0001598180-17-000005.txt : 20170522 0001598180-17-000005.hdr.sgml : 20170522 20170522160304 ACCESSION NUMBER: 0001598180-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170522 DATE AS OF CHANGE: 20170522 EFFECTIVENESS DATE: 20170522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waldron, LP CENTRAL INDEX KEY: 0001598180 IRS NUMBER: 263953661 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15725 FILM NUMBER: 17860900 BUSINESS ADDRESS: STREET 1: 1150 OLD POND ROAD CITY: BRIDGEVILLE STATE: PA ZIP: 15017 BUSINESS PHONE: 412-221-1005 MAIL ADDRESS: STREET 1: 1150 OLD POND ROAD CITY: BRIDGEVILLE STATE: PA ZIP: 15017 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false true 0001598180 XXXXXXXX 03-31-2017 03-31-2017 true 2 RESTATEMENT Waldron, LP

1150 OLD POND ROAD BRIDGEVILLE PA 15017

13F HOLDINGS REPORT 028-15725 N Benjamin M Greenfeld 4122218044 Benjamin M Greenfeld Birdgeville PA 05-22-2017 1 144 312459 false 1 Aperio INFORMATION TABLE 2 13F.xml 3M Co COM 88579y101 351 1841 SH SOLE 1 0 0 1841 Abbott Laboratories COM 002824100 442 10042 SH SOLE 1 0 0 10042 AbbVie Inc COM 00287Y109 446 6984 SH SOLE 1 0 0 6984 Accenture PLC COM G1151C101 684 5709 SH SOLE 1 0 0 5709 Adobe Systems Inc COM 00724F101 689 5487 SH SOLE 1 0 0 5487 Affiliated Managers Group Inc COM 008252108 236 1441 SH SOLE 1 0 0 1441 Air Products & Chemicals Inc COM 009158106 263 1951 SH SOLE 1 0 0 1951 Alarm.com Holdings Inc COM 011642105 1537 50000 SH SOLE 0 0 0 50000 Alerian MLP ETF COM 00162q866 1055 83100 SH SOLE 0 0 0 83100 Allergan plc COM G0177J108 348 1463 SH SOLE 1 0 0 1463 Alphabet Inc Cl A COM 02079k305 1047 1236 SH SOLE 1 0 0 1236 Alphabet Inc Cl C COM 02079k107 1679 2031 SH SOLE 1 0 0 2031 ALPS Sector Dividend Dogs ETF COM 00162q858 429 10000 SH SOLE 0 0 0 10000 Alternative Energy Ptnrs Inc COM 02152E200 0 70000 SH SOLE 0 0 0 70000 Altria Group Inc COM 02209s103 1901 26627 SH SOLE 1 0 0 26627 Amazon.com Inc COM 023135106 1521 1762 SH SOLE 1 0 0 1762 Amerco COM 023586100 236 620 SH SOLE 0 0 0 620 American Express Co COM 025816109 246 3115 SH SOLE 1 0 0 3115 American Intl Group Inc COM 026874784 208 3342 SH SOLE 1 0 0 3342 American Tower Corp COM 03027X100 307 2547 SH SOLE 1 0 0 2547 Amgen Inc COM 031162100 444 2742 SH SOLE 1 0 0 2742 Analog Devices Inc COM 032654105 341 4166 SH SOLE 1 0 0 4166 Anheuser-Busch InBev NV COM 03524A108 267 2431 SH SOLE 0 0 0 2431 Aon PLC Cl A Ordinary COM G0408V102 454 3826 SH SOLE 1 0 0 3826 Apple Inc COM 037833100 6722 46930 SH SOLE 1 0 0 46930 AT&T Inc COM 00206R102 3906 94029 SH SOLE 1 0 0 94029 Bank of America Corp COM 060505104 578 24550 SH