0001085146-19-000360.txt : 20190207
0001085146-19-000360.hdr.sgml : 20190207
20190206215734
ACCESSION NUMBER: 0001085146-19-000360
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190207
DATE AS OF CHANGE: 20190206
EFFECTIVENESS DATE: 20190207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Checchi Capital Advisers, LLC
CENTRAL INDEX KEY: 0001598186
IRS NUMBER: 208532278
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15706
FILM NUMBER: 19573300
BUSINESS ADDRESS:
STREET 1: 190 N. CANON DR.
STREET 2: SUITE 402
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
BUSINESS PHONE: 3104320010
MAIL ADDRESS:
STREET 1: 190 N. CANON DR.
STREET 2: SUITE 402
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
13F-HR
1
primary_doc.xml
13F-HR
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0001598186
XXXXXXXX
12-31-2018
12-31-2018
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Checchi Capital Advisers, LLC
190 N. CANON DR.
SUITE 402
BEVERLY HILLS
CA
90210
13F HOLDINGS REPORT
028-15706
N
Mr. Adam Checchi
Managing Member
310-432-0010
/s/ Adam Checchi
Beverly Hill
CA
02-05-2019
0
374
774270
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1039
5450
SH
SOLE
5450
0
0
ABB LTD
SPONSORED ADR
000375204
273
14349
SH
SOLE
14349
0
0
ABBOTT LABS
COM
002824100
1175
16251
SH
SOLE
16251
0
0
ABBVIE INC
COM
00287Y109
1556
16881
SH
SOLE
16880
0
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
843
5975
SH
SOLE
5975
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
255
5479
SH
SOLE
5479
0
0
ADOBE INC
COM
00724F101
903
3993
SH
SOLE
3993
0
0
AEGON N V
NY REGISTRY SHS
007924103
82
17685
SH
SOLE
17685
0
0
AFLAC INC
COM
001055102
381
8369
SH
SOLE
8369
0
0
AIR PRODS & CHEMS INC
COM
009158106
376
2351
SH
SOLE
2351
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1061
7738
SH
SOLE
7737
0
0
ALLEGHANY CORP DEL
COM
017175100
241
387
SH
SOLE
387
0
0
ALLERGAN PLC
SHS
G0177J108
287
2149
SH
SOLE
2149
0
0
ALLSTATE CORP
COM
020002101
299
3621
SH
SOLE
3621
0
0
ALPHABET INC
CAP STK CL A
02079K305
2730
2613
SH
SOLE
2613
0
0
ALPHABET INC
CAP STK CL C
02079K107
3328
3214
SH
SOLE
3214
0
0
ALTABA INC
COM
021346101
313
5401
SH
SOLE
5401
0
0
ALTRIA GROUP INC
COM
02209S103
1026
20764
SH
SOLE
20763
0
0
AMAZON COM INC
COM
023135106
5508
3667
SH
SOLE
3667
0
0
AMAZON COM INC
COM
023135106
110695
73700
SH
Put
SOLE
73700
0
0
AMBEV SA
SPONSORED ADR
02319V103
240
61310
SH
SOLE
61310
0
0
AMERICAN ELEC PWR INC
COM
025537101
486
6498
SH
SOLE
6497
0
0
AMERICAN EXPRESS CO
COM
025816109
748
7847
SH
SOLE
7847
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
282
7148
SH
SOLE
7148
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
551
3484
SH
SOLE
3484
0
0
AMGEN INC
COM
031162100
1373
7055
SH
SOLE
7054
0
0
AMPHENOL CORP NEW
CL A
032095101
252
3108
SH
SOLE
3108
0
0
ANADARKO PETE CORP
COM
032511107
222
5068
SH
SOLE
5068
0
0
ANALOG DEVICES INC
COM
032654105
281
3277
SH
SOLE
3276
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
336
5106
SH
SOLE
5106
0
0
ANNALY CAP MGMT INC
COM
035710409
237
24148
SH
SOLE
24147
0
0
ANTHEM INC
COM
036752103
682
2597
SH
SOLE
2597
0
0
AON PLC
SHS CL A
G0408V102
343
2358
SH
SOLE
2358
0
0
APPLE INC
COM
037833100
