0001599217-17-000001.txt : 20170214 0001599217-17-000001.hdr.sgml : 20170214 20170214143155 ACCESSION NUMBER: 0001599217-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc. CENTRAL INDEX KEY: 0001599217 IRS NUMBER: 364296290 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15785 FILM NUMBER: 17607171 BUSINESS ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 BUSINESS PHONE: (630) 241-0833 MAIL ADDRESS: STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750 CITY: DOWNERS GROVE STATE: IL ZIP: 60515 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001599217 XXXXXXXX 12-31-2016 12-31-2016 Capstone Financial Advisors, Inc.

2001 BUTTERFIELD ROAD, SUITE 1750 DOWNERS GROVE IL 60515

13F HOLDINGS REPORT 028-15785 N Richard G Marks 6302410833 Richard G. Marks Downers Grove IL 02-14-2017 0 75 219163 false INFORMATION TABLE 2 13FQ42016.xml ALPHABET INC COM 02079K305 242 305 SH SOLE 0 0 305 ALPHABET INC COM 02079K107 255 330 SH SOLE 0 0 330 ALPS ETF TR ETF 00162Q866 1254 99541 SH SOLE 0 0 99541 AMAZON COM INC COM 023135106 847 1130 SH SOLE 0 0 1130 AMGEN INC COM 031162100 250 1711 SH SOLE 0 0 1711 APPLE INC COM 037833100 6491 56042 SH SOLE 0 0 56042 ARCELORMITTAL SA LUXEMBOU ADR 03938L104 153 21000 SH SOLE 0 0 21000 ARCHER DANIELS MIDLAND CO COM 039483102 233 5094 SH SOLE 0 0 5094 ARCOS DORADOS HOLDINGS IN COM G0457F107 622 115250 SH SOLE 0 0 115250 AT&T INC COM 00206R102 925 21744 SH SOLE 0 0 21744 BERKSHIRE HATHAWAY INC DE COM 084670702 596 3658 SH SOLE 0 0 3658 CBOE HLDGS INC COM 12503M108 486 6574 SH SOLE 0 0 6574 CENTURYLINK INC COM 156700106 447 18791 SH SOLE 0 0 18791 CHECK CAP LTD SHS M2361E112 58 24587 SH SOLE 0 0 24587 CHESAPEAKE ENERGY CORP COM 165167107 70 10000 SH SOLE 0 0 10000 CHIPOTLE MEXICAN GRILL IN COM 169656105 249 661 SH SOLE 0 0 661 CIVEO CORP CDA COM 17878Y108 22 10000 SH SOLE 0 0 10000 CME GROUP INC COM 12572Q105 3387 29361 SH SOLE 0 0 29361 COSTCO WHSL CORP NEW COM 22160K105 654 4085 SH SOLE 0 0 4085 DIAGEO P L C ADR 25243Q205 231 2227 SH SOLE 0 0 2227 DISNEY WALT CO COM 254687106 306 2939 SH SOLE 0 0 2939 DUKE ENERGY CORP NEW COM 26441C204 318 4102 SH SOLE 0 0 4102 DUNKIN BRANDS GROUP INC COM 265504100 2281 43496 SH SOLE 0 0 43496 EXXON MOBIL CORP COM 30231G102 287 3177 SH SOLE 0 0 3177 FACEBOOK INC CL A 30303M102 495 4299 SH SOLE 0 0 4299 GERDAU S A ADR 373737105 60 19000 SH SOLE 0 0 19000 GLOBALSTAR INC COM 378973408 68 43000 SH SOLE 0 0 43000 GNC HLDGS INC COM 36191G107 276 25000 SH SOLE 0 0 25000 GRAINGER W W INC COM 384802104 6269 26993 SH SOLE 0 0 26993 GULF RESOURCES INC COM 40251W309 29 15000 SH SOLE 0 0 15000 INTEL CORP COM 458140100 746 20578 SH SOLE 0 0 20578 