0001599217-15-000005.txt : 20151113
0001599217-15-000005.hdr.sgml : 20151113
20151112181111
ACCESSION NUMBER: 0001599217-15-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151112
EFFECTIVENESS DATE: 20151113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capstone Financial Advisors, Inc.
CENTRAL INDEX KEY: 0001599217
IRS NUMBER: 364296290
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15785
FILM NUMBER: 151226260
BUSINESS ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
BUSINESS PHONE: (630) 241-0833
MAIL ADDRESS:
STREET 1: 2001 BUTTERFIELD ROAD, SUITE 1750
CITY: DOWNERS GROVE
STATE: IL
ZIP: 60515
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001599217
XXXXXXXX
09-30-2015
09-30-2015
Capstone Financial Advisors, Inc.
2001 BUTTERFIELD ROAD, SUITE 1750
DOWNERS GROVE
IL
60515
13F HOLDINGS REPORT
028-15785
N
Richard G Marks
COO
630-241-0833
Richard G Marks
Downers Grove
IL
11-12-2015
0
71
225622
false
INFORMATION TABLE
2
13FQ32015.xml
CAPSTONE FINANCIAL ADVISORS 2015Q3
ALPHA NAT RES INC
COM
02076X102
2
60000
SH
SOLE
0
0
60000
ALPS ETF TR
ETF
00162Q866
4480
358971
SH
SOLE
0
0
358971
AMAZON COM INC
COM
023135106
475
927
SH
SOLE
0
0
927
AMGEN INC
COM
031162100
232
1676
SH
SOLE
0
0
1676
APPLE INC
COM
037833100
7509
68082
SH
SOLE
0
0
68082
ARCELORMITTAL SA LUXEMBOUR
ADR
03938L104
77
15000
SH
SOLE
0
0
15000
ARCHER DANIELS MIDLAND CO
COM
039483102
211
5094
SH
SOLE
0
0
5094
AT&T INC
COM
00206R102
1007
30921
SH
SOLE
0
0
30921
BARCLAYS BK PLC
ETF
06738C778
1731
70814
SH
SOLE
0
0
70814
BERKSHIRE HATHAWAY INC DEL
COM
084670702
561
4303
SH
SOLE
0
0
4303
BERKSHIRE HATHAWAY INC DEL
COM
084670108
1562
8
SH
SOLE
0
0
8
BOX SHIPS INCORPORATED
SHS
Y09675102
35
60000
SH
SOLE
0
0
60000
CBOE HLDGS INC
COM
12503M108
421
6274
SH
SOLE
0
0
6274
CENTURYLINK INC
COM
156700106
484
19282
SH
SOLE
0
0
19282
CHEVRON CORP NEW
COM
166764100
223
2829
SH
SOLE
0
0
2829
CHIPOTLE MEXICAN GRILL INC
COM
169656105
357
496
SH
SOLE
0
0
496
CME GROUP INC
COM
12572Q105
2703
29143
SH
SOLE
0
0
29143
COSTCO WHSL CORP NEW
COM
22160K105
698
4830
SH
SOLE
0
0
4830
DIAGEO P L C
ADR
25243Q205
240
2227
SH
SOLE
0
0
2227
DISNEY WALT CO
COM
254687106
406
3971
SH
SOLE
0
0
3971
DRYSHIPS INC
SHS
Y2109Q101
13
75000
SH
SOLE
0
0
75000
DUKE ENERGY CORP NEW
COM
26441C204
298
4148
SH
SOLE
0
0
4148
DUNKIN BRANDS GROUP INC
COM
265504100
2131
43496
SH
SOLE
0
0
43496
EXXON MOBIL CORP
COM
30231G102
437
5875
SH
SOLE
0
0
5875
GILEAD SCIENCES INC
COM
375558103
217
2210
SH
SOLE
0
0
2210
GLOBALSTAR INC
COM
378973408
60
38000
SH
SOLE
0
0
38000
GOOGLE INC
COM
38259P706
302
496
SH
SOLE
0
0
496
GRAINGER W W INC
