The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1 800 FLOWERS COM | CL A | 68243Q106 | 56 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ABBOTT LABS | COM | 002824100 | 289 | 7,674 | SH | SOLE | 0 | 0 | 7,674 | ||
ADVANCED MICRO DEVICES INC | NOTE 6.000% 5/0 | 007903AL1 | 32 | 30,000 | PRN | SOLE | 0 | 0 | 30,000 | ||
ALTRIA GROUP INC | COM | 02209S103 | 259 | 6,784 | SH | SOLE | 0 | 0 | 6,784 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 2,848 | 32,099 | SH | SOLE | 0 | 0 | 32,099 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 266 | 2,435 | SH | SOLE | 0 | 0 | 2,435 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 281 | 2,612 | SH | SOLE | 0 | 0 | 2,612 | ||
AON PLC | SHS CL A | G0408V102 | 2,693 | 32,607 | SH | SOLE | 0 | 0 | 32,607 | ||
APPLE INC | COM | 037833100 | 1,648 | 3,108 | SH | SOLE | 0 | 0 | 3,108 | ||
AT&T INC | COM | 00206R102 | 2,887 | 82,686 | SH | SOLE | 0 | 0 | 82,686 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 323 | 4,254 | SH | SOLE | 0 | 0 | 4,254 | ||
BANK NEW YORK MELLON CORP | COM | 064058100 | 251 | 7,400 | SH | SOLE | 0 | 0 | 7,400 | ||
BANK OF AMERICA CORPORATION | COM | 060505104 | 266 | 15,982 | SH | SOLE | 0 | 0 | 15,982 | ||
BECTON DICKINSON & CO | COM | 075887109 | 453 | 3,921 | SH | SOLE | 0 | 0 | 3,921 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 306 | 2,469 | SH | SOLE | 0 | 0 | 2,469 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 399 | 27,327 | SH | SOLE | 0 | 0 | 27,327 | ||
BOEING CO | COM | 097023105 | 561 | 4,424 | SH | SOLE | 0 | 0 | 4,424 | ||
CISCO SYS INC | COM | 17275R102 | 764 | 33,980 | SH | SOLE | 0 | 0 | 33,980 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2017 HY | 18383M399 | 252 | 9,177 | SH | SOLE | 0 | 0 | 9,177 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BLT2016 HY | 18383M415 | 11,912 | 436,259 | SH | SOLE | 0 | 0 | 436,259 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2020 E | 18383M514 | 7,922 | 376,680 | SH | SOLE | 0 | 0 | 376,680 | ||
CLAYMORE EXCHANGE TRD FD TR | GUG BULL2019 E | 18383M522 | 5,322 | 253,561 | SH | SOLE | 0 | 0 | 253,561 | ||
COCA COLA CO | COM | 191216100 | 309 | 7,926 | SH | SOLE | 0 | 0 | 7,926 | ||
CODEXIS INC | COM | 192005106 | 28 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
DISCOVER FINL SVCS | COM | 254709108 | 298 | 5,205 | SH | SOLE | 0 | 0 | 5,205 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 4,405 | 54,741 | SH | SOLE | 0 | 0 | 54,741 | ||
DRYSHIPS INC | SHS | Y2109Q101 | 53 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
E M C CORP MASS | COM | 268648102 | 245 | 8,936 | SH | SOLE | 0 | 0 | 8,936 | ||
EBAY INC | COM | 278642103 | 207 | 3,700 | SH | SOLE | 0 | 0 | 3,700 | ||
EGA EMERGING GLOBAL SHS TR | EGS EMKTCONS ETF | 268461779 | 228 | 8,286 | SH | SOLE | 0 | 0 | 8,286 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,491 | 25,598 | SH | SOLE | 0 | 0 | 25,598 | ||
FACEBOOK INC | CL A | 30303M102 | 252 | 4,041 | SH | SOLE | 0 | 0 | 4,041 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 857 | 33,140 | SH | SOLE | 0 | 0 | 33,140 | ||
GOOGLE INC | CL A | 38259P508 | 262 | 462 | SH | SOLE | 0 | 0 | 462 | ||
HARVARD APPARATUS REGENER TE | COM | 41690A106 | 186 | 21,025 | SH | SOLE | 0 | 0 | 21,025 | ||
HOUSTON AMERN ENERGY CORP | COM | 44183U100 | 6 | 10,800 | SH | SOLE | 0 | 0 | 10,800 | ||
INTEL CORP | COM | 458140100 | 541 | 20,037 | SH | SOLE | 0 | 0 | 20,037 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 259 | 1,315 | SH | SOLE | 0 | 0 | 1,315 | ||
INTREXON CORP | COM | 46122T102 | 1,635 | 68,427 | SH | SOLE | 0 | 0 | 68,427 | ||