9188
58245
SH
SOLE
58245
0
0
APPLE INC
COM
037833100
789
5000
SH
Put
SOLE
5000
0
0
APPLIED MATLS INC
COM
038222105
269
8228
SH
SOLE
8228
0
0
ASE TECHNOLOGY HOLDING CO LT
SPONSORED ADS
00215W100
55
14555
SH
SOLE
14554
0
0
ASML HOLDING N V
N Y REGISTRY SHS
N07059210
393
2525
SH
SOLE
2525
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
610
16051
SH
SOLE
16051
0
0
AT&T INC
COM
00206R102
2144
75124
SH
SOLE
75124
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
719
5484
SH
SOLE
5484
0
0
AUTOZONE INC
COM
053332102
343
409
SH
SOLE
409
0
0
BANCO BILBAO VIZCAYA ARGENTA
SPONSORED ADR
05946K101
171
32313
SH
SOLE
32313
0
0
BANCO BRADESCO S A
SP ADR PFD NEW
059460303
177
17856
SH
SOLE
17856
0
0
BANCO BRADESCO S A
SPONSORED ADR
059460402
101
11638
SH
SOLE
11638
0
0
BANCO SANTANDER BRASIL S A
ADS REP 1 UNIT
05967A107
203
18213
SH
SOLE
18213
0
0
BANCO SANTANDER SA
ADR
05964H105
408
91112
SH
SOLE
91112
0
0
BANK AMER CORP
COM
060505104
2048
83111
SH
SOLE
83111
0
0
BANK N S HALIFAX
COM
064149107
212
4261
SH
SOLE
4261
0
0
BANK NEW YORK MELLON CORP
COM
064058100
417
8862
SH
SOLE
8862
0
0
BARCLAYS PLC
ADR
06738E204
116
15345
SH
SOLE
15345
0
0
BAXTER INTL INC
COM
071813109
327
4972
SH
SOLE
4972
0
0
BB&T CORP
COM
054937107
238
5486
SH
SOLE
5486
0
0
BECTON DICKINSON & CO
COM
075887109
560
2487
SH
SOLE
2487
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
306
1
SH
SOLE
1
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3425
16773
SH
SOLE
16773
0
0
BHP GROUP LIMITED
SPONSORED ADS
088606108
430
8911
SH
SOLE
8910
0
0
BHP GROUP PLC
SPONSORED ADS
05545E209
344
8220
SH
SOLE
8220
0
0
BIOGEN INC
COM
09062X103
512
1700
SH
SOLE
1700
0
0
BLACKROCK INC
COM
09247X101
662
1686
SH
SOLE
1686
0
0
BOEING CO
COM
097023105
1803
5592
SH
SOLE
5592
0
0
BOOKING HLDGS INC
COM
09857L108
727
422
SH
SOLE
422
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
422
11949
SH
SOLE
11949
0
0
BP PLC
SPONSORED ADR
055622104
828
21830
SH
SOLE
21830
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
716
13767
SH
SOLE
13766
0
0
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
443
13897
SH
SOLE
13896
0
0
BROADCOM INC
COM
11135F101
860
3383
SH
SOLE
3383
0
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
207
5387
SH
SOLE
5387
0
0
BT GROUP PLC
ADR
05577E101
164
10782
SH
SOLE
10781
0
0
CANADIAN NATL RY CO
COM
136375102
261
3522
SH
SOLE
3522
0
0
CANON INC
SPONSORED ADR
138006309
257
9294
SH
SOLE
9294
0
0
CAPITAL ONE FINL CORP
COM
14040H105
374
4951
SH
SOLE
4951
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
226
4590
SH
SOLE
4590
0
0
CASTLIGHT HEALTH INC
CL B
14862Q100
22
10000
SH
SOLE
10000
0
0
CATERPILLAR INC DEL
COM
149123101
671
5284
SH
SOLE
5284
0
0
CELGENE CORP
COM
151020104
292
4560
SH
SOLE
4560
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
610
2140
SH
SOLE
2140
0
0
CHEVRON CORP NEW
COM
166764100
2209
20306
SH
SOLE
20306
0
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
793
16528
SH
SOLE
16528
0
0
CHUBB LIMITED
COM
H1467J104
504
3901
SH
SOLE
3901
0
0
CIGNA CORP NEW
COM
125523100
778
4095
SH
SOLE
4095
0
0
CINTAS CORP
COM
172908105
230
1371
SH
SOLE
1371
0
0
CISCO SYS INC
COM
17275R102
2662
61424
SH
SOLE
61424
0
0
CITIGROUP INC
