178 BOEING CO COM 097023105 460 1807 SH SOLE 0 0 1807 BRISTOL-MYERS SQUIBB CO COM 110122108 445 7049 SH SOLE 0 0 7049 BYLINE BANCORP INC COM 124411109 237 11201 SH SOLE 0 0 11201 CBOE GLOBAL MKTS INC COM 12503M108 663 6722 SH SOLE 0 0 6722 CBRE CLARION GLOBAL REAL EST COM 12504G100 133 17000 SH SOLE 0 0 17000 CIGNA CORP NEW COM 125523100 551 2279 SH SOLE 0 0 2279 CME GROUP INC COM 12572Q105 4498 22025 SH SOLE 0 0 22025 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 149 10000 SH SOLE 0 0 10000 CARMAX INC COM 143130102 716 5400 SH SOLE 0 0 5400 CATERPILLAR INC COM 149123101 649 2801 SH SOLE 0 0 2801 COCA COLA CO COM 191216100 798 15137 SH SOLE 0 0 15137 COHEN & STEERS QUALITY INCOM COM 19247L106 523 37600 SH SOLE 0 0 37600 COSTCO WHSL CORP NEW COM 22160K105 1300 3689 SH SOLE 0 0 3689 DARDEN RESTAURANTS INC COM 237194105 976 6870 SH SOLE 0 0 6870 DISNEY WALT CO COM 254687106 361 1958 SH SOLE 0 0 1958 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 304 22108 SH SOLE 0 0 22108 ENTERPRISE PRODS PARTNERS L COM 293792107 221 10040 SH SOLE 0 0 10040 EXXON MOBIL CORP COM 30231G102 444 7959 SH SOLE 0 0 7959 FIFTH THIRD BANCORP COM 316773100 1073 28660 SH SOLE 0 0 28660 FLEXSHARES TR MORNSTAR USMKT 33939L100 31264 196056 SH SOLE 0 0 196056 FLEXSHARES TR M STAR DEV MKT 33939L803 35306 504429 SH SOLE 0 0 504429 FORD MTR CO DEL COM 345370860 675 55133 SH SOLE 0 0 55133 GENERAL ELECTRIC CO COM 369604103 250 19067 SH SOLE 0 0 19067 GENERAL MLS INC COM 370334104 1469 23956 SH SOLE 0 0 23956 GRAINGER W W INC COM 384802104 401 1000 SH SOLE 0 0 1000 HARBOR CUSTOM DEVELOPMENT IN COM 41150T108 32 10000 SH SOLE 0 0 10000 HOME DEPOT INC COM 437076102 212 694 SH SOLE 0 0 694 HONEYWELL INTL INC COM 438516106 234 1078 SH SOLE 0 0 1078 INTEL CORP COM 458140100 1167 18231 SH SOLE 0 0 18231 INTERCONTINENTAL EXCHANGE IN COM 45866F104 549 4920 SH SOLE 0 0 4920 INTERNATIONAL BUSINESS MACHS COM 459200101 707 5306 SH SOLE 0 0 5306 INVESCO QQQ TR UNIT SER 1 46090E103 522 1636 SH SOLE 0 0 1636 ISHARES TR CORE S&P TTL STK 464287150 13330 145529 SH SOLE 0 0 145529 ISHARES TR CORE S&P500 ETF 464287200 282 708 SH SOLE 0 0 708 ISHARES TR RUS 1000 GRW ETF 464287614 25903 106577 SH SOLE 0 0 106577 ISHARES TR RUS 1000 ETF 464287622 356175 1591275 SH SOLE 0 0 1591275 ISHARES TR RUSSELL 2000 ETF 464287655 685 3098 SH SOLE 0 0 3098 ISHARES TR RUSSELL 3000 ETF 464287689 524 2210 SH SOLE 0 0 2210 ISHARES TR GLB INFRASTR ETF 464288372 18458 409549 SH SOLE 0 0 409549 ISHARES TR PFD AND INCM SEC 464288687 247 6426 SH SOLE 0 0 6426 ISHARES TR CORE MSCI TOTAL 46432F834 30849 438946 SH SOLE 0 0 438946 ISHARES TR GLOBAL REIT ETF 46434V647 23106 906810 SH SOLE 0 0 906810 ISHARES TR BLACKROCK ULTRA 46434V878 3803 75275 SH SOLE 0 0 75275 JPMORGAN CHASE & CO COM 46625H100 7700 50582 SH SOLE 0 0 50582 J P MORGAN EXCHANGE-TRADED F ULTRA SHT MUNCPL 46641Q654 13649 267426 SH SOLE 0 0 267426 JOHNSON & JOHNSON COM 478160104 1432 8710 SH SOLE 0 0 8710 KRAFT HEINZ CO COM 500754106 206 5154 SH SOLE 0 0 5154 LAMB WESTON HLDGS INC COM 513272104 546 7049 SH SOLE 0 0 7049 LOWES COS INC COM 548661107 213 1119 SH SOLE 0 0 1119 LUMEN TECHNOLOGIES INC COM 550241103 613 45894 SH SOLE 0 0 45894 MCDONALDS CORP COM 580135101 44891 200282 SH SOLE 0 0 200282 MERCK & CO. INC COM 58933Y105 307 3988 SH SOLE 0 0 3988 MICROSOFT CORP COM 594918104 3288 13948 SH SOLE 0 0 13948 MODERNA INC COM 60770K107 370 2826 SH SOLE 0 0 2826 MORGAN STANLEY COM NEW 617446448 209 2687 SH SOLE 0 0 2687 NAVISTAR INTL CORP NEW COM 63934E108 520 11808 SH SOLE 