COM
384802104
5627
26173
SH
SOLE
0
0
26173
HERCULES OFFSHORE INC
COM
427093109
15
250000
SH
SOLE
0
0
250000
INTEL CORP
COM
458140100
724
24014
SH
SOLE
0
0
24014
INTERNATIONAL BUSINESS MAC
COM
459200101
868
5988
SH
SOLE
0
0
5988
ISHARES TR
ETF
464287689
277
2430
SH
SOLE
0
0
2430
ISHARES TR
ETF
464287200
377
1957
SH
SOLE
0
0
1957
ISHARES TR
ETF
46429B655
412
8171
SH
SOLE
0
0
8171
ISHARES TR
ETF
464288687
546
14141
SH
SOLE
0
0
14141
ISHARES TR
ETF
464287630
922
10231
SH
SOLE
0
0
10231
ISHARES TR
ETF
464287234
958
29230
SH
SOLE
0
0
29230
ISHARES TR
ETF
464287226
1847
16857
SH
SOLE
0
0
16857
ISHARES TR
ETF
464288281
2925
27493
SH
SOLE
0
0
27493
ISHARES TR
ETF
464287465
3156
55064
SH
SOLE
0
0
55064
ISHARES TR
ETF
464287614
38066
409310
SH
SOLE
0
0
409310
JOHNSON & JOHNSON
COM
478160104
1274
13642
SH
SOLE
0
0
13642
JPMORGAN CHASE & CO
COM
46625H100
3776
61929
SH
SOLE
0
0
61929
MCDONALDS CORP
COM
580135101
9767
99130
SH
SOLE
0
0
99130
MERCK & CO INC NEW
COM
58933Y105
235
4750
SH
SOLE
0
0
4750
MICROSOFT CORP
COM
594918104
322
7266
SH
SOLE
0
0
7266
NAVISTAR INTL CORP NEW
COM
63934E108
183
14425
SH
SOLE
0
0
14425
NOODLES & CO
COM
65540B105
354
25000
SH
SOLE
0
0
25000
PEABODY ENERGY CORP
COM
704549104
57
41254
SH
SOLE
0
0
41254
PENN VA CORP
COM
707882106
8
15000
SH
SOLE
0
0
15000
PETROLEO BRASILEIRO SA PET
ADR
71654V408
44
10000
SH
SOLE
0
0
10000
POWERSHARES QQQ TRUST
ETF
73935A104
205
2013
SH
SOLE
0
0
2013
PROCTER & GAMBLE CO
COM
742718109
394
5474
SH
SOLE
0
0
5474
QUALCOMM INC
COM
747525103
890
16562
SH
SOLE
0
0
16562
SCHWAB STRATEGIC TR
ETF
808524102
861
18568
SH
SOLE
0
0
18568
SPDR S&P 500 ETF TR
ETF
78462F103
1226
6400
SH
SOLE
0
0
6400
SPDR S&P MIDCAP 400 ETF TR
ETF
78467Y107
24040
96587
SH
SOLE
0
0
96587
STARBUCKS CORP
COM
855244109
999
17581
SH
SOLE
0
0
17581
UNILEVER N V
COM
904784709
835
20775
SH
SOLE
0
0
20775
VALE S A
ADR
91912E105
63
15000
SH
SOLE
0
0
15000
VANGUARD INDEX FDS
ETF
922908553
650
8608
SH
SOLE
0
0
8608
VANGUARD INDEX FDS
ETF
922908769
33557
339924
SH
SOLE
0
0
339924
VANGUARD INTL EQUITY INDEX
ETF
922042858
8607
260105
SH
SOLE
0
0
260105
VANGUARD SPECIALIZED PORTF
ETF
921908844
46859
635469
SH
SOLE
0
0
635469
VANGUARD TAX MANAGED INTL
ETF
921943858
4874
136769
SH
SOLE
0
0
136769
VANTAGE DRILLING COMPANY
COM
G93205113
5
200000
SH
SOLE
0
0
200000
VERIZON COMMUNICATIONS INC
COM
92343V104
454
10442
SH
SOLE
0
0
10442
VISA INC
COM
92826C839
312
4485
SH
SOLE
0
0
4485
WALGREENS BOOTS ALLIANCE I
COM
931427108
943
11346
SH
SOLE
0
0
11346
WARREN RES INC
COM
93564A100
10
20000
SH
SOLE
0
0
20000
WELLS FARGO & CO NEW
COM
949746101
226
4399
SH
SOLE
0
0
4399