SOLE 1 0 0 24550 Baxter Intl Inc COM 071813109 352 6805 SH SOLE 1 0 0 6805 BB&T Corp COM 054937107 689 17170 SH SOLE 1 0 0 17170 Becton Dickinson & Co COM 075887109 383 2113 SH SOLE 1 0 0 2113 Berkshire Hathaway Inc COM 084670702 1682 10361 SH SOLE 1 0 0 10361 Berkshire Hathaway Inc Cl A COM 084670108 2952 12 SH SOLE 0 0 0 12 Biogen Inc COM 09062x103 826 3022 SH SOLE 1 0 0 3022 Black Stone Minerals LP COM 09225m101 412 25000 SH SOLE 0 0 0 25000 BlackRock Inc COM 09247x101 446 1164 SH SOLE 1 0 0 1164 Blackstone Group LP COM 09253U108 661 22269 SH SOLE 0 0 0 22269 Boeing Co/The COM 097023105 362 2051 SH SOLE 1 0 0 2051 Bristol Myers Squibb Co COM 110122108 475 8749 SH SOLE 1 0 0 8749 Broadcom LTD COM Y09827109 302 1389 SH SOLE 1 0 0 1389 Campbell Soup Co COM 134429109 2117 37001 SH SOLE 1 0 0 37001 Cantel Medical Corp COM 138098108 271 3386 SH SOLE 1 0 0 3386 CB Finacial Services Inc COM 12479G101 2051 72486 SH SOLE 0 0 0 72486 Celgene Corp COM 151020104 640 5207 SH SOLE 1 0 0 5207 Cerner Corp COM 156782104 339 5761 SH SOLE 1 0 0 5761 Charles Schwab Corp COM 808513105 381 9339 SH SOLE 1 0 0 9339 Cheniere Energy Inc COM 16411r208 309 6550 SH SOLE 1 0 0 6550 ChevronTexaco Corp COM 166764100 1025 9678 SH SOLE 1 0 0 9678 Chubb LTD COM H1467J104 286 2100 SH SOLE 1 0 0 2100 Cisco Systems Inc COM 17275r102 526 15581 SH SOLE 1 0 0 15581 Citigroup Inc COM 172967424 436 7301 SH SOLE 1 0 0 7301 ClearSign Combustion Corp COM 185064102 70 18048 SH SOLE 0 0 0 18048 Coca Cola Co COM 191216100 536 12666 SH SOLE 1 0 0 12666 Colgate Palmolive Co COM 194162103 238 3293 SH SOLE 1 0 0 3293 Comcast Corp Cl A COM 20030N101 1767 46885 SH SOLE 1 0 0 46885 ConAgra Brands Inc COM 205887102 216 5363 SH SOLE 1 0 0 5363 ConocoPhillips COM 20825c104 350 7072 SH SOLE 1 0 0 7072 Corning Inc COM 219350105 376 14986 SH SOLE 1 0 0 14986 Costco Wholesale Corp COM 22160k105 223 1336 SH SOLE 1 0 0 1336 Crestwood Equity Partners LP COM 226344208 380 14500 SH SOLE 0 0 0 14500 CSX Corp COM 126408103 210 4536 SH SOLE 1 0 0 4536 CVS Health Corp COM 126650100 835 10633 SH SOLE 1 0 0 10633 Danaher Corp COM 235851102 320 3751 SH SOLE 1 0 0 3751 DCP Midstream LP COM 23311P100 2623 67470 SH SOLE 0 0 0 67470 Discovery Communications Inc Cl C COM 25470F302 419 14822 SH SOLE 0 0 0 14822 Dollar Tree Stores Inc COM 256746108 203 2986 SH SOLE 1 0 0 2986 Dominion Resources Inc VA New COM 25746U109 236 3126 SH SOLE 1 0 0 3126 Dow Chemical Co COM 260543103 580 9150 SH SOLE 1 0 0 9150 Eaton Corp plc COM G29183103 286 3868 SH SOLE 1 0 0 3868 Ebay Inc COM 278642103 210 6370 SH SOLE 1 0 0 6370 Edison Intl COM 281020107 211 3033 