COM NEW
172967424
1221
23447
SH
SOLE
23447
0
0
CLEARWAY ENERGY INC
CL A
18539C105
423
25000
SH
SOLE
25000
0
0
CLEARWAY ENERGY INC
CL C
18539C204
439
25468
SH
SOLE
25468
0
0
CME GROUP INC
COM CL A
12572Q105
885
4705
SH
SOLE
4704
0
0
CNOOC LTD
SPONSORED ADR
126132109
291
1906
SH
SOLE
1906
0
0
COCA COLA CO
COM
191216100
2084
44016
SH
SOLE
44016
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
416
6555
SH
SOLE
6555
0
0
COLGATE PALMOLIVE CO
COM
194162103
408
6860
SH
SOLE
6860
0
0
COMCAST CORP NEW
CL A
20030N101
1428
41925
SH
SOLE
41925
0
0
COMPANHIA DE SANEAMENTO BASI
SPONSORED ADR
20441A102
88
10851
SH
SOLE
10851
0
0
CONOCOPHILLIPS
COM
20825C104
555
8909
SH
SOLE
8908
0
0
CONSOLIDATED EDISON INC
COM
209115104
359
4695
SH
SOLE
4695
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
248
1544
SH
SOLE
1544
0
0
CORNING INC
COM
219350105
318
10514
SH
SOLE
10514
0
0
COSTCO WHSL CORP NEW
COM
22160K105
880
4319
SH
SOLE
4319
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
116
10656
SH
SOLE
10656
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
430
3954
SH
SOLE
3954
0
0
CSX CORP
COM
126408103
493
7935
SH
SOLE
7935
0
0
CVS HEALTH CORP
COM
126650100
674
10289
SH
SOLE
10289
0
0
DANAHER CORP DEL
COM
235851102
804
7799
SH
SOLE
7799
0
0
DARDEN RESTAURANTS INC
COM
237194105
233
2331
SH
SOLE
2331
0
0
DEERE & CO
COM
244199105
432
2895
SH
SOLE
2895
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
312
6246
SH
SOLE
6246
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
574
4046
SH
SOLE
4046
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
213
2303
SH
SOLE
2303
0
0
DISNEY WALT CO
COM DISNEY
254687106
1390
12679
SH
SOLE
12679
0
0
DOLLAR GEN CORP NEW
COM
256677105
201
1861
SH
SOLE
1861
0
0
DOLLAR TREE INC
COM
256746108
214
2368
SH
SOLE
2368
0
0
DOMINION ENERGY INC
COM
25746U109
391
5469
SH
SOLE
5468
0
0
DOMINOS PIZZA INC
COM
25754A201
219
885
SH
SOLE
884
0
0
DOWDUPONT INC
COM
26078J100
1093
20445
SH
SOLE
20444
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
654
7578
SH
SOLE
7577
0
0
EATON CORP PLC
SHS
G29183103
259
3773
SH
SOLE
3773
0
0
EBAY INC
COM
278642103
302
10755
SH
SOLE
10755
0
0
ECOLAB INC
COM
278865100
385
2610
SH
SOLE
2610
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
310
2025
SH
SOLE
2025
0
0
ELECTRONIC ARTS INC
COM
285512109
219
2780
SH
SOLE
2780
0
0
EMERSON ELEC CO
COM
291011104
373
6241
SH
SOLE
6240
0
0
ENBRIDGE INC
COM
29250N105
309
9934
SH
SOLE
9934
0
0
ENI S P A
SPONSORED ADR
26874R108
310
9844
SH
SOLE
9843
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
1678
68236
SH
SOLE
68236
0
0
EOG RES INC
COM
26875P101
429
4917
SH
SOLE
4917
0
0
EQUINIX INC
COM PAR $0.001
29444U700
312
886
SH
SOLE
886
0
0
EQUINOR ASA
SPONSORED ADR
29446M102
347
16413
SH
SOLE
16412
0
0
ERICSSON
ADR B SEK 10
294821608
149
16753
SH
SOLE
16752
0
0
ESSEX PPTY TR INC
COM
297178105
255
1039
SH
SOLE
1039
0
0
EVERSOURCE ENERGY
COM
30040W108
240
3684
SH
SOLE
3684
0
0
EXELON CORP
COM
30161N101
369
8172
SH
SOLE
8171
0
0
EXXON MOBIL CORP
COM
30231G102
1975
28965
SH
SOLE
28965
0
0
FACEBOOK INC
CL A
30303M102
2335
17815
SH
SOLE
17815
0
0
FEDEX CORP
COM
31428X106
445
2756
SH
SOLE
2756
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