INTERNATIONAL BUSINESS MA COM 459200101 950 5724 SH SOLE 0 0 5724 ISHARES TR ETF 464287630 551 4632 SH SOLE 0 0 4632 ISHARES TR ETF 464287200 441 1959 SH SOLE 0 0 1959 ISHARES TR ETF 464287689 305 2296 PRN SOLE 0 0 2296 ISHARES TR ETF 464287614 14421 137472 PRN SOLE 0 0 137472 ISHARES TR ETF 464287465 1880 32558 PRN SOLE 0 0 32558 ISHARES TR ETF 464287226 16135 149319 SH SOLE 0 0 149319 JOHNSON & JOHNSON COM 478160104 1445 12543 SH SOLE 0 0 12543 JPMORGAN CHASE & CO COM 46625H100 5026 58251 SH SOLE 0 0 58251 MB FINANCIAL INC NEW COM 55264U108 2982 63129 SH SOLE 0 0 63129 MCDONALDS CORP COM 580135101 12791 105086 SH SOLE 0 0 105086 MICROSOFT CORP COM 594918104 524 8432 SH SOLE 0 0 8432 NAVISTAR INTL CORP NEW COM 63934E108 277 8825 SH SOLE 0 0 8825 NOODLES & CO COM 65540B105 103 25000 SH SOLE 0 0 25000 NORTHERN TR CORP COM 665859104 257 2886 SH SOLE 0 0 2886 PETROLEO BRASILEIRO SA PE ADR 71654V408 101 10000 SH SOLE 0 0 10000 POWERSHARES ETF TR II ETF 73937B571 240 8925 SH SOLE 0 0 8925 POWERSHARES QQQ TRUST ETF 73935A104 251 2121 SH SOLE 0 0 2121 PROCTER AND GAMBLE CO COM 742718109 332 3948 SH SOLE 0 0 3948 QUALCOMM INC COM 747525103 1050 16101 SH SOLE 0 0 16101 RESOLUTE FST PRODS INC COM 76117W109 134 25000 SH SOLE 0 0 25000 REX ENERGY CORPORATION COM 761565100 5 10000 SH SOLE 0 0 10000 RUBY TUESDAY INC COM 781182100 32 10000 SH SOLE 0 0 10000 RYDEX ETF TRUST ETF 78355W106 270 3120 SH SOLE 0 0 3120 SAFE BULKERS INC COM Y7388L103 23 20000 SH SOLE 0 0 20000 SCHWAB STRATEGIC TR ETF 808524102 1002 18489 SH SOLE 0 0 18489 SEADRILL LIMITED SHS G7945E105 34 10000 SH SOLE 0 0 10000 SPDR S&P 500 ETF TR ETF 78462F103 1807 8083 SH SOLE 0 0 8083 SPDR S&P MIDCAP 400 ETF T ETF 78467Y107 26430 87595 SH SOLE 0 0 87595 STAGE STORES INC COM 85254C305 44 10173 SH SOLE 0 0 10173 STARBUCKS CORP COM 855244109 664 11961 SH SOLE 0 0 11961 TESLA MTRS INC COM 88160R101 294 1377 SH SOLE 0 0 1377 UNILEVER N V COM 904784709 901 21940 SH SOLE 0 0 21940 UNITED PARCEL SERVICE INC COM 911312106 212 1845 SH SOLE 0 0 1845 VALE S A ADR 91912E105 152 20000 SH SOLE 0 0 20000 VANGUARD INDEX FDS ETF 922908769 26716 231665 PRN SOLE 0 0 231665 VANGUARD INDEX FDS ETF 922908553 435 5271 SH SOLE 0 0 5271 VANGUARD INTL EQUITY INDE ETF 922042858 2845 79517 PRN SOLE 0 0 79517 VANGUARD SPECIALIZED PORT ETF 921908844 51991 610365 SH SOLE 0 0 610365 VANGUARD TAX MANAGED INTL EF 921943858 14354 392829 SH SOLE 0 0 392829 VERIZON COMMUNICATIONS IN COM 92343V104 505 9463 SH SOLE 0 0 9463 VISA INC COM 92826C839 369 4729 SH SOLE 0 0 4729 WALGREENS BOOTS ALLIANCE COM 931427108 701 8468 SH SOLE 0 0 8468 WELLS FARGO & CO NEW COM 949746101 574 10417 SH SOLE 0 0 10417