SH SOLE 1 0 0 3033 EI du Pont de Nemours and Co COM 263534109 534 7051 SH SOLE 1 0 0 7051 Eli Lilly & Co COM 532457108 415 4948 SH SOLE 1 0 0 4948 Energy Select Sector SPDR Fd COM 81369Y506 383 5689 SH SOLE 0 0 0 5689 Energy Transfer Equity LP COM 29273V100 403 20442 SH SOLE 0 0 0 20442 Energy Transfer Ptnrs LP COM 29273R109 409 10901 SH SOLE 0 0 0 10901 EnLink Midstream Partners COM 29336U107 549 30000 SH SOLE 0 0 0 30000 Enterprise Products Ptnrs LP COM 293792107 3882 140599 SH SOLE 0 0 0 140599 EOG Resources Inc COM 26875P101 431 4522 SH SOLE 1 0 0 4522 EQT Corp COM 26884L109 338 5541 SH SOLE 1 0 0 5541 Express Scripts Holding Co COM 30219G108 206 3134 SH SOLE 1 0 0 3134 Exxon Mobil Corp COM 30231g102 1816 22190 SH SOLE 1 0 0 22190 Facebook Inc Cl A COM 30303M102 3841 30401 SH SOLE 1 0 0 30401 Fiat Chrysler Automobiles NV COM n31738102 382 35000 SH SOLE 0 0 0 35000 FNCB Bancorp Inc COM 302578109 142 22297 SH SOLE 0 0 0 22297 Gen Motors Co COM 37045v100 287 8132 SH SOLE 1 0 0 8132 General Elec Co COM 369604103 975 32600 SH SOLE 1 0 0 32600 General Mills Inc COM 370334104 420 7128 SH SOLE 1 0 0 7128 Genesis Energy LP COM 371927104 554 17108 SH SOLE 0 0 0 17108 Gilead Sciences Inc COM 375558103 711 10360 SH SOLE 1 0 0 10360 Golar LNG Partners LP COM Y2745C102 893 40000 SH SOLE 0 0 0 40000 Goldman Sachs Group Inc COM 38141g104 277 1206 SH SOLE 1 0 0 1206 Hemispherx Biopharma Inc COM 42366C301 5 11000 SH SOLE 0 0 0 11000 Henry Schein Inc. COM 806407102 286 1853 SH SOLE 1 0 0 1853 Home Depot Inc COM 437076102 573 4004 SH SOLE 1 0 0 4004 Honeywell Intl Inc COM 438516106 826 6715 SH SOLE 1 0 0 6715 HP Inc COM 40434l105 288 16162 SH SOLE 1 0 0 16162 Ingersoll-Rand PLC COM G47791101 287 3535 SH SOLE 1 0 0 3535 Intel Corp COM 458140100 510 14242 SH SOLE 1 0 0 14242 Intl Business Machines Corp COM 459200101 715 4141 SH SOLE 1 0 0 4141 iPath Bloomberg Commodity COM 06738c778 10365 438736 SH SOLE 0 0 0 438736 iShares Core S&P Mid Cap ETF COM 464287507 485 2837 SH SOLE 0 0 0 2837 iShares Core S&P SmallCap ETF COM 464287804 2199 31839 SH SOLE 0 0 0 31839 iShares MSCI ACWI ex US ETF COM 464288240 544 12475 SH SOLE 0 0 0 12475 iShares MSCI EAFE ETF COM 464287465 4598 74128 SH SOLE 0 0 0 74128 iShares MSCI EAFE Value ETF COM 464288877 1620 32220 SH SOLE 0 0 0 32220 iShares MSCI Emerging Mkts COM 464287234 6337 161577 SH SOLE 0 0 0 161577 iShares Russell 1000 Growth ET COM 464287614 87308 772390 SH SOLE 0 0 0 772390 iShares Russell 1000 Value ETF COM 464287598 73757 644381 SH SOLE 0 0 0 644381 iShares Russell 2000 Growth ET COM 464287648 13179 81894 SH SOLE 0 0 0 81894 iShares Russell 