547
5331
SH
SOLE
5331
0
0
FISERV INC
COM
337738108
581
7901
SH
SOLE
7901
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
174
22806
SH
SOLE
22805
0
0
FORTIVE CORP
COM
34959J108
320
4727
SH
SOLE
4727
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
112
10881
SH
SOLE
10881
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
202
2742
SH
SOLE
2742
0
0
GENERAL DYNAMICS CORP
COM
369550108
420
2673
SH
SOLE
2673
0
0
GENERAL ELECTRIC CO
COM
369604103
519
68598
SH
SOLE
68597
0
0
GENERAL MTRS CO
COM
37045V100
436
13026
SH
SOLE
13026
0
0
GILEAD SCIENCES INC
COM
375558103
729
11658
SH
SOLE
11658
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
471
12332
SH
SOLE
12331
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
528
3162
SH
SOLE
3161
0
0
HCA HEALTHCARE INC
COM
40412C101
371
2983
SH
SOLE
2983
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
182
13755
SH
SOLE
13755
0
0
HOME DEPOT INC
COM
437076102
2112
12290
SH
SOLE
12290
0
0
HONDA MOTOR LTD
AMERN SHS
438128308
272
10287
SH
SOLE
10287
0
0
HONEYWELL INTL INC
COM
438516106
966
7310
SH
SOLE
7310
0
0
HP INC
COM
40434L105
302
14765
SH
SOLE
14765
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
965
23482
SH
SOLE
23482
0
0
HUMANA INC
COM
444859102
488
1705
SH
SOLE
1705
0
0
ICICI BK LTD
ADR
45104G104
115
11178
SH
SOLE
11178
0
0
ILLINOIS TOOL WKS INC
COM
452308109
417
3292
SH
SOLE
3292
0
0
ILLUMINA INC
COM
452327109
302
1006
SH
SOLE
1006
0
0
INFOSYS LTD
SPONSORED ADR
456788108
109
11488
SH
SOLE
11488
0
0
ING GROEP N V
SPONSORED ADR
456837103
279
26178
SH
SOLE
26178
0
0
INTEL CORP
COM
458140100
2582
55013
SH
SOLE
55012
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
448
5952
SH
SOLE
5952
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
889
7817
SH
SOLE
7816
0
0
INTUIT
COM
461202103
495
2515
SH
SOLE
2515
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
543
1134
SH
SOLE
1134
0
0
INVESCO CURNCYSHS JAPANESE Y
JAPANESE YEN
46138W107
1912
21953
SH
SOLE
21952
0
0
INVESCO EXCHNG TRADED FD TR
INTL CORP BD
46138E636
5338
212016
SH
SOLE
212016
0
0
INVESCO INDIA EXCHG TRED FD
INDIA ETF
46137R109
887
36684
SH
SOLE
36684
0
0
IONIS PHARMACEUTICALS INC
COM
462222100
346
6396
SH
SOLE
6395
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
1683
35703
SH
SOLE
35703
0
0
ISHARES INC
EM MKT SM-CP ETF
464286475
3243
77569
SH
SOLE
77569
0
0
ISHARES INC
JP MORGAN EM ETF
464286517
2921
67801
SH
SOLE
67801
0
0
ISHARES INC
MSCI STH KOR ETF
464286772
2612
44383
SH
SOLE
44383
0
0
ISHARES INC
MSCI TAIWAN ETF
46434G772
1510
47756
SH
SOLE
47756
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
2667
31889
SH
SOLE
31888
0
0
ISHARES TR
20 YR TR BD ETF
464287432
1390
11437
SH
SOLE
11437
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
2916
24016
SH
SOLE
24016
0
0
ISHARES TR
AGENCY BOND ETF
464288166
1249
11139
SH
SOLE
11139
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
812
7793
SH
SOLE
7792
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
2504
36247
SH
SOLE
36246
0
0
ISHARES TR
EAFE SML CP ETF
464288273
5001
96499
SH
SOLE
96499
0
0
ISHARES TR
EAFE VALUE ETF
464288877
1878
41528
SH
SOLE
41528
0
0
ISHARES TR
INTL TREA BD ETF
464288117
26883
