0001599217-19-000006.txt : 20190812 0001599217-19-000006.hdr.sgml : 20190812 20190812110836 ACCESSION NUMBER: 0001599217-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 EFFECTIVENESS DATE: 20190812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 191014880 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 06-30-2019 06-30-2019 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G Marks 6302410833 Richard G Marks Downers Grove IL 08-12-2019 0 95 618191 false INFORMATION TABLE 2 2019Q213F.xml CAPSTONE FINANCIAL ADVISORS, INC. 2019 Q2 13F FILING ACCENTURE PLC IRELAND SHS CLASS A G1151C101 325 1757 SH SOLE 0 0 1757 ACETO CORP COM 004446100 2 15000 SH SOLE 0 0 15000 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 369 2176 SH SOLE 0 0 2176 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 130 11000 SH SOLE 0 0 11000 ALPHABET INC CAP STK CL A 02079K305 219 202 SH SOLE 0 0 202 ALPS ETF TR ALERIAN MLP 00162Q866 739 75000 SH SOLE 0 0 75000 AMAZON COM INC COM 023135106 2628 1388 SH SOLE 0 0 1388 AMGEN INC COM 031162100 287 1560 SH SOLE 0 0 1560 APPLE INC COM 037833100 9978 50412 SH SOLE 0 0 50412 ARCHER DANIELS MIDLAND CO COM 039483102 217 5327 SH SOLE 0 0 5327 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 414 56834 SH SOLE 0 0 56834 AT&T INC COM 00206R102 315 9402 SH SOLE 0 0 9402 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 26 75000 SH SOLE 0 0 75000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 999 4687 SH SOLE 0 0 4687 BEYOND MEAT INC COM 08862E109 313 1949 SH SOLE 0 0 1949 CARMAX INC COM 143130102 495 5700 SH SOLE 0 0 5700 CATERPILLAR INC DEL COM 149123101 281 2059 SH SOLE 0 0 2059 CBOE GLOBAL MARKETS INC COM 12503M108 692 6678 SH SOLE 0 0 6678 CELGENE CORP COM 151020104 247 2674 SH SOLE 0 0 2674 CEMEX SAB DE CV SPON ADR NEW 151290889 64 15000 SH SOLE 0 0 15000 CENTURYLINK INC COM 156700106 430 36542 SH SOLE 0 0 36542 CHESAPEAKE ENERGY CORP COM 165167107 39 20000 SH SOLE 0 0 20000 CHIPOTLE MEXICAN GRILL INC COM 169656105 388 529 SH SOLE 0 0 529 CME GROUP INC COM 12572Q105 4786 24657 SH SOLE 0 0 24657 COSTCO WHSL CORP NEW COM 22160K105 842 3188 SH SOLE 0 0 3188 DIAGEO P L C SPON ADR NEW 25243Q205 394 2288 SH SOLE 0 0 2288 DISNEY WALT CO COM DISNEY 254687106 598 4284 SH SOLE 0 0 4284 DUKE ENERGY CORP NEW COM NEW 26441C204 262 2966 SH SOLE 0 0 2966 DUNKIN BRANDS GROUP INC COM 265504100 5267 66119 SH SOLE 0 0 66119 EXXON MOBIL CORP COM 30231G102 301 3924 SH SOLE 0 0 3924 FACEBOOK INC CL A 30303M102 408 2112 SH SOLE 0 0 2112 FIFTH THIRD BANCORP COM 316773100 1988 71262 SH SOLE 0 0 71262 FLEXSHARES TR M STAR DEV MKT 33939L803 1989 32710 SH SOLE 0 0 32710 FLEXSHARES TR MORNSTAR USMKT 33939L100 4570 39104 SH SOLE 0 0 39104 GENERAL ELECTRIC CO COM 369604103 241 22926 SH SOLE 0 0 22926 GERDAU S A SPON ADR REP PFD 373737105 74 19000 SH SOLE 0 0 19000 GRAINGER W W INC COM 384802104 2972 11081 SH SOLE 0 0 11081 HOME DEPOT INC COM 437076102 256 1230 SH SOLE 0 0 1230 INTEL CORP COM 458140100 990 20686 SH SOLE 0 0 20686 INTERCONTINENTAL EXCHANGE IN COM 45866F104 296 3448 SH SOLE 0 0 3448 INTERNATIONAL BUSINESS MACHS COM 459200101 783 5676 SH SOLE 0 0 5676 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 327 3030 SH SOLE 0 0 3030 ISHARES TR RUS 2000 VAL ETF 464287630 280 2321 SH SOLE 0 0 2321 ISHARES TR CORE S&P500 ETF 464287200 331 1124 SH