2000 Value ETF COM 464287630 6139 52801 SH SOLE 0 0 0 52801 iShares Russell 3000 ETF COM 464287689 9714 69789 SH SOLE 0 0 0 69789 iShares US Preferred Stock ETF COM 464288687 2040 52535 SH SOLE 0 0 0 52535 iShares US Real Estate ETF COM 464287739 723 9215 SH SOLE 0 0 0 9215 Johnson & Johnson Co COM 478160104 2058 16660 SH SOLE 1 0 0 16660 JPMorgan Chase & Co COM 46625h100 1897 21608 SH SOLE 1 0 0 21608 Kimberly Clark Corp COM 494368103 255 1995 SH SOLE 1 0 0 1995 Kraft Heinz Co Com Stk COM 500754106 410 4518 SH SOLE 1 0 0 4518 Liberty Broadband - Ser C COM 530307305 317 3671 SH SOLE 0 0 0 3671 Liberty Global Plc Cl A COM G5480U104 209 5850 SH SOLE 0 0 0 5850 Liberty Global PLC Cl C COM G5480U120 602 17200 SH SOLE 0 0 0 17200 Liberty Interactive Corp QVC G COM 53071m104 498 24920 SH SOLE 0 0 0 24920 Liberty SiriusXM Group COM 531229409 985 25384 SH SOLE 1 0 0 25384 Lockheed Martin Corp COM 539830109 267 1002 SH SOLE 1 0 0 1002 Lowes Cos Inc COM 548661107 364 4438 SH SOLE 1 0 0 4438 Magellan Midstream Ptnrs LP COM 559080106 611 8457 SH SOLE 0 0 0 8457 Manhattan Association COM 562750109 745 11012 SH SOLE 0 0 0 11012 Mastercard Inc COM 57636Q104 823 7319 SH SOLE 1 0 0 7319 McDonalds Corp COM 580135101 260 2010 SH SOLE 1 0 0 2010 Medtronic PLC COM G5960L103 512 6424 SH SOLE 1 0 0 6424 Memex Inc COM 58600t108 1 10000 SH SOLE 0 0 0 10000 Merck & Co (New) COM 58933Y105 1087 17248 SH SOLE 1 0 0 17248 MetLife Inc COM 59156r108 342 6492 SH SOLE 1 0 0 6492 Microsoft Corp COM 594918104 1722 26197 SH SOLE 1 0 0 26197 Mondelez Intl Inc. COM 609207105 504 11703 SH SOLE 1 0 0 11703 Monster Beverage Corp COM 61174X109 282 6129 SH SOLE 1 0 0 6129 MPLX LP COM 55336V100 220 6107 SH SOLE 0 0 0 6107 Mylan NV Ordinary COM N59465109 229 5926 SH SOLE 0 0 0 5926 Newell Brands Inc COM 651229106 206 4376 SH SOLE 1 0 0 4376 NewMarket Corp COM 651587107 225 498 SH SOLE 0 0 0 498 NextEra Energy Inc COM 65339F101 707 5510 SH SOLE 1 0 0 5510 Nike Inc Cl B COM 654106103 496 8922 SH SOLE 1 0 0 8922 Northrop Grumman Corp COM 666807102 476 2005 SH SOLE 1 0 0 2005 NRG Yield Inc COM 62942x405 534 30207 SH SOLE 1 0 0 30207 NuStar Gp Holdings LLC COM 67059L102 559 20000 SH SOLE 0 0 0 20000 Office Depot Inc COM 676220106 1034 221800 SH SOLE 0 0 0 221800 Omnicare Inc (Acquired 8/18/2015) COM 681904108 204 3066 SH SOLE 0 0 0 3066 Oppenheimer Large Cap Revenue COM 68386C104 366 8013 SH SOLE 0 0 0 8013 Oracle Corp COM 68389x105 1558 34947 SH SOLE 1 0 0 34947 Palo Alto Networks Inc COM 697435105 1749 12850 SH SOLE 1 0 0 12850 Pandora Media Inc. COM 698354107 167 14405 SH SOLE 0 0 0 14405 Papa Johns Intl Inc