554623
SH
SOLE
554623
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
6674
64233
SH
SOLE
64233
0
0
ISHARES TR
MBS ETF
464288588
19841
189592
SH
SOLE
189591
0
0
ISHARES TR
MSCI EAFE ETF
464287465
2636
44841
SH
SOLE
44841
0
0
ISHARES TR
MSCI EAFE ETF
464287465
56241
956800
SH
Put
SOLE
956800
0
0
ISHARES TR
MSCI EAFE ETF
464287465
2963
50400
SH
Call
SOLE
50400
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3194
81768
SH
SOLE
81768
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3051
78100
SH
Call
SOLE
78100
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
11714
299900
SH
Put
SOLE
299900
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
3873
116158
SH
SOLE
116158
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
582
5341
SH
SOLE
5340
0
0
ISHARES TR
S&P 100 ETF
464287101
223
2000
SH
SOLE
2000
0
0
ISHARES TR
USD INV GRDE ETF
464288620
4526
85474
SH
SOLE
85474
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
396
43300
SH
SOLE
43300
0
0
JOHNSON & JOHNSON
COM
478160104
4373
33889
SH
SOLE
33888
0
0
JPMORGAN CHASE & CO
COM
46625H100
3500
35857
SH
SOLE
35857
0
0
KIMBERLY CLARK CORP
COM
494368103
347
3044
SH
SOLE
3044
0
0
KINDER MORGAN INC DEL
COM
49456B101
197
12784
SH
SOLE
12784
0
0
KONINKLIJKE PHILIPS N V
NY REG SH NEW
500472303
262
7455
SH
SOLE
7455
0
0
KRAFT HEINZ CO
COM
500754106
300
6978
SH
SOLE
6978
0
0
LAM RESEARCH CORP
COM
512807108
200
1472
SH
SOLE
1472
0
0
LAS VEGAS SANDS CORP
COM
517834107
223
4289
SH
SOLE
4288
0
0
LAUDER ESTEE COS INC
CL A
518439104
235
1810
SH
SOLE
1810
0
0
LILLY ELI & CO
COM
532457108
1335
11535
SH
SOLE
11535
0
0
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
172
67301
SH
SOLE
67300
0
0
LOCKHEED MARTIN CORP
COM
539830109
880
3359
SH
SOLE
3359
0
0
LOWES COS INC
COM
548661107
858
9293
SH
SOLE
9293
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
219
2638
SH
SOLE
2638
0
0
MARATHON OIL CORP
COM
565849106
947
66071
SH
SOLE
66071
0
0
MARATHON PETE CORP
COM
56585A102
338
5721
SH
SOLE
5721
0
0
MARKEL CORP
COM
570535104
204
197
SH
SOLE
197
0
0
MARRIOTT INTL INC NEW
CL A
571903202
308
2838
SH
SOLE
2838
0
0
MARSH & MCLENNAN COS INC
COM
571748102
409
5128
SH
SOLE
5128
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
1623
8602
SH
SOLE
8602
0
0
MCDONALDS CORP
COM
580135101
1672
9417
SH
SOLE
9416
0
0
MEDTRONIC PLC
SHS
G5960L103
994
10926
SH
SOLE
10926
0
0
MERCK & CO INC
COM
58933Y105
2129
27869
SH
SOLE
27869
0
0
METLIFE INC
COM
59156R108
274
6668
SH
SOLE
6667
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
236
417
SH
SOLE
417
0
0
MFA FINL INC
COM
55272X102
75
11204
SH
SOLE
11204
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
209
2910
SH
SOLE
2910
0
0
MICROSOFT CORP
COM
594918104
8694
85600
SH
SOLE
85599
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
385
79133
SH
SOLE
79133
0
0
MIZUHO FINL GROUP INC
SPONSORED ADR
60687Y109
199
66369
SH
SOLE
66369
0
0
MONDELEZ INTL INC
CL A
609207105
507
12674
SH
SOLE
12674
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
255
5185
SH
SOLE
5185
0
0
MORGAN STANLEY
COM NEW
617446448
449
11321
SH
SOLE
11321
0
0
NETFLIX INC
COM
64110L106
965
3604
SH
SOLE
3604
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
