0001599217-19-000002.txt : 20190214 0001599217-19-000002.hdr.sgml : 20190214 20190214165827 ACCESSION NUMBER: 0001599217-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 19607862 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 12-31-2018 12-31-2018 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G. Marks 630-241-0833 Richard G. Marks Downers Grove IL 02-14-2019 0 91 498089 false INFORMATION TABLE 2 13F2018Q4v2.xml 2018Q413F CAPSTONE FINANCIAL ADVISORS, INC. VANGUARD INDEX FDS TOTAL STK MKT 922908769 102673 804456 SH SOLE 0 0 804456 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 52069 657357 SH SOLE 0 0 657357 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 44147 813764 SH SOLE 0 0 813764 VANGUARD GROUP DIV APP ETF 921908844 43467 443769 SH SOLE 0 0 443769 VANGUARD STAR FD VG TL INTL STK F 921909768 28389 601201 SH SOLE 0 0 601201 MCDONALDS CORP COM 580135101 25157 141671 SH SOLE 0 0 141671 ISHARES TR CORE S&P TTL STK 464287150 23962 422168 SH SOLE 0 0 422168 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 20522 67805 SH SOLE 0 0 67805 FLEXSHARES TR MORNSTAR USMKT 33939L100 20455 204307 SH SOLE 0 0 204307 PROSHARES TR DJ BRKFLD GLB 74347B508 19376 507896 SH SOLE 0 0 507896 ISHARES TR RUS 1000 GRW ETF 464287614 14951 114209 PRN SOLE 0 0 114209 ISHARES TR CORE MSCI TOTAL 46432F834 11177 212771 SH SOLE 0 0 212771 FLEXSHARES TR M STAR DEV MKT 33939L803 9483 170825 SH SOLE 0 0 170825 APPLE INC COM 037833100 8028 50895 SH SOLE 0 0 50895 ISHARES TR GLOBAL REIT ETF 46434V647 6276 267966 SH SOLE 0 0 267966 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 5712 111884 SH SOLE 0 0 111884 JPMORGAN CHASE & CO COM 46625H100 5147 52729 SH SOLE 0 0 52729 ISHARES TR GLB INFRASTR ETF 464288372 5025 127602 SH SOLE 0 0 127602 CME GROUP INC COM CL A 12572Q105 4951 26316 SH SOLE 0 0 26316 DUNKIN BRANDS GROUP INC COM 265504100 3453 53847 SH SOLE 0 0 53847 ISHARES TR CORE US AGGBD ET 464287226 3241 30434 SH SOLE 0 0 30434 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3229 87043 SH SOLE 0 0 87043 GRAINGER W W INC COM 384802104 2589 9169 SH SOLE 0 0 9169 AMAZON COM INC COM 023135106 1999 1331 SH SOLE 0 0 1331 MB FINANCIAL INC NEW COM 55264U108 1911 48229 SH SOLE 0 0 48229 ISHARES TR MSCI EAFE ETF 464287465 1885 32065 PRN SOLE 0 0 32065 SPDR S&P 500 ETF TR TR UNIT 78462F103 1466 5865 SH SOLE 0 0 5865 JOHNSON & JOHNSON COM 478160104 1424 11031 SH SOLE 0 0 11031 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1414 37120 PRN SOLE 0 0 37120 WISDOMTREE TR YIELD ENHANCD US 97717X511 1343 27842 SH SOLE 0 0 27842 UNILEVER N V N Y SHS NEW 904784709 1144 21268 SH SOLE 0 0 21268 ISHARES TR MIN VOL USA ETF 46429B697 1131 21581 SH SOLE 0 0 21581 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1112 18560 SH SOLE 0 0 18560 INTEL CORP COM 458140100 982 20934 SH SOLE 0 0 20934 ISHARES TR JPMORGAN USD EMG 464288281 977 9401 SH SOLE 0 0 9401 QUALCOMM INC COM 747525103 916 16101 SH SOLE 0 0 16101 MCDONALDS CORP PUT 580135101 888 5000 SH Put SOLE 0 0 5000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 867 4246 SH SOLE 0 0 4246 ALPS ETF TR ALERIAN MLP 00162Q866 750 85929 SH SOLE 0 0 85929 MCDONALDS CORP PUT 580135101 710 4000 SH Put SOLE 0 0 4000 MICROSOFT CORP COM 