The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| FIRST TRUST CONSUMER DISCRE | COM | 33734X101 | 7,862 | 236,449 | SH | DFND | 236,449 | 0 | 0 | ||
| FIRST TRUST CONSUMER STAPLE | COM | 33734X119 | 6,904 | 173,426 | SH | DFND | 173,426 | 0 | 0 | ||
| FIRST TRUST ENERGY ALPHAD | COM | 33734X127 | 8,569 | 292,486 | SH | DFND | 292,486 | 0 | 0 | ||
| FIRST TRUST FINANCIALS ALPHAD | COM | 33734X135 | 12,441 | 558,885 | SH | DFND | 558,885 | 0 | 0 | ||
| FIRST TRUST HEALTHCARE ALPHAD | COM | 33734X143 | 8,387 | 157,437 | SH | DFND | 157,437 | 0 | 0 | ||
| FIRST TRUST INDUSTRIAL PRODUC | COM | 33734X150 | 7,305 | 239,437 | SH | DFND | 239,437 | 0 | 0 | ||
| FIRST TRUST LARGE CAP CORE A | COM | 33734K109 | 54,954 | 1,239,931 | SH | DFND | 1,227,070 | 0 | 12,861 | ||
| FIRST TRUST MATERIALS ALPHAD | COM | 33734X168 | 2,108 | 61,718 | SH | DFND | 61,718 | 0 | 0 | ||
| FIRST TRUST MID CAP CORE A | COM | 33735B108 | 10,589 | 198,119 | SH | DFND | 198,119 | 0 | 0 | ||
| FIRST TRUST SMALL CAP CORE A | COM | 33734Y109 | 10,525 | 214,232 | SH | DFND | 214,232 | 0 | 0 | ||
| FIRST TRUST TECHNOLOGY ALPAHD | COM | 33734X176 | 23,458 | 721,351 | SH | DFND | 716,438 | 0 | 4,913 | ||
| FIRST TRUST UTILITIES ALPHAD | COM | 33734X184 | 4,220 | 176,878 | SH | DFND | 176,878 | 0 | 0 | ||
| Guggenheim Enhn Short Dura ETF | COM | 18383M654 | 28,307 | 562,549 | SH | DFND | 555,610 | 0 | 6,939 | ||
| ISHARES CORE S&P 500 ETF | COM | 464287200 | 53,248 | 270,293 | SH | DFND | 266,813 | 0 | 3,480 | ||
| ISHARES CORE S&P TOTAL US STOC | COM | 464287150 | 30,456 | 339,836 | SH | DFND | 335,509 | 0 | 4,327 | ||
| ISHARES CORE US AGGREGATE BOND | COM | 464287226 | 2,602 | 23,785 | SH | DFND | 23,785 | 0 | 0 | ||
| ISHARES HIGH DIVIDEND ETF | COM | 46429B663 | 40,358 | 535,336 | SH | DFND | 528,622 | 0 | 6,714 | ||
| ISHARES IBOXX $ HIGH YIELD COR | COM | 464288513 | 22,118 | 232,333 | SH | DFND | 229,406 | 0 | 2,927 | ||
| ISHARES INTERMEDIATE CREDI | COM | 464288638 | 20,420 | 185,314 | SH | DFND | 183,061 | 0 | 2,253 | ||
| ISHARES MSCI EAFE ETF | COM | 464287465 | 15,699 | 229,619 | SH | DFND | 226,682 | 0 | 2,937 | ||
| ISHARES MSCI EMERGING MARKETS | COM | 464287234 | 19,854 | 459,267 | SH | DFND | 453,425 | 0 | 5,842 | ||
| ISHARES MSCI USA MIN VOLATILIT | COM | 46429B697 | 19,858 | 533,518 | SH | DFND | 526,766 | 0 | 6,752 | ||
| ISHARES RUSSELL 2000 ETF | COM | 464287655 | 8,168 | 68,752 | SH | DFND | 67,867 | 0 | 885 | ||
| ISHARES SHORT MATURITY BOND | COM | 46431W507 | 219 | 4,360 | SH | DFND | 4,360 | 0 | 0 | ||
| ISHARES U S REAL ESTATE ET | COM | 464287739 | 20,153 | 280,724 | SH | DFND | 277,130 | 0 | 3,594 | ||
| PIMCO 0-5 Year High Yield Corp | COM | 72201R783 | 817 | 7,644 | SH | DFND | 7,644 | 0 | 0 | ||
| POWERSHARES DB ENE | COM | 73936B101 | 11,857 | 385,591 | SH | DFND | 380,780 | 0 | 4,811 | ||
| PowerShares Build America Bd | COM | 73937B407 | 557 | 18,990 | SH | DFND | 18,990 | 0 | 0 | ||
| PowerShares QQQ Trust Sr 1 | COM | 73935A104 | 8,279 | 88,155 | SH | DFND | 87,024 | 0 | 1,131 | ||
| PowerShares Sr. Loan Portfolio | COM | 73936Q769 | 707 | 28,408 | SH | DFND | 28,408 | 0 | 0 | ||
| RYDEX GUGGENHEIM S&P 500PURE V | COM | 78355W304 | 20,113 | 370,132 | SH | DFND | 365,416 | 0 | 4,716 | ||
| SSGA ACTIVE BLACKS | COM | 78467V608 | 15,180 | 303,608 | SH | DFND | 299,944 | 0 | 3,664 | ||
| iShares US Preferred ETF | COM | 464288687 | 223 | 5,579 | SH | DFND | 5,579 | 0 | 0 | ||