The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | 839 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 598 | 1,008 | SH | SOLE | 1,000 | 0 | 8 | ||
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 1,035 | 15,015 | SH | SOLE | 15,000 | 0 | 15 | ||
| AMPLIPHI BIOSCIENCES CORP | COM NEW | 03211p202 | 492 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| ANNALY CAP MGMT INC | COM | 035710409 | 190 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 243 | 2,233 | SH | SOLE | 0 | 0 | 2,233 | ||
| ATRICURE INC | COM | 04963c209 | 168 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| BARRACUDA NETWORKS INC | COM | 068323104 | 385 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| BLACKROCK CORE BD TR | SHS BEN INT | 09249e101 | 447 | 33,364 | SH | SOLE | 28,385 | 0 | 4,979 | ||
| CABELAS INC | COM | 126804301 | 243 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| CBIZ INC | COM | 124805102 | 151 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| CEMPRA INC | COM | 15130j109 | 263 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| CHECK POINT SOFTWARE TECH LT | ORD | m22465104 | 437 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| COCA COLA CO | COM | 191216100 | 464 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| CREDIT SUISSE AG NASSAU BRH | VELSHS DLY SHTRM | 22539t423 | 1,383 | 315,000 | SH | SOLE | 315,000 | 0 | 0 | ||
| DUCOMMUN INC DEL | COM | 264147109 | 229 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| DYCOM INDS INC | COM | 267475101 | 808 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303m102 | 1,164 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
| FATE THERAPEUTICS INC | COM | 31189p102 | 868 | 482,000 | SH | SOLE | 482,000 | 0 | 0 | ||
| FORTINET INC | COM | 34959e109 | 459 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| FORTRESS BIOTECH INC | COM | 34960q109 | 1,891 | 610,000 | SH | SOLE | 610,000 | 0 | 0 | ||
| FRONTLINE LTD | SHS NEW | G3682E192 | 2,511 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
| GENERAL ELECTRIC CO | COM | 369604103 | 2,384 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
| HALOZYME THERAPEUTICS INC | COM | 40637h109 | 284 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| HALOZYME THERAPEUTICS INC | COM | 40637H109 | 311 | 32,800 | SH | Call | SOLE | 32,800 | 0 | 0 | |
| HARLEY DAVIDSON INC | COM | 412822108 | 2,567 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
| HILLTOP HOLDINGS INC | COM | 432748101 | 208 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 1,608 | 12,050 | SH | SOLE | 12,000 | 0 | 50 | ||
| IDERA PHARMACEUTICALS INC | COM NEW | 45168k306 | 495 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 530 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
| INTREXON CORP | COM | 46122t102 | 12,890 | 380,350 | SH | SOLE | 380,000 | 0 | 350 | ||
| INTREXON CORP | COM | 46122T102 | 7,625 | 225,000 | SH | Call | SOLE | 225,000 | 0 | 0 | |
| LA JOLLA PHARMACEUTICAL CO | COM PAR $.0001 2 | 503459604 | 1,045 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| MARKET VECTORS ETF TR | SEMICONDUCTOR | 57060U233 | 2,754 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
| MCDONALDS CORP | COM | 580135101 | 943 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 693 | 12,555 | SH | SOLE | 12,500 | 0 | 55 | ||
| NATIONAL BEVERAGE CORP | COM | 635017106 | 2,751 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
| NIKE INC | CL B | 654106103 | 922 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| O REILLY AUTOMOTIVE INC NEW | COM | 67103h107 | 1,098 | 4,012 | SH | SOLE | 4,000 | 0 | 12 | ||
| PALO ALTO NETWORKS INC | COM | 697435105 | 571 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
| PENNEY J C INC | COM | 708160106 | 553 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| PIMCO DYNAMIC INCOME FD | SHS | 72201y101 | 1,302 | 49,972 | SH | SOLE | 40,280 | 0 | 9,692 | ||
| PROSHARES TR | PSHS ULT S&P 500 | 74347r107 | 619 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 4,481 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 3,449 | 65,000 | SH | Put | SOLE | 65,000 | 0 | 0 | |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369y605 | 326 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,985 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
| SOUTH ST CORP | COM | 840441109 | 242 | 3,775 | SH | SOLE | 3,775 | 0 | 0 | ||
| STARBUCKS CORP | COM | 855244109 | 448 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
| SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 1,104 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| TARGET CORP | COM | 87612e106 | 514 | 6,250 | SH | SOLE | 6,250 | 0 | 0 | ||
| TJX COS INC NEW | COM | 872540109 | 529 | 6,750 | SH | SOLE | 6,750 | 0 | 0 | ||
| UNIQURE NV | SHS | n90064101 | 208 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
| UNITED STATES OIL FUND LP | UNITS | 91232N108 | 2,425 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
| VERITEX HLDGS INC | COM | 923451108 | 1,369 | 94,229 | SH | SOLE | 94,229 | 0 | 0 | ||
| XYLEM INC | COM | 98419m100 | 409 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 11,724 | 1,580,000 | SH | Call | SOLE | 1,580,000 | 0 | 0 | |
| ZIOPHARM ONCOLOGY INC | COM | 98973p101 | 11,672 | 1,573,040 | SH | SOLE | 1,570,000 | 0 | 3,040 | ||