0001598416-17-000001.txt : 20170117 0001598416-17-000001.hdr.sgml : 20170116 20170117143356 ACCESSION NUMBER: 0001598416-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170117 DATE AS OF CHANGE: 20170117 EFFECTIVENESS DATE: 20170117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Astor Investment Management LLC CENTRAL INDEX KEY: 0001598416 IRS NUMBER: 611724789 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16121 FILM NUMBER: 17530456 BUSINESS ADDRESS: STREET 1: 111 S WACKER DRIVE STREET 2: SUITE 3950 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 800-899-8230 MAIL ADDRESS: STREET 1: 111 S WACKER DRIVE STREET 2: SUITE 3950 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Astor Invesment Management LLC DATE OF NAME CHANGE: 20140128 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001598416 XXXXXXXX 12-31-2016 12-31-2016 Astor Investment Management LLC

111 S WACKER DRIVE SUITE 3950 CHICAGO IL 60606

13F HOLDINGS REPORT 028-16121 N Susan Hill 312 28-5933 Sue Hill Chicago, IL 01-17-2017 0 31 466984 false INFORMATION TABLE 2 aim13f20161231.xml Energy Select Sector SPDR Fund COM 81369Y506 16434 218189 SH DFND 21221 0 196967 Financial Select Sector SPDR F COM 81369Y605 18836 810169 SH DFND 47504 0 762665 First Trust Consumer Discretio COM 33734X101 12607 355127 SH DFND 20075 0 335052 First Trust Consumer Staples A COM 33734X119 8048 175903 SH DFND 10075 0 165828 First Trust Energy AlphaDEX Fu COM 33734X127 2174 131663 SH DFND 8224 0 123439 First Trust Industrials/Produc COM 33734X150 5798 176333 SH DFND 9819 0 166514 First Trust Large Cap Core Alp COM 33734k109 54456 1116587 SH DFND 107614 0 1008973 First Trust Materials AlphaDEX COM 33734X168 2249 62771 SH DFND 4023 0 58748 First Trust Mid Cap Core Alpha COM 33735B108 7234 128294 SH DFND 7471 0 120823 First Trust Small Cap Core Alp COM 33734Y109 7180 133367 SH DFND 7710 0 125657 First Trust Technology AlphaDE COM 33734X176 13626 359521 SH DFND 20958 0 338563 First Trust Utilities AlphaDEX COM 33734X184 2905 108673 SH DFND 6047 0 102626 Guggenheim Enhanced Short Dura COM 18383M654 14302 285361 SH DFND 35619 0 249742 ISHARES MSCI EMERGING MARKETS COM 464287234 11487 328113 SH DFND 34447 0 293666 JPMorgan Diversified Return In COM 46641Q209 18746 383050 SH DFND 39851 0 343199 O'Shares FTSE US Quality Divid COM 351680855 11917 433678 SH DFND 45621 0 388057 PIMCO 0-5 Year High Yield Corp COM 72201R783 812 8136 SH DFND 3610 0 4526 Powershares QQQ Trust Series 1 COM 73935A104 19447 164140 SH DFND 17233 0 146907 Real Estate Select Sector SPDR COM 81369Y860 7255 235932 SH DFND 13409 0 222523 SPDR Barclays Short Term High COM 78468R408 27335 987523 SH DFND 104235 0 883288 SPDR Blackstone / GSO Senior L COM 78467V608 14947 314743 SH DFND 34776 0 279967 SPDR Health Care Select Sector COM 81369Y209 11457 166187 SH DFND 9641 0 156546 SPDR S&P MidCap 400 ETF Trust COM 78467y107 7255 24044 SH DFND 1392 0 22652 SPDR S&P500 ETF Trust COM 78462F103 4385 19618 SH DFND 3896 0 15722 iShares Core High Dividend ETF COM 46429B663 438 5329 SH DFND 2404 0 2925 iShares Core S&P 500 ETF COM 464287200 59754 265586 SH DFND 25414 0 240173 iShares Core S&P Total US Stoc COM 464287150 49710 969195 SH DFND 102587 0 866608 iShares Edge MSCI Min Vol USA COM 46429b697 47569 1051938 SH DFND 110659 0 941279 iShares Intermediate Credit Bo COM 464288638 807 7455 SH DFND 2674 0 4781 iShares Russell 2000 ETF COM 464287655 7347 54484 SH DFND 3166 0 51318 iShares Short Maturity Bond ET COM 46431W507 465 9257 SH DFND 4183 0 5074