594918104 660 6503 SH SOLE 0 0 6503 CBOE GLOBAL MARKETS INC COM 12503M108 653 6677 SH SOLE 0 0 6677 COSTCO WHSL CORP NEW COM 22160K105 649 3187 SH SOLE 0 0 3187 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 613 77592 SH SOLE 0 0 77592 INTERNATIONAL BUSINESS MACHS COM 459200101 595 5231 SH SOLE 0 0 5231 CENTURYLINK INC COM 156700106 555 36639 SH SOLE 0 0 36639 WALGREENS BOOTS ALLIANCE INC COM 931427108 466 6813 SH SOLE 0 0 6813 VERIZON COMMUNICATIONS INC COM 92343V104 456 8107 SH SOLE 0 0 8107 ISHARES TR RUS 2000 VAL ETF 464287630 438 4077 SH SOLE 0 0 4077 NAVISTAR INTL CORP NEW COM 63934E108 390 15017 SH SOLE 0 0 15017 ISHARES TR RUS 1000 VAL ETF 464287598 388 3495 SH SOLE 0 0 3495 DISNEY WALT CO COM DISNEY 254687106 382 3488 SH SOLE 0 0 3488 LAMB WESTON HLDGS INC COM 513272104 368 5003 SH SOLE 0 0 5003 CARMAX INC COM 143130102 358 5700 SH SOLE 0 0 5700 UNITEDHEALTH GROUP INC COM 91324P102 353 1416 SH SOLE 0 0 1416 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 332 5074 SH SOLE 0 0 5074 ISHARES TR RUSSELL 3000 ETF 464287689 325 2210 PRN SOLE 0 0 2210 DIAGEO P L C SPON ADR NEW 25243Q205 312 2200 SH SOLE 0 0 2200 PFIZER INC COM 717081103 311 7116 SH SOLE 0 0 7116 AMGEN INC COM 031162100 286 1471 SH SOLE 0 0 1471 ISHARES TR FLTG RATE NT ETF 46429B655 286 5689 SH SOLE 0 0 5689 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 284 3106 SH SOLE 0 0 3106 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 277 2022 SH SOLE 0 0 2022 CHIPOTLE MEXICAN GRILL INC COM 169656105 277 642 SH SOLE 0 0 642 FACEBOOK INC CL A 30303M102 277 2116 SH SOLE 0 0 2116 EXXON MOBIL CORP COM 30231G102 267 3915 SH SOLE 0 0 3915 INTERCONTINENTAL EXCHANGE IN COM 45866F104 258 3427 SH SOLE 0 0 3427 DUKE ENERGY CORP NEW COM NEW 26441C204 242 2800 SH SOLE 0 0 2800 CATERPILLAR INC DEL COM 149123101 235 1850 SH SOLE 0 0 1850 NORTHERN TR CORP COM 665859104 233 2790 SH SOLE 0 0 2790 WEC ENERGY GROUP INC COM 92939U106 225 3249 SH SOLE 0 0 3249 AT&T INC COM 00206R102 224 7845 SH SOLE 0 0 7845 MERCK & CO INC COM 58933Y105 222 2904 SH SOLE 0 0 2904 ARCHER DANIELS MIDLAND CO COM 039483102 209 5094 SH SOLE 0 0 5094 MYERS INDS INC COM 628464109 199 13178 SH SOLE 0 0 13178 GENERAL ELECTRIC CO COM 369604103 183 24231 SH SOLE 0 0 24231 NOODLES & CO COM CL A 65540B105 175 25000 SH SOLE 0 0 25000 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 105 10000 SH SOLE 0 0 10000 NUVEEN PFD & INCM SECURTIES COM 67072C105 99 11966 SH SOLE 0 0 11966 SEASPAN CORP SHS Y75638109 78 10000 SH SOLE 0 0 10000 ABERDEEN ASIA PACIFIC INCOM COM 003009107 74 19000 SH SOLE 0 0 19000 CEMEX SAB DE CV SPON ADR NEW 151290889 72 15000 SH SOLE 0 0 15000 GERDAU S A SPON ADR REP PFD 373737105 71 19000 SH SOLE 0 0 19000 CHESAPEAKE ENERGY CORP COM 165167107 42 20000 SH SOLE 0 0 20000 MFS INTER INCOME TR SH BEN INT 55273C107 37 10000 SH SOLE 0 0 10000 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 35 10000 SH SOLE 0 0 10000 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 29 75000 SH SOLE 0 0 75000 NOBLE CORP PLC SHS USD G65431101 26 10000 SH SOLE 0 0 10000 RITE AID CORP COM 767754104 25 35000 SH SOLE 0 0 35000 PENNEY J C INC COM 708160106 21 20000 SH SOLE 0 0 20000 STAGE STORES INC COM NEW 85254C305 14 18403 SH SOLE 0 0 18403