0000899243-21-002387.txt : 20210119 0000899243-21-002387.hdr.sgml : 20210119 20210119181643 ACCESSION NUMBER: 0000899243-21-002387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210114 FILED AS OF DATE: 20210119 DATE AS OF CHANGE: 20210119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Park & Golf Ventures II, LLC CENTRAL INDEX KEY: 0001782733 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39318 FILM NUMBER: 21536778 BUSINESS ADDRESS: STREET 1: 5910 N. CENTRAL EXPY STREET 2: SUITE1400 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 2149165750 MAIL ADDRESS: STREET 1: 5910 N. CENTRAL EXPY STREET 2: SUITE1400 CITY: DALLAS STATE: TX ZIP: 75206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Green Park & Golf Ventures, LLC CENTRAL INDEX KEY: 0001598984 STATE OF INCORPORATION: TX FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39318 FILM NUMBER: 21536779 BUSINESS ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 214-916-5750 MAIL ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GPG LPI Investment, LLC CENTRAL INDEX KEY: 0001814288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39318 FILM NUMBER: 21536780 BUSINESS ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 214-916-5750 MAIL ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lantern 3-19 Investment, LLC CENTRAL INDEX KEY: 0001814295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39318 FILM NUMBER: 21536781 BUSINESS ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 214-916-5750 MAIL ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Health Wildcatters Fund II, LLC CENTRAL INDEX KEY: 0001814292 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39318 FILM NUMBER: 21536782 BUSINESS ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 214-916-5750 MAIL ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Health Wildcatters, LLC CENTRAL INDEX KEY: 0001814291 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39318 FILM NUMBER: 21536783 BUSINESS ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 BUSINESS PHONE: 214-916-58750 MAIL ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Soderstrom Carl D CENTRAL INDEX KEY: 0001598985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39318 FILM NUMBER: 21536784 MAIL ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heighten Clay M CENTRAL INDEX KEY: 0001599114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39318 FILM NUMBER: 21536785 MAIL ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garcia Gilbert G. II CENTRAL INDEX KEY: 0001814289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39318 FILM NUMBER: 21536786 MAIL ADDRESS: STREET 1: 5910 N. CENTRAL EXPRESSWAY, SUITE 200 CITY: DALLAS STATE: TX ZIP: 75206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lantern Pharma Inc. CENTRAL INDEX KEY: 0001763950 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 463973463 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1920 MCKINNEY AVENUE STREET 2: 7TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-277-1136 MAIL ADDRESS: STREET 1: 1920 MCKINNEY AVENUE STREET 2: 7TH FLOOR CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: Lantern Pharma DATE OF NAME CHANGE: 20190108 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-14 1 0001763950 Lantern Pharma Inc. LTRN 0001782733 Green Park & Golf Ventures II, LLC 5910 N. CENTRAL EXPY, SUITE 1400 DALLAS TX 75206 0 0 0 1 Fmr 10% Owner (see "Remarks") 0001598984 Green Park & Golf Ventures, LLC 5910 N. CENTRAL EXPY, SUITE 1400 DALLAS TX 75206 0 0 0 1 Fmr 10% Owner (see "Remarks") 0001814288 GPG LPI Investment, LLC 5910 N. CENTRAL EXPY, SUITE 1400 DALLAS TX 75206 0 0 0 1 Fmr 10% Owner (see "Remarks") 0001814295 Lantern 3-19 Investment, LLC 5910 N. CENTRAL EXPY, SUITE 1400 DALLAS TX 75206 0 0 0 1 Fmr 10% Owner (see "Remarks") 0001814292 Health Wildcatters Fund II, LLC 5910 N. CENTRAL EXPY, SUITE 1400 DALLAS TX 75206 0 0 0 1 Fmr 10% Owner (see "Remarks") 0001814291 Health Wildcatters, LLC 5910 N. CENTRAL EXPY, SUITE 1400 DALLAS TX 75206 0 0 0 1 Fmr 10% Owner (see "Remarks") 0001598985 Soderstrom Carl D 5910 N. CENTRAL EXPY, SUITE 1400 DALLAS TX 75206 0 0 0 1 Fmr 10% Owner (see "Remarks") 0001599114 Heighten Clay M 5910 N. CENTRAL EXPY, SUITE 1400 DALLAS TX 75206 0 0 0 1 Fmr 10% Owner (see "Remarks") 0001814289 Garcia Gilbert G. II 5910 N. CENTRAL EXPY, SUITE 1400 DALLAS TX 75206 0 0 0 1 Fmr 10% Owner (see "Remarks") The securities which are the subject of this Form 4 are beneficially owned by Green Park & Golf Ventures, LLC ("GPG"), but directly held (in part) by Health Wildcatters Fund II, LLC ("HWF II"), GPG LPI Investment, LLC ("GPG LPI"), or Lantern 3-19 Investment, LLC ("Lantern 3-19"). Carl D. Soderstrom ("Soderstrom") and Clay M. Heighten, M.D. ("Heighten") are the managing members of GPG, which is the managing member of Health Wildcatters, LLC ("HW"), which is the managing member of HWF II. Therefore, Soderstrom, Heighten, GPG, and HW may be deemed to beneficially own the securities covered by this Form 4 which are held by HWF II. Soderstrom and Heighten are the managing members of GPG, which is the managing member GPG LPI. Therefore, Soderstrom, Heighten, and GPG may be deemed to beneficially own the securities covered by this Form 4 which are held by GPG LPI. Soderstrom, Heighten, and Gilbert G. Garcia II ("Garcia") are the managing members of Green Park & Golf Ventures II, LLC ("GPG II"), which is the managing member of Lantern 3-19. Therefore, Soderstrom, Heighten, Garcia, and GPG II may be deemed to beneficially own the securities covered by this Form 4 which are held by Lantern 3-19. GPG, GPG II, GPG LPI, Lantern 3-19, HWF II, HW, Soderstrom, Heighten, and Garcia are collectively referred to herein as the "Reporting Persons". As a result of the Issuer's public offering, which priced on January 14, 2021 (the "Public Offering Date") and is expected to close on January 20, 2021 (the "Public Offering"), of additional shares of Common Stock, par value $0.0001 (the "Common Stock"), to persons other than the Reporting Persons, each of the Reporting Persons ceased to be the beneficial owner of more than 10% of the Common Stock as of the Public Offering Date. Accordingly, this filing constitutes a Form 4 exit filing for the Reporting Persons, as the Reporting Persons are no longer subject to Section 16 of the Securities Exchange Act of 1934, as amended. /s/ Gilbert G. Garcia II (1) 2021-01-19 /s/ Gilbert G. Garcia II (2) 2021-01-19 /s/ Gilbert G. Garcia II (3) 2021-01-19 /s/ Gilbert G. Garcia II (4) 2021-01-19 /s/ Gilbert G. Garcia II (5) 2021-01-19 /s/ Gilbert G. Garcia II (6) 2021-01-19 /s/ Gilbert G. Garcia II 2021-01-19 /s/ Clay M. Heighten M.D. 2021-01-19 /s/ Carl D. Soderstrom 2021-01-19