1042
73314
SH
SOLE
73314
0
0
NEXTERA ENERGY INC
COM
65339F101
974
5602
SH
SOLE
5602
0
0
NIKE INC
CL B
654106103
816
11007
SH
SOLE
11007
0
0
NOKIA CORP
SPONSORED ADR
654902204
163
27960
SH
SOLE
27959
0
0
NOMURA HLDGS INC
SPONSORED ADR
65535H208
73
19755
SH
SOLE
19755
0
0
NORFOLK SOUTHERN CORP
COM
655844108
445
2973
SH
SOLE
2973
0
0
NORTHROP GRUMMAN CORP
COM
666807102
892
3644
SH
SOLE
3643
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
1363
15878
SH
SOLE
15878
0
0
NOVO-NORDISK A S
ADR
670100205
525
11401
SH
SOLE
11400
0
0
NUTANIX INC
CL A
67059N108
1095
26325
SH
SOLE
26325
0
0
NVIDIA CORP
COM
67066G104
568
4254
SH
SOLE
4254
0
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
245
711
SH
SOLE
711
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
358
5826
SH
SOLE
5825
0
0
ONEOK INC NEW
COM
682680103
655
12134
SH
SOLE
12133
0
0
ORACLE CORP
COM
68389X105
1392
30838
SH
SOLE
30838
0
0
ORANGE
SPONSORED ADR
684060106
251
15518
SH
SOLE
15518
0
0
PARKER HANNIFIN CORP
COM
701094104
220
1473
SH
SOLE
1473
0
0
PAYCHEX INC
COM
704326107
298
4568
SH
SOLE
4567
0
0
PAYPAL HLDGS INC
COM
70450Y103
903
10741
SH
SOLE
10741
0
0
PEPSICO INC
COM
713448108
1446
13085
SH
SOLE
13085
0
0
PETROLEO BRASILEIRO SA PETRO
SP ADR NON VTG
71654V101
129
11155
SH
SOLE
11155
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
217
16649
SH
SOLE
16649
0
0
PFIZER INC
COM
717081103
3167
72564
SH
SOLE
72564
0
0
PHILIP MORRIS INTL INC
COM
718172109
1047
15683
SH
SOLE
15683
0
0
PHILLIPS 66
COM
718546104
406
4709
SH
SOLE
4709
0
0
PNC FINL SVCS GROUP INC
COM
693475105
519
4442
SH
SOLE
4442
0
0
PROCTER AND GAMBLE CO
COM
742718109
2694
29303
SH
SOLE
29303
0
0
PROGRESSIVE CORP OHIO
COM
743315103
363
6011
SH
SOLE
6011
0
0
PROLOGIS INC
COM
74340W103
334
5692
SH
SOLE
5692
0
0
PRUDENTIAL FINL INC
COM
744320102
313
3844
SH
SOLE
3844
0
0
PRUDENTIAL PLC
ADR
74435K204
256
7233
SH
SOLE
7233
0
0
PUBLIC STORAGE
COM
74460D109
261
1288
SH
SOLE
1287
0
0
PUBLIC SVC ENTERPRISE GROUP
COM
744573106
364
6988
SH
SOLE
6988
0
0
PULTE GROUP INC
COM
745867101
725
27902
SH
SOLE
27902
0
0
QUALCOMM INC
COM
747525103
681
11970
SH
SOLE
11970
0
0
RAYTHEON CO
COM NEW
755111507
447
2915
SH
SOLE
2914
0
0
REALTY INCOME CORP
COM
756109104
261
4147
SH
SOLE
4147
0
0
RED HAT INC
COM
756577102
352
2005
SH
SOLE
2005
0
0
REGIONS FINL CORP NEW
COM
7591EP100
155
11577
SH
SOLE
11577
0
0
RELX PLC
SPONSORED ADR
759530108
249
12152
SH
SOLE
12152
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
485
10007
SH
SOLE
10006
0
0
ROPER TECHNOLOGIES INC
COM
776696106
262
982
SH
SOLE
982
0
0
ROSS STORES INC
COM
778296103
383
4603
SH
SOLE
4603
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
427
6238
SH
SOLE
6238
0
0
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 2 ORD
780097689
77
13848
SH
SOLE
13848
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
768
12808
SH
SOLE
12807
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
770
13211
SH
SOLE
13211
0
0
S&P GLOBAL INC
COM
78409V104
439
2586
SH
SOLE
2586
0
0
SALESFORCE COM INC
COM
79466L302
685
5000
SH
SOLE
5000
0
0
SANOFI
SPONSORED ADR
80105N105
676
15563
SH
SOLE
15563
0
0
SAP SE
SPON ADR
803054204
640
6430
SH
SOLE
6430