SOLE 0 0 1124 ISHARES TR RUSSELL 3000 ETF 464287689 381 2210 PRN SOLE 0 0 2210 ISHARES TR RUS 1000 GRW ETF 464287614 17981 114280 PRN SOLE 0 0 114280 ISHARES TR MSCI EAFE ETF 464287465 2103 32000 PRN SOLE 0 0 32000 ISHARES TR GLOBAL REIT ETF 46434V647 5573 208952 SH SOLE 0 0 208952 ISHARES TR CORE MSCI TOTAL 46432F834 7581 129276 SH SOLE 0 0 129276 ISHARES TR RUSSELL 2000 ETF 464287655 256 1646 SH SOLE 0 0 1646 ISHARES TR CORE S&P TTL STK 464287150 22219 333471 SH SOLE 0 0 333471 ISHARES TR GLB INFRASTR ETF 464288372 1179 25512 SH SOLE 0 0 25512 ISHARES TR JPMORGAN USD EMG 464288281 309 2730 SH SOLE 0 0 2730 ISHARES TR CORE US AGGBD ET 464287226 925 8304 SH SOLE 0 0 8304 JOHNSON & JOHNSON COM 478160104 1411 10132 SH SOLE 0 0 10132 JPMORGAN CHASE & CO COM 46625H100 6008 53738 SH SOLE 0 0 53738 LAMB WESTON HLDGS INC COM 513272104 317 5003 SH SOLE 0 0 5003 MCDONALDS CORP COM 580135101 28936 139345 SH SOLE 0 0 139345 MERCK & CO INC COM 58933Y105 270 3215 SH SOLE 0 0 3215 MICROSOFT CORP COM 594918104 997 7443 SH SOLE 0 0 7443 MYERS INDS INC COM 628464109 321 16672 SH SOLE 0 0 16672 NAVISTAR INTL CORP NEW COM 63934E108 553 16054 SH SOLE 0 0 16054 NETFLIX INC COM 64110L106 244 664 SH SOLE 0 0 664 NOBLE CORP PLC SHS USD G65431101 19 10000 SH SOLE 0 0 10000 NOODLES & CO COM CL A 65540B105 197 25000 SH SOLE 0 0 25000 NUVEEN PFD & INCM SECURTIES COM 67072C105 114 11966 SH SOLE 0 0 11966 PENNEY J C CORP INC COM 708160106 23 20000 SH SOLE 0 0 20000 PFIZER INC COM 717081103 325 7507 SH SOLE 0 0 7507 PROCTER AND GAMBLE CO COM 742718109 228 2077 SH SOLE 0 0 2077 PROSHARES TR DJ BRKFLD GLB 74347B508 39335 872712 SH SOLE 0 0 872712 QUALCOMM INC COM 747525103 1255 16503 SH SOLE 0 0 16503 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1310 18570 SH SOLE 0 0 18570 SEASPAN CORP SHS Y75638109 98 10000 SH SOLE 0 0 10000 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1171 15000 SH Put SOLE 0 0 15000 SPDR S&P 500 ETF TR TR UNIT 78462F103 1740 5938 SH SOLE 0 0 5938 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 22349 63029 SH SOLE 0 0 63029 STAGE STORES INC COM NEW 85254C305 14 18403 SH SOLE 0 0 18403 UNILEVER N V N Y SHS NEW 904784709 1304 21483 SH SOLE 0 0 21483 UNILEVER PLC SPON ADR NEW 904767704 200 3234 SH SOLE 0 0 3234 UNITEDHEALTH GROUP INC COM 91324P102 274 1122 SH SOLE 0 0 1122 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 79708 959530 SH SOLE 0 0 959530 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 66498 1160529 SH SOLE 0 0 1160529 VANGUARD GROUP DIV APP ETF 921908844 45165 392195 SH SOLE 0 0 392195 VANGUARD INDEX FDS TOTAL STK MKT 922908769 151576 1009900 SH SOLE 0 0 1009900 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1036 24367 PRN SOLE 0 0 24367 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 1120 21098 SH SOLE 0 0 21098 VANGUARD STAR FD VG TL INTL STK F 921909768 54222 1027897 SH SOLE 0 0 1027897 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1668 39990 SH SOLE 0 0 39990 VERIZON COMMUNICATIONS INC COM 92343V104 550 9635 SH SOLE 0 0 9635 VISA INC COM CL A 92826C839 367 2115 SH SOLE 0 0 2115 WALGREENS BOOTS ALLIANCE INC COM 931427108 378 6909 SH SOLE 0 0 6909 WEC ENERGY GROUP INC COM 92939U106 286 3430 SH SOLE 0 0 3430 WELBILT INC COM 949090104 204 12203 SH SOLE 0 0 12203 WRIGHT MED GROUP N V ORD SHS N96617118 262 8783 SH SOLE 0 0 8783