0001599217-19-000008.txt : 20191113 0001599217-19-000008.hdr.sgml : 20191113 20191112183118 ACCESSION NUMBER: 0001599217-19-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 191211249 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 09-30-2019 09-30-2019 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G Marks 630-241-0833 Richard G Marks Downers Grove IL 11-12-2019 0 102 653907 false INFORMATION TABLE 2 13FQ32019.xml CAPSTONE FINANCIAL ADVISORS INC. 2019 3RD QUARTER 13F ALPS ETF TR ALERIAN MLP 00162Q866 686 75000 SH SOLE 0 0 75000 AT&T INC COM 00206R102 318 8395 SH SOLE 0 0 8395 ABERDEEN ASIA PACIFIC INCOM COM 003009107 80 19000 SH SOLE 0 0 19000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 290 1737 SH SOLE 0 0 1737 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 133 11122 SH SOLE 0 0 11122 AMAZON COM INC COM 023135106 2271 1308 SH SOLE 0 0 1308 AMGEN INC COM 031162100 286 1476 SH SOLE 0 0 1476 APPLE INC COM 037833100 11085 49494 SH SOLE 0 0 49494 ARCHER DANIELS MIDLAND CO COM 039483102 219 5327 SH SOLE 0 0 5327 BABCOCK & WILCOX ENTERPRIS I COM 05614L209 71 14901 SH SOLE 0 0 14901 BANCO SANTANDER SA ADR 05964H105 40 10000 SH SOLE 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1087 5227 SH SOLE 0 0 5227 BEYOND MEAT INC COM 08862E109 305 2049 SH SOLE 0 0 2049 BLACKSTONE MTG TR INC COM CL A 09257W100 204 5701 SH SOLE 0 0 5701 CBOE GLOBAL MARKETS INC COM 12503M108 767 6679 SH SOLE 0 0 6679 CIGNA CORP NEW COM 125523100 314 2067 SH SOLE 0 0 2067 CME GROUP INC COM 12572Q105 4805 22735 SH SOLE 0 0 22735 CARMAX INC COM 143130102 502 5700 SH SOLE 0 0 5700 CATERPILLAR INC DEL COM 149123101 236 1865 SH SOLE 0 0 1865 CELGENE CORP COM 151020104 266 2674 SH SOLE 0 0 2674 CEMEX SAB DE CV SPON ADR NEW 151290889 118 30000 SH SOLE 0 0 30000 CENTURYLINK INC COM 156700106 565 45289 SH SOLE 0 0 45289 CHESAPEAKE ENERGY CORP COM 165167107 28 20000 SH SOLE 0 0 20000 CHIPOTLE MEXICAN GRILL INC COM 169656105 403 479 SH SOLE 0 0 479 COLGATE PALMOLIVE CO COM 194162103 241 3278 SH SOLE 0 0 3278 COSTCO WHSL CORP NEW COM 22160K105 923 3204 SH SOLE 0 0 3204 DIAGEO P L C SPON ADR NEW 25243Q205 360 2200 SH SOLE 0 0 2200 DISNEY WALT CO COM DISNEY 254687106 508 3897 SH SOLE 0 0 3897 DUKE ENERGY CORP NEW COM NEW 26441C204 300 3128 SH SOLE 0 0 3128 DUNKIN BRANDS GROUP INC COM 265504100 5643 71110 SH SOLE 0 0 71110 EXXON MOBIL CORP COM 30231G102 558 7899 SH SOLE 0 0 7899 FACEBOOK INC CL A 30303M102 238 1334 SH SOLE 0 0 1334 FEDEX CORP COM 31428X106 248 1704 SH SOLE 0 0 1704 FIDELITY COVINGTON TR LOW VOLITY ETF 316092824 232 6306 SH SOLE 0 0 6306 FIFTH THIRD BANCORP COM 316773100 1925 70304 SH SOLE 0 0 70304 FLEXSHARES TR MORNSTAR USMKT 33939L100 3889 33235 SH SOLE 0 0 33235 FLEXSHARES TR M STAR DEV MKT 33939L803 1596 26492 SH SOLE 0 0 26492 GENERAL ELECTRIC CO COM 369604103 207 23151 SH SOLE 0 0 23151 GERDAU S A SPON ADR REP PFD 373737105 60 19000 SH SOLE 0 0 19000 GRAINGER W W INC COM 384802104 2725 9169 SH SOLE 0 0 9169 HERTZ GLOBAL HLDGS INC COM 42806J106 152 11011 SH SOLE 0 0 11011 HOME DEPOT INC COM 437076102 262 1130 SH SOLE 0 0 1130 INTEL CORP COM 458140100 1065 20659 SH SOLE 0 0 20659 INTERCONTINENTAL EXCHANGE IN COM 45866F104 362 3926 SH SOLE 0 0 3926 INTERNATIONAL BUSINESS MACHS COM 459200101 799 5493 SH SOLE 0 0 5493 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 292 2706 SH SOLE 0 0 2706 ISHARES TR CORE S&P TTL STK 464287150 22493 335360 SH SOLE 0 0 335360 ISHARES TR CORE S&P500 ETF 464287200 228 763 SH SOLE 0 0 763 ISHARES TR CORE US AGGBD ET 464287226 927 8194 SH SOLE 0 0 8194 ISHARES TR