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
334
2061
SH
SOLE
2061
0
0
SCHLUMBERGER LTD
COM
806857108
284
7863
SH
SOLE
7863
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
417
10044
SH
SOLE
10044
0
0
SEMPRA ENERGY
COM
816851109
244
2253
SH
SOLE
2253
0
0
SERVICENOW INC
COM
81762P102
278
1562
SH
SOLE
1562
0
0
SHERWIN WILLIAMS CO
COM
824348106
375
953
SH
SOLE
953
0
0
SHIRE PLC
SPONSORED ADR
82481R106
208
1195
SH
SOLE
1194
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
343
2044
SH
SOLE
2043
0
0
SIRIUS XM HLDGS INC
COM
82968B103
147
25687
SH
SOLE
25687
0
0
SONY CORP
SPONSORED ADR
835699307
393
8132
SH
SOLE
8132
0
0
SOUTHERN CO
COM
842587107
387
8800
SH
SOLE
8800
0
0
SOUTHWEST AIRLS CO
COM
844741108
295
6341
SH
SOLE
6341
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
1928
15904
SH
SOLE
15904
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
544
13290
SH
SOLE
13290
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
91
366
SH
SOLE
365
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
7748
31000
SH
Call
SOLE
31000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
151576
606500
SH
Put
SOLE
606500
0
0
SPDR SERIES TRUST
BLOMBERG INTL TR
78464A516
28104
1017896
SH
SOLE
1017896
0
0
SPDR SERIES TRUST
BLOMBRG BRC INTL
78464A151
7465
226637
SH
SOLE
226636
0
0
SPDR SERIES TRUST
BLOMBRG BRC MRTG
78464A383
5872
231091
SH
SOLE
231091
0
0
SPRINT CORP
COM SER 1
85207U105
122
20929
SH
SOLE
20929
0
0
STARBUCKS CORP
COM
855244109
681
10568
SH
SOLE
10568
0
0
STATE STR CORP
COM
857477103
232
3680
SH
SOLE
3680
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
159
11423
SH
SOLE
11423
0
0
STRYKER CORP
COM
863667101
690
4405
SH
SOLE
4405
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
251
38485
SH
SOLE
38485
0
0
SUNTRUST BKS INC
COM
867914103
214
4238
SH
SOLE
4238
0
0
SYSCO CORP
COM
871829107
411
6555
SH
SOLE
6555
0
0
T MOBILE US INC
COM
872590104
313
4923
SH
SOLE
4923
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
796
21563
SH
SOLE
21563
0
0
TARGET CORP
COM
87612E106
413
6243
SH
SOLE
6243
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
207
4232
SH
SOLE
4232
0
0
TELEFONICA S A
SPONSORED ADR
879382208
153
18051
SH
SOLE
18051
0
0
TESLA INC
COM
88160R101
420
1263
SH
SOLE
1263
0
0
TEXAS INSTRS INC
COM
882508104
981
10386
SH
SOLE
10386
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
688
3076
SH
SOLE
3076
0
0
THOMSON REUTERS CORP
COM NEW
884903709
324
6713
SH
SOLE
6713
0
0
TJX COS INC NEW
COM
872540109
514
11493
SH
SOLE
11493
0
0
TORONTO DOMINION BK ONT
COM NEW
891160509
363
7303
SH
SOLE
7303
0
0
TOTAL S A
SPONSORED ADR
89151E109
871
16695
SH
SOLE
16694
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
1132
9756
SH
SOLE
9756
0
0
TRANSDIGM GROUP INC
COM
893641100
338
995
SH
SOLE
995
0
0
TRAVELERS COMPANIES INC
COM
89417E109
362
3021
SH
SOLE
3021
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
411
8543
SH
SOLE
8543
0
0
UBS GROUP AG
SHS
H42097107
241
19479
SH
SOLE
19479
0
0
UNILEVER N V
N Y SHS NEW
904784709
806
14991
SH
SOLE
14990
0
0
UNILEVER PLC
SPON ADR NEW
904767704
474
9074
SH
SOLE
9074
0
0
UNION PAC CORP
COM
907818108
892
6450
SH
SOLE
6450
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