COM 698813102 289 4132 SH SOLE 0 0 0 4132 Paradigm Oil and Gas Inc COM 69901U306 0 3008000 SH SOLE 0 0 0 3008000 Pepsico Inc COM 713448108 1309 11755 SH SOLE 1 0 0 11755 PerkinElmer Inc COM 714046109 233 4130 SH SOLE 0 0 0 4130 Pfizer Inc COM 717081103 1075 31564 SH SOLE 1 0 0 31564 Philip Morris Intl COM 718172109 3292 29179 SH SOLE 1 0 0 29179 Phillips 66 COM 718546104 251 3151 SH SOLE 1 0 0 3151 Plains All American Pipeline LP COM 726503105 1380 43652 SH SOLE 0 0 0 43652 Pledge Petroleum Corp COM 72909F107 0 20000 SH SOLE 0 0 0 20000 PNC Financial Services Group Inc COM 693475105 562 4674 SH SOLE 1 0 0 4674 PPG Inds Inc COM 693506107 292 2783 SH SOLE 1 0 0 2783 Priceline Group Inc COM 741503403 732 412 SH SOLE 1 0 0 412 Procter & Gamble Co COM 742718109 1270 14201 SH SOLE 1 0 0 14201 Protea Biosciences Group Inc COM 74365b109 9 120000 SH SOLE 0 0 0 120000 Regeneron Pharmaceuticals Inc COM 75886F107 240 652 SH SOLE 1 0 0 652 Reynolds Am. Inc COM 761713106 1349 21417 SH SOLE 1 0 0 21417 Rockwell Automation Inc COM 773903109 395 2543 SH SOLE 0 0 0 2543 Rockwell Collins Inc COM 774341101 365 3825 SH SOLE 1 0 0 3825 Rogers Communications Inc COM 775109101 240 5400 SH SOLE 0 0 0 5400 Rogers Communications Inc Cl B COM 775109200 1168 26445 SH SOLE 0 0 0 26445 Royal Dutch Shell PLC COM 780259107 252 4543 SH SOLE 0 0 0 4543 RPM Intl Inc COM 749685103 993 18122 SH SOLE 0 0 0 18122 RSTK United Bankshares W VA COM 909907909 1748 41373 SH SOLE 0 0 0 41373 S&T Bancorp Inc COM 783859101 839 24274 SH SOLE 0 0 0 24274 Schlumberger Ltd COM 806857108 568 7270 SH SOLE 1 0 0 7270 Short S&P 500 ProShares ETF COM 74347B425 234 6798 SH SOLE 0 0 0 6798 Sirius XM Holdings Inc COM 82968B103 55 10860 SH SOLE 0 0 0 10860 Skyworks Solutions Inc COM 83088m102 301 3076 SH SOLE 1 0 0 3076 SM Energy Co COM 78454L100 978 40737 SH SOLE 0 0 0 40737 Sony Corp ADR COM 835699307 1052 31238 SH SOLE 0 0 0 31238 Southern Co COM 842587107 216 4389 SH SOLE 1 0 0 4389 SPDR Bloomberg Barclays Conv Secs ETF COM 78464A359 425 8837 SH SOLE 0 0 0 8837 SPDR DJ Wilshire Global RE ETF COM 78463X749 905 19237 SH SOLE 0 0 0 19237 SPDR S&P 500 ETF Trust COM 78462F103 13089 55685 SH SOLE 0 0 0 55685 Spectra7 Microsystems Inc COM 84761t109 7 21000 SH SOLE 0 0 0 21000 Starbucks Corp COM 855244109 1057 18119 SH SOLE 1 0 0 18119 Stellus Capital Investment Corp COM 858568108 218 15000 SH SOLE 0 0 0 15000 Sterling Bancorp/DE COM 85917A100 958 40433 SH SOLE 0 0 0 40433 Stryker Corp COM 863667101 9342 71023 SH SOLE 1 0 0 71023 Sunoco Logistics Partners LP COM 86764L108 720 28423 SH SOLE 0 0 0 28423 Sunoco LP COM 86765K109 362 