0001193125-18-050654.txt : 20180221 0001193125-18-050654.hdr.sgml : 20180221 20180220184932 ACCESSION NUMBER: 0001193125-18-050654 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180220 GROUP MEMBERS: JOINT STOCK CO PHARMSTANDARD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Protagonist Therapeutics, Inc CENTRAL INDEX KEY: 0001377121 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 980505495 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-89601 FILM NUMBER: 18626436 BUSINESS ADDRESS: STREET 1: 7707 GATEWAY BLVD., SUITE 140 CITY: NEWARK STATE: CA ZIP: 94560-1160 BUSINESS PHONE: (510) 474-0170 MAIL ADDRESS: STREET 1: 7707 GATEWAY BLVD., SUITE 140 CITY: NEWARK STATE: CA ZIP: 94560-1160 FORMER COMPANY: FORMER CONFORMED NAME: Protagonist Therapeutics Inc DATE OF NAME CHANGE: 20130605 FORMER COMPANY: FORMER CONFORMED NAME: Protagonist Inc DATE OF NAME CHANGE: 20061002 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Pharmstandard International S.A. CENTRAL INDEX KEY: 0001598762 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10A, RUE HENRI SCHNADT CITY: LUXEMBOURG STATE: N4 ZIP: L-2530 BUSINESS PHONE: 352 24840131 MAIL ADDRESS: STREET 1: 10A, RUE HENRI SCHNADT CITY: LUXEMBOURG STATE: N4 ZIP: L-2530 SC 13G/A 1 d543703dsc13ga.htm SC 13G/A SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G/A

(Amendment No. 1)

INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

 

PROTAGONIST THERAPEUTICS, INC.

(Name of Issuer)

COMMON STOCK, $.00001 par value per share

(Title of Class of Securities)

74366E102

(CUSIP Number)

December 31, 2017

(Date of Event Which Requires Filing of This Statement)

 

 

Check the Appropriate box to designate the rule pursuant to which this schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

 

 


CUSIP No. 74366E102    13G    Page 2 of 8 Pages

 

  1   

NAME OF REPORTING PERSONS

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS

 

Pharmstandard International S.A.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

982,270

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

982,270

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

982,270

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

4.8%*

 

*Based on 20,479,663 shares of the Issuer’s common stock outstanding as of October 31, 2017, as reported in the Issuer’s Form 10-Q for the quarterly period ended October 31, 2017 and filed with the SEC on November 7, 2017.

12  

TYPE OF REPORTING PERSON*

 

CO


CUSIP No. 74366E102    13G    Page 3 of 8 Pages

 

  1   

NAME OF REPORTING PERSONS

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS

 

Joint Stock Company “Pharmstandard”

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Russian Federation

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

0

   6   

SHARED VOTING POWER

 

982,270

   7   

SOLE DISPOSITIVE POWER

 

0

   8   

SHARED DISPOSITIVE POWER

 

982,270

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

982,270

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

4.8%*

 

*Based on 20,479,663 shares of the Issuer’s common stock outstanding as of October 31, 2017, as reported in the Issuer’s Form 10-Q for the quarterly period ended October 31, 2017 and filed with the SEC on November 7, 2017.

12  

TYPE OF REPORTING PERSON*

 

HC


CUSIP No. 74366E102    13G    Page 4 of 8 Pages

 

Item 1 (a). Name of Issuer:

Protagonist Therapeutics, Inc.

 

Item 1 (b). Address of Issuer’s Principal Executive Offices:

7707 Gateway Boulevard, Suite 140

Newark, California 94560-1160

 

Item 2 (a). Name of Person(s) Filing:

Pharmstandard International S.A. (“Pharmstandard International”)

Joint Stock Company “Pharmstandard” (“Pharmstandard”)

A copy of the Joint Filing Agreement between the reporting persons, pursuant to which they agreed that this Schedule 13G/A would filed on behalf of each of them, is attached to the original Schedule 13G filed on February 13, 2017.

 

Item 2 (b). Address of Principal Business Office or, if None, Residence:

Principal business office for Pharmstandard International:

10A rue Henri Schnadt

L-2530 Luxembourg

Principal business office for Pharmstandard:

Likhachevsky proezd 5 “B”, Moscow region,

Dogoprudny town, Russian Federation 141700

 

Item 2 (c). Citizenship:

Pharmstandard International is a Luxembourg societe anonyme

Pharmstandard is a Russian joint stock company

 

Item 2 (d). Title of Class of Securities:

Common Stock, $0.00001 par value per share.

 

Item 2 (e). CUSIP Number:

74366E102

 

Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a)       Broker or dealer registered under Section 15 of the Act;
(b)       Bank as defined in Section 3(a)(6) of the Act;
(c)       Insurance Company as defined in Section 3(a)(19) of the Act;
(d)       Investment Company registered under Section 8 of the Investment Company Act;
(e)       Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);


CUSIP No. 74366E102    13G    Page 5 of 8 Pages

 

(f)       Employee benefit plan or endowment plan in accordance with Rule 13d- 1(b)(1)(ii)(F);
(g)       Parent holding company or control person, in accordance with Rule 13d- 1(b)(1)(ii)(G);
(h)       A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i)       A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940:
(j)       Group, in accordance with Rule 13d-1(b)(1)(ii)(j).
      If this statement is filed pursuant to Rule 13d-1(c), check this box.

 

Item 4. Ownership.

 

  Provide the following information regarding the aggregate number and percentage of the class of securities identified in Item 1.

 

     Pharmstandard
International
    Pharmstandard  

(a) Amount beneficially owned:

     982,270 (1)      982,270 (1) 

(b) Percent of class:

     4.8 %(2)       4.8 %(2)  

(c) Number of shares as to which such person has:

    

(i) Sole power to vote or to direct the vote:

    

(ii) Shared power to vote or to direct the vote:

     982,270 (1)      982,270 (1) 

(iii) Sole power to dispose or to direct the disposition of:

    

(iv) Shared power to dispose or to direct the disposition of:

     982,270 (1)      982,270 (1) 

 

(1) As of the date hereof Pharmstandard, as parent of Pharmstandard International, holds directly or indirectly a majority interest in the outstanding equity securities of Pharmstandard International and may therefore be deemed to beneficially own the shares covered by this Schedule 13G/A.
(2) Based on 20,479,663 shares of the Issuer’s common stock outstanding as of October 31, 2017, as reported in the Issuer’s Form 10-Q for the quarterly period ended October 31, 2017 and filed with the SEC on November 7, 2017.

Instruction. For computations regarding securities which represent a right to acquire an underlying security, see Rule 13d-3(d)(1).

 

Item 5. Ownership of Five Percent or Less of a Class.

 

  If the statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  .

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

N/A


CUSIP No. 74366E102    13G    Page 6 of 8 Pages

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

N/A

 

Item 8. Identification and Classification of Members of the Group.

N/A

 

Item 9. Notice of Dissolution of Group.

N/A

 

Item 10. Certification.

N/A


CUSIP No. 74366E102    13G    Page 7 of 8 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 20, 2018

(Date)
PHARMSTANDARD INTERNATIONAL S.A.
By:   /s/ Eriks Martinovskis
  Name: Eriks Martinovskis
  Title: Director


CUSIP No. 74366E102    13G    Page 8 of 8 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

February 20, 2018

(Date)
JOINT STOCK COMPANY “PHARMSTANDARD”
By:   /s/ Fedlyuk Victor P.
  Name: Fedlyuk Victor P.
  Title: Deputy General Director for Legal Affairs