0 0 11808 NOODLES & CO COM CL A 65540B105 259 25000 SH SOLE 0 0 25000 NVIDIA CORPORATION COM 67066G104 326 611 SH SOLE 0 0 611 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 414 15215 SH SOLE 0 0 15215 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 249 18500 SH SOLE 0 0 18500 NUVEEN PFD & INCM SECURTIES COM 67072C105 138 14195 SH SOLE 0 0 14195 PAYPAL HLDGS INC COM 70450Y103 337 1387 SH SOLE 0 0 1387 PELOTON INTERACTIVE INC CL A COM 70614W100 451 4008 SH SOLE 0 0 4008 PEPSICO INC COM 713448108 492 3478 SH SOLE 0 0 3478 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 85 10000 SH SOLE 0 0 10000 PFIZER INC COM 717081103 350 9664 SH SOLE 0 0 9664 PROCTER AND GAMBLE CO COM 742718109 441 3256 SH SOLE 0 0 3256 PROSHARES TR DJ BRKFLD GLB 74347B508 52737 1212349 SH SOLE 0 0 1212349 QUALCOMM INC COM 747525103 2302 17360 SH SOLE 0 0 17360 RYANAIR HOLDINGS PLC SPONSORED ADS 783513203 230 2000 SH SOLE 0 0 2000 SPDR S&P 500 ETF TR TR UNIT 78462F103 2461 6210 SH SOLE 0 0 6210 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 2779 58855 SH SOLE 0 0 58855 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 232 702 SH SOLE 0 0 702 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 11341 23823 SH SOLE 0 0 23823 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1704 17621 SH SOLE 0 0 17621 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 245 2456 SH SOLE 0 0 2456 SHOPIFY INC CL A 82509L107 236 213 SH SOLE 0 0 213 SKYWORKS SOLUTIONS INC COM 83088M102 289 1573 SH SOLE 0 0 1573 TESLA INC COM 88160R101 1091 1633 SH SOLE 0 0 1633 THERMO FISHER SCIENTIFIC INC COM 883556102 434 952 SH SOLE 0 0 952 UNILEVER PLC SPON ADR NEW 904767704 1365 24452 SH SOLE 0 0 24452 UNITEDHEALTH GROUP INC COM 91324P102 520 1398 SH SOLE 0 0 1398 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 16649 113195 SH SOLE 0 0 113195 VANGUARD STAR FDS VG TL INTL STK F 921909768 45444 724788 SH SOLE 0 0 724788 VANGUARD WORLD FD ESG INTL STK ETF 921910725 253 4127 SH SOLE 0 0 4127 VANGUARD WORLD FD ESG US STK ETF 921910733 381 5166 SH SOLE 0 0 5166 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 119085 1405625 SH SOLE 0 0 1405625 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 487 9911 SH SOLE 0 0 9911 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 99710 1745617 SH SOLE 0 0 1745617 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 471 7763 SH SOLE 0 0 7763 VANGUARD WORLD FDS INF TECH ETF 92204A702 208 580 SH SOLE 0 0 580 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 1452 26573 SH SOLE 0 0 26573 VANGUARD INDEX FDS TOTAL STK MKT 922908769 83387 403440 SH SOLE 0 0 403440 VERIZON COMMUNICATIONS INC COM 92343V104 553 9517 SH SOLE 0 0 9517 VISA INC COM CL A 92826C839 235 1112 SH SOLE 0 0 1112 WEC ENERGY GROUP INC COM 92939U106 213 2280 SH SOLE 0 0 2280 WALGREENS BOOTS ALLIANCE INC COM 931427108 7043 128286 SH SOLE 0 0 128286 WELBILT INC COM 949090104 247 15170 SH SOLE 0 0 15170 XINYUAN REAL ESTATE CO LTD SPONS ADR 98417P105 32 11400 SH SOLE 0 0 11400 ZYNGA INC CL A 98986T108 204 20000 SH SOLE 0 0 20000 AON PLC SHS CL A G0403H108 272 1184 SH SOLE 0 0 1184 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 96 18930 SH SOLE 0 0 18930 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 324 1171 SH SOLE 0 0 1171 EATON CORP PLC SHS G29183103 404 2922 SH SOLE 0 0 2922 MYOVANT SCIENCES LTD COM G637AM102 237 11500 SH SOLE 0 0 11500 VINCI PARTNERS INVTS LTD COM CL A G9451V109 132 10000 SH SOLE 0 0 10000 ELASTIC N V ORD SHS N14506104 579 5206 SH SOLE 0 0 5206