15000 SH SOLE 0 0 0 15000 SvcNow Inc COM 81762p102 429 5077 SH SOLE 0 0 0 5077 Targa Resources Corp COM 87612G101 2276 38000 SH SOLE 0 0 0 38000 Taseko Mines Ltd COM 876511106 15 12000 SH SOLE 0 0 0 12000 Templeton Global Incm Fd Inc COM 880198106 72 10893 SH SOLE 0 0 0 10893 Texas Instruments Inc COM 882508104 423 5793 SH SOLE 1 0 0 5793 Thermal Tech Technologies COM 88360h101 0 250000 SH SOLE 0 0 0 250000 Thermo Fisher Scientific Inc COM 883556102 661 4455 SH SOLE 1 0 0 4455 Thunder Energies Corp COM 88604y100 2 10000 SH SOLE 0 0 0 10000 Time Warner Inc COM 887317303 508 5340 SH SOLE 1 0 0 5340 TJX Cos Inc New COM 872540109 449 5678 SH SOLE 1 0 0 5678 Tractor Supply Co COM 892356106 269 3821 SH SOLE 1 0 0 3821 U.S. Bancorp New COM 902973304 323 6482 SH SOLE 1 0 0 6482 Union Pacific Corp COM 907818108 406 3920 SH SOLE 1 0 0 3920 United Bankshares Inc COM 909907107 3316 78486 SH SOLE 1 0 0 78486 United Technologies Corp COM 913017109 703 6270 SH SOLE 1 0 0 6270 UnitedHealth Group Inc COM 91324p102 944 5765 SH SOLE 1 0 0 5765 Unum Group COM 91529Y106 305 6517 SH SOLE 1 0 0 6517 Valero Energy Corp COM 91913y100 560 8455 SH SOLE 1 0 0 8455 Vanguard FTSE Developed Mrkt COM 921943858 381 10635 SH SOLE 0 0 0 10635 Vanguard Growth ETF COM 922908736 200 1644 SH SOLE 0 0 0 1644 Vanguard H/Y ETF COM 921946406 278 3588 SH SOLE 0 0 0 3588 Vanguard Large-Cap ETF COM 922908637 242 2248 SH SOLE 0 0 0 2248 Vanguard Total Bd Market ETF COM 921937835 7000 86328 SH SOLE 0 0 0 86328 Vanguard Total Intl Stock ETF COM 921909768 392 7902 SH SOLE 0 0 0 7902 Vanguard Total Stock Mkt ETF COM 922908769 778 6570 SH SOLE 0 0 0 6570 Vanguard Total World Stock Index Fd COM 922042742 207 3175 SH SOLE 0 0 0 3175 Vanguard Value ETF COM 922908744 346 3804 SH SOLE 0 0 0 3804 Vector Group Ltd COM 92240M108 202 9352 SH SOLE 1 0 0 9352 Verizon Communications COM 92343v104 1124 23233 SH SOLE 1 0 0 23233 Visa Inc Class A Shs COM 92826C839 791 8951 SH SOLE 1 0 0 8951 Walgreens Boots Alliance Inc COM 931427108 373 4500 SH SOLE 1 0 0 4500 Wal-Mart Stores Inc COM 931142103 313 4342 SH SOLE 1 0 0 4342 Walt Disney Co The COM 254687106 1330 11772 SH SOLE 1 0 0 11772 Watsco Inc Com COM 942622200 224 1567 SH SOLE 1 0 0 1567 Wells Fargo & Co New COM 949746101 1340 24153 SH SOLE 1 0 0 24153 Wesbanco Inc COM 950810101 565 14838 SH SOLE 0 0 0 14838 Western Asset Global High Incm Fd Inc COM 95766B109 113 11237 SH SOLE 0 0 0 11237 Williams Partners LP COM 96949L105 2545 62584 SH SOLE 0 0 0 62584 Workday Inc COM 98138h101 896 11102 SH SOLE 1 0 0 11102 Worldgate Communications Inc COM 98156L307 0 100000 SH SOLE 0 0 0 100000