0001104659-14-050856.txt : 20140709 0001104659-14-050856.hdr.sgml : 20140709 20140709200451 ACCESSION NUMBER: 0001104659-14-050856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140709 DATE AS OF CHANGE: 20140709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Minerva Neurosciences, Inc. CENTRAL INDEX KEY: 0001598646 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 260784194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 245 FIRST STREET STREET 2: SUITE 1800 CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617-444-8444 MAIL ADDRESS: STREET 1: 245 FIRST STREET STREET 2: SUITE 1800 CITY: CAMBRIDGE STATE: MA ZIP: 02142 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Race Geoff CENTRAL INDEX KEY: 0001610382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36517 FILM NUMBER: 14968165 MAIL ADDRESS: STREET 1: 245 FIRST STREET SUITE 1800 CITY: CAMBRIDGE STATE: MA ZIP: 02142 4 1 a4.xml 4 X0306 4 2014-06-30 0 0001598646 Minerva Neurosciences, Inc. NERV 0001610382 Race Geoff C/O MINERVA NEUROSCIENCES, INC. 245 FIRST STREET, SUITE 1800 CAMBRIDGE MA 02142 0 1 0 0 EVP and CFO Common Stock 2014-07-01 4 P 0 33333 6.00 A 206648 D Employee Stock Option (Right to Buy) 6.00 2014-06-30 4 A 0 97143 0 A 2014-06-30 2024-06-29 Common Stock 97143 97143 D Employee Stock Option (Right to Buy) 6.00 2014-06-30 4 A 0 249442 0 A 2024-06-29 Common Stock 249442 346585 D 25% of the shares subject to the option will become exercisable on November 12, 2014 and the balance of the shares will become exercisable in a series of twelve equal quarterly installments upon Mr. Race's completion of each quarter of service over the three year period thereafter. /s/ Geoff Race 2014-07-09