ISHARES | S&P 100 ETF | 464287101 | 10,104 | 121,810 | SH | SOLE | 0 | 0 | 121,810 | ||
ISHARES | CORE S&P500 ETF | 464287200 | 2,063 | 10,961 | SH | SOLE | 0 | 0 | 10,961 | ||
ISHARES | RUSSELL 2000 ETF | 464287655 | 418 | 3,628 | SH | SOLE | 0 | 0 | 3,628 | ||
ISHARES | 1-3 YR CR BD ETF | 464288646 | 1,810 | 17,163 | SH | SOLE | 0 | 0 | 17,163 | ||
ISHARES | MSCI EURO FL ETF | 464289180 | 7,140 | 275,764 | SH | SOLE | 0 | 0 | 275,764 | ||
JOHNSON & JOHNSON | COM | 478160104 | 666 | 6,736 | SH | SOLE | 0 | 0 | 6,736 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 217 | 3,002 | SH | SOLE | 0 | 0 | 3,002 | ||
MARKET VECTORS ETF TR | JR GOLD MINERS E | 57061R544 | 336 | 8,751 | SH | SOLE | 0 | 0 | 8,751 | ||
MCDONALDS CORP | COM | 580135101 | 284 | 2,889 | SH | SOLE | 0 | 0 | 2,889 | ||
MCGRAW HILL FINL INC | COM | 580645109 | 307 | 4,005 | SH | SOLE | 0 | 0 | 4,005 | ||
MERCK & CO INC NEW | COM | 58933Y105 | 419 | 7,344 | SH | SOLE | 0 | 0 | 7,344 | ||
MICROSOFT CORP | COM | 594918104 | 717 | 17,713 | SH | SOLE | 0 | 0 | 17,713 | ||
MORGAN STANLEY | COM NEW | 617446448 | 623 | 20,600 | SH | SOLE | 0 | 0 | 20,600 | ||
NUVEEN MUN OPPORTUNITY FD IN | COM | 670984103 | 458 | 33,054 | SH | SOLE | 0 | 0 | 33,054 | ||
NUVEEN QUALITY PFD INCOME FD | COM | 67072C105 | 485 | 55,066 | SH | SOLE | 0 | 0 | 55,066 | ||
OMNICOM GROUP INC | COM | 681919106 | 396 | 5,616 | SH | SOLE | 0 | 0 | 5,616 | ||
ORACLE CORP | COM | 68389X105 | 950 | 23,228 | SH | SOLE | 0 | 0 | 23,228 | ||
PEPSICO INC | COM | 713448108 | 299 | 3,566 | SH | SOLE | 0 | 0 | 3,566 | ||
PFIZER INC | COM | 717081103 | 234 | 7,477 | SH | SOLE | 0 | 0 | 7,477 | ||
PLAINS GP HLDGS L P | SHS A REP LTPN | 72651A108 | 899 | 31,835 | SH | SOLE | 0 | 0 | 31,835 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 9,466 | 381,384 | SH | SOLE | 0 | 0 | 381,384 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 701 | 8,602 | SH | SOLE | 0 | 0 | 8,602 | ||
RAMBUS INC DEL | NOTE 5.000% 6/1 | 750917AC0 | 21 | 21,000 | PRN | SOLE | 0 | 0 | 21,000 | ||
RAYTHEON CO | COM NEW | 755111507 | 880 | 8,848 | SH | SOLE | 0 | 0 | 8,848 | ||
RITE AID CORP | COM | 767754104 | 118 | 18,500 | SH | SOLE | 0 | 0 | 18,500 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 97 | 30,800 | SH | SOLE | 0 | 0 | 30,800 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 989 | 7,832 | SH | SOLE | 0 | 0 | 7,832 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 15,986 | 85,444 | SH | SOLE | 0 | 0 | 85,444 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 11,921 | 161,529 | SH | SOLE | 0 | 0 | 161,529 | ||
SYSCO CORP | COM | 871829107 | 281 | 7,769 | SH | SOLE | 0 | 0 | 7,769 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 314 | 3,860 | SH | SOLE | 0 | 0 | 3,860 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 226 | 4,429 | SH | SOLE | 0 | 0 | 4,429 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 473 | 5,901 | SH | SOLE | 0 | 0 | 5,901 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 4,143 | 54,869 | SH | SOLE | 0 | 0 | 54,869 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 304 | 6,336 | SH | SOLE | 0 | 0 | 6,336 | ||
WAL-MART STORES INC | COM | 931142103 | 268 | 3,431 | SH | SOLE | 0 | 0 | 3,431 | ||
WEBMD HEALTH CORP | COM | 94770V102 | 429 | 10,584 | SH | SOLE | 0 | 0 | 10,584 | ||
WILLIAMS PARTNERS L P | COM UNIT L P | 96950F104 | 399 | 7,790 | SH | SOLE | 0 | 0 | 7,790 | ||
WISDOMTREE TR | LARGECAP DIVID | 97717W307 | 502 | 7,410 | SH | SOLE | 0 | 0 | 7,410 | ||
WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | 266 | 5,283 | SH | SOLE | 0 | 0 | 5,283 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 51 | 12,500 | SH | SOLE | 0 | 0 | 12,500 |