25
14024
SH
SOLE
14024
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
612
6272
SH
SOLE
6271
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
798
7497
SH
SOLE
7497
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2098
8422
SH
SOLE
8422
0
0
US BANCORP DEL
COM NEW
902973304
815
17837
SH
SOLE
17837
0
0
V F CORP
COM
918204108
246
3449
SH
SOLE
3449
0
0
VALE S A
ADR
91912E105
523
39630
SH
SOLE
39630
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
319
4250
SH
SOLE
4249
0
0
VANECK VECTORS ETF TR
JP MORGAN MKTS
92189H300
9997
303085
SH
SOLE
303085
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
405
5111
SH
SOLE
5110
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
703
5872
SH
SOLE
5872
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
579
6083
SH
SOLE
6082
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
232
1681
SH
SOLE
1681
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
211
1848
SH
SOLE
1848
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
1824
13820
SH
SOLE
13820
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
222
1475
SH
SOLE
1474
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
360
7901
SH
SOLE
7901
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
1095
28741
SH
SOLE
28741
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
1707
18032
SH
SOLE
18032
0
0
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
228
3585
SH
SOLE
3585
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
5661
68320
SH
SOLE
68319
0
0
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
2120
24890
SH
SOLE
24889
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
4656
90420
SH
SOLE
90420
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
344
5714
SH
SOLE
5714
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
5342
68535
SH
SOLE
68535
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
249
6721
SH
SOLE
6720
0
0
VANGUARD WORLD FD
MEGA CAP INDEX
921910873
599
6897
SH
SOLE
6897
0
0
VANGUARD WORLD FD
MEGA CAP VAL ETF
921910840
2360
33022
SH
SOLE
33021
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
2651
24772
SH
SOLE
24771
0
0
VENTAS INC
COM
92276F100
225
3836
SH
SOLE
3835
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2318
41238
SH
SOLE
41238
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
205
1239
SH
SOLE
1239
0
0
VISA INC
COM CL A
92826C839
2431
18424
SH
SOLE
18424
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
266
13812
SH
SOLE
13812
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
477
6986
SH
SOLE
6986
0
0
WALMART INC
COM
931142103
1649
17702
SH
SOLE
17701
0
0
WASTE MGMT INC DEL
COM
94106L109
593
6660
SH
SOLE
6660
0
0
WELLS FARGO CO NEW
COM
949746101
12226
265312
SH
SOLE
265311
0
0
WELLS FARGO CO NEW
COM
949746101
10571
229400
SH
Put
SOLE
229400
0
0
WELLTOWER INC
COM
95040Q104
261
3756
SH
SOLE
3755
0
0
WESTPAC BKG CORP
SPONSORED ADR
961214301
351
20079
SH
SOLE
20078
0
0
WORLDPAY INC
CL A
981558109
235
3071
SH
SOLE
3071
0
0
XCEL ENERGY INC
COM
98389B100
287
5815
SH
SOLE
5815
0
0
XILINX INC
COM
983919101
203
2386
SH
SOLE
2386
0
0
YUM BRANDS INC
COM
988498101
353
3841
SH
SOLE
3841
0
0
ZOETIS INC
CL A
98978V103
238
2777
SH
SOLE
2777
0
0