The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
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COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACADIA PHARMACEUTICALS INC COM 004225108 1,591 50,000 SH Call SOLE   50,000 0 0
AGENUS INC COM NEW 00847g705 521 72,500 SH   SOLE   72,500 0 0
AGENUS INC COM NEW 00847g705 251 35,000 SH Call SOLE   35,000 0 0
AIR METHODS CORP COM PAR $.06 009128307 1,260 40,000 SH Call SOLE   40,000 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043q107 1,017 15,000 SH   SOLE   15,000 0 0
ALON USA ENERGY INC COM 020520102 161 20,000 SH   SOLE   20,000 0 0
AMAZON COM INC COM 023135106 1,263 1,508 SH   SOLE   1,500 0 8
AMERICAN WTR WKS CO INC NEW COM 030420103 750 10,015 SH   SOLE   10,000 0 15
AMPLIFY SNACK BRANDS COM 03211l102 162 10,000 SH   SOLE   10,000 0 0
APPLE INC COM 037833100 275 2,429 SH   SOLE   0 0 2,429
BIODELIVERY SCIENCES INTL IN COM 09060j106 1,147 425,000 SH   SOLE   390,000 0 35,000
BIODELIVERY SCIENCES INTL IN COM 09060j106 87 32,300 SH Call SOLE   32,300 0 0
BLACKROCK CORE BD TR SHS BEN INT 09249e101 1,067 75,069 SH   SOLE   70,090 0 4,979
BROOKFIELD TOTAL RETURN FD I COM 11283u108 567 25,300 SH   SOLE   25,300 0 0
BUILD A BEAR WORKSHOP COM 120076104 829 80,000 SH   SOLE   80,000 0 0
CALAMP CORP COM 128126109 656 47,000 SH   SOLE   40,000 0 7,000
CEMPRA INC COM 15130j109 363 15,000 SH   SOLE   15,000 0 0
CORNERSTONE ONDEMAND INC COM 21925y103 712 15,500 SH   SOLE   15,500 0 0
CYBERARK SOFTWARE LTD SHS m2682v108 620 12,500 SH   SOLE   12,500 0 0
CYTOKINETICS INC COM NEW 23282W605 1,102 120,000 SH Call SOLE   120,000 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 590 15,000 SH   SOLE   15,000 0 0
DYCOM INDS INC COM 267475101 613 7,500 SH   SOLE   7,500 0 0
FACEBOOK INC CL A 30303m102 1,008 7,860 SH   SOLE   7,700 0 160
FATE THERAPEUTICS INC COM 31189p102 468 150,000 SH   SOLE   150,000 0 0
FIREEYE INC COM 31816q101 1,193 81,000 SH   SOLE   81,000 0 0
FIREEYE INC COM 31816q101 2,210 150,000 SH Call SOLE   150,000 0 0
FORTINET INC COM 34959e109 646 17,500 SH   SOLE   17,500 0 0
FORTRESS BIOTECH INC COM 34960q109 1,619 545,000 SH   SOLE   545,000 0 0
FORTRESS BIOTECH INC COM 34960q109 297 100,000 SH Call SOLE   100,000 0 0
GORES HLDGS INC CL A 382866101 648 60,000 SH   SOLE   60,000 0 0
HAIN CELESTIAL GROUP INC COM 405217100 213 6,000 SH   SOLE   6,000 0 0
HILLTOP HOLDINGS INC COM 432748101 247 11,000 SH   SOLE   11,000 0 0
HOLLYFRONTIER CORP COM 436106108 245 10,000 SH   SOLE   10,000 0 0
IMPERVA INC COM 45321l100 1,531 28,500 SH   SOLE   28,500 0 0
INTREXON CORP COM 46122t102 8,421 300,550 SH   SOLE   300,000 0 550
INTREXON CORP COM 46122t102 12,749 455,000 SH Call SOLE   455,000 0 0
ISHARES INDIA 50 ETF 464289529 298 10,000 SH   SOLE   10,000 0 0
ISHARES TR MSCI INDIA ETF 46429b598 294 10,000 SH   SOLE   10,000 0 0
LIONBRIDGE TECHNOLOGIES INC COM 536252109 100 20,000 SH   SOLE   0 0 20,000
LSB INDS INC COM 502160104 1,030 120,000 SH   SOLE   120,000 0 0
MICROSOFT CORP COM 594918104 1,155 20,055 SH   SOLE   20,000 0 55
O REILLY AUTOMOTIVE INC NEW COM 67103h107 984 3,512 SH   SOLE   3,500 0 12
PACIFIC MERCANTILE BANCORP COM 694552100 167 22,700 SH   SOLE   22,700 0 0
PIMCO DYNAMIC INCOME FD SHS 72201y101 842 29,572 SH   SOLE   19,880 0 9,692
POWERSHARES INDIA ETF TR INDIA PORT 73935l100 311 15,000 SH   SOLE   15,000 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 11,872 100,000 SH Put SOLE   100,000 0 0
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936d107 660 26,750 SH   SOLE   26,750 0 0
RANGE RES CORP COM 75281a109 213 5,500 SH   SOLE   5,500 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 280 14,500 SH   SOLE   14,500 0 0
SMUCKER J M CO COM NEW 832696405 678 5,000 SH   SOLE   5,000 0 0
SOUTH ST CORP COM 840441109 332 4,425 SH   SOLE   4,425 0 0
SOUTHWESTERN ENERGY CO COM 845467109 208 15,000 SH   SOLE   15,000 0 0
SPDR GOLD TRUST GOLD SHS 78463v107 1,181 9,265 SH   SOLE   9,175 0 90
SPECTRUM BRANDS HLDGS INC COM 84763r101 826 6,000 SH   SOLE   6,000 0 0
SUNOCO LP COM U REP LP 86765k109 218 7,500 SH   SOLE   7,500 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 1,488 270,000 SH   SOLE   270,000 0 0
SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 1,102 200,000 SH Call SOLE   200,000 0 0
TRAVELCENTERS AMER LLC COM 894174101 823 115,000 SH   SOLE   115,000 0 0
UNITED CONTL HLDGS INC COM 910047109 525 10,000 SH   SOLE   10,000 0 0
USD PARTNERS LP COM UT REP LTD 903318103 186 15,000 SH   SOLE   15,000 0 0
VALERO ENERGY CORP NEW COM 91913y100 212 4,000 SH   SOLE   4,000 0 0
VASCO DATA SEC INTL INC COM 92230y104 880 50,000 SH   SOLE   50,000 0 0
VERITEX HLDGS INC COM 923451108 1,659 95,404 SH   SOLE   94,829 0 575
WESTERN REFNG INC COM 959319104 212 8,000 SH   SOLE   8,000 0 0
WHOLE FOODS MKT INC COM 966837106 851 30,000 SH Call SOLE   30,000 0 0
XPLORE TECHNOLOGIES CORP COM PAR $0.001 983950700 30 12,500 SH   SOLE   12,500 0 0
XYLEM INC COM 98419m100 787 15,000 SH   SOLE   15,000 0 0
ZIOPHARM ONCOLOGY INC COM 98973p101 15,674 2,784,100 SH Call SOLE   2,784,100 0 0
ZIOPHARM ONCOLOGY INC COM 98973p101 12,528 2,225,262 SH   SOLE   2,222,222 0 3,040