MSCI EAFE ETF 464287465 2087 32000 SH SOLE 0 0 32000 ISHARES TR RUS 1000 GRW ETF 464287614 18010 112821 SH SOLE 0 0 112821 ISHARES TR RUS 2000 VAL ETF 464287630 272 2278 SH SOLE 0 0 2278 ISHARES TR RUSSELL 2000 ETF 464287655 242 1601 SH SOLE 0 0 1601 ISHARES TR RUSSELL 3000 ETF 464287689 384 2210 SH SOLE 0 0 2210 ISHARES TR JPMORGAN USD EMG 464288281 309 2730 SH SOLE 0 0 2730 ISHARES TR GLB INFRASTR ETF 464288372 1186 25512 SH SOLE 0 0 25512 ISHARES TR CORE MSCI TOTAL 46432F834 7349 127228 SH SOLE 0 0 127228 ISHARES TR GLOBAL REIT ETF 46434V647 5867 208952 SH SOLE 0 0 208952 JPMORGAN CHASE & CO COM 46625H100 6064 51523 SH SOLE 0 0 51523 JOHNSON & JOHNSON COM 478160104 1296 10016 SH SOLE 0 0 10016 LAMB WESTON HLDGS INC COM 513272104 364 5003 SH SOLE 0 0 5003 MCDONALDS CORP COM 580135101 32911 153281 SH SOLE 0 0 153281 MERCK & CO INC COM 58933Y105 408 4847 SH SOLE 0 0 4847 MICROSOFT CORP COM 594918104 1125 8095 SH SOLE 0 0 8095 MYERS INDS INC COM 628464109 298 16837 SH SOLE 0 0 16837 NAVISTAR INTL CORP NEW COM 63934E108 451 16054 SH SOLE 0 0 16054 NOODLES & CO COM CL A 65540B105 142 25000 SH SOLE 0 0 25000 NUVEEN PFD & INCM SECURTIES COM 67072C105 118 11966 SH SOLE 0 0 11966 PENNEY J C CORP INC COM 708160106 18 20000 SH SOLE 0 0 20000 PEPSICO INC COM 713448108 241 1756 SH SOLE 0 0 1756 PFIZER INC COM 717081103 266 7412 SH SOLE 0 0 7412 PROCTER & GAMBLE CO COM 742718109 230 1849 SH SOLE 0 0 1849 PROSHARES TR DJ BRKFLD GLB 74347B508 43899 963723 SH SOLE 0 0 963723 QUALCOMM INC COM 747525103 1231 16132 SH SOLE 0 0 16132 RESOLUTE FST PRODS INC COM 76117W109 47 10000 SH SOLE 0 0 10000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1631 5496 SH SOLE 0 0 5496 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 21339 60542 SH SOLE 0 0 60542 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1320 18587 SH SOLE 0 0 18587 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1208 15000 SH Put SOLE 0 0 15000 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 363 4509 SH SOLE 0 0 4509 STAGE STORES INC COM NEW 85254C305 35 18403 SH SOLE 0 0 18403 TRI CONTL CORP COM 895436103 315 11575 SH SOLE 0 0 11575 US XPRESS ENTERPRISES INC COM CL A 90338N202 48 10000 SH SOLE 0 0 10000 UNILEVER N V N Y SHS NEW 904784709 1285 21413 SH SOLE 0 0 21413 UNITEDHEALTH GROUP INC COM 91324P102 288 1325 SH SOLE 0 0 1325 VANGUARD GROUP DIV APP ETF 921908844 45391 379588 SH SOLE 0 0 379588 VANGUARD STAR FD VG TL INTL STK F 921909768 57741 1117706 SH SOLE 0 0 1117706 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 86984 1030249 SH SOLE 0 0 1030249 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1594 38807 SH SOLE 0 0 38807 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 73854 1255380 SH SOLE 0 0 1255380 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 965 23967 SH SOLE 0 0 23967 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 1216 22669 SH SOLE 0 0 22669 VANGUARD INDEX FDS TOTAL STK MKT 922908769 159762 1058025 SH SOLE 0 0 1058025 VERIZON COMMUNICATIONS INC COM 92343V104 572 9482 SH SOLE 0 0 9482 VISA INC COM CL A 92826C839 244 1417 SH SOLE 0 0 1417 WEC ENERGY GROUP INC COM 92939U106 331 3481 SH SOLE 0 0 3481 WALGREENS BOOTS ALLIANCE INC COM 931427108 361 6521 SH SOLE 0 0 6521 WELBILT INC COM 949090104 206 12203 SH SOLE 0 0 12203 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 383 56965 SH SOLE 0 0 56965 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 283 1473 SH SOLE 0 0 1473 MALLINCKRODT PUB LTD CO SHS G5785G107 36 15000 SH SOLE 0 0 15000 NOBLE CORP PLC SHS USD G65431101 25 20000 SH SOLE 0 0 20000