0001598177-21-000004.txt : 20211012 0001598177-21-000004.hdr.sgml : 20211012 20211012111747 ACCESSION NUMBER: 0001598177-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES CENTRAL INDEX KEY: 0001598177 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15793 FILM NUMBER: 211317720 MAIL ADDRESS: STREET 1: 1112 SIR FRANCIS DRAKE BOULEVARD CITY: KENTFIELD STATE: CA ZIP: 94904-1419 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001598177 XXXXXXXX 09-30-2021 09-30-2021 HOERTKORN RICHARD CHARLES

1112 SIR FRANCIS DRAKE BOULEVARD KENTFIELD CA 94904-1419

13F HOLDINGS REPORT 028-15793 N RICHARD CHARLES HOERTKORN 415-482-8899 RICHARD CHARLES HOERTKORN KENTFIELD CA 10-12-2021 0 85 222486 false INFORMATION TABLE 2 13fq32021.xml 3M CO COM 88579Y101 101 575 SH SOLE 0 575 0 0 ACTIVISION BLIZZARD COM 00507V109 0 1 SH SOLE 0 1 0 0 AECOM TECHNOLOGY CORP COM 00766T100 158 2500 SH SOLE 0 2500 0 0 ALIBABA GROUP HOLDING SPONSORED ADR 01609W102 1746 11796 SH SOLE 0 11771 0 25 ALPHABET, INC. CL A 02079K305 11723 4385 SH SOLE 0 4273 0 112 ALPHABET, INC. CL C 02079K107 1133 425 SH SOLE 0 425 0 0 AMAZON.COM INC. COM 023135106 131 40 SH SOLE 0 38 0 2 AMERICAN STS WTR CO COM 029899101 103 1200 SH SOLE 0 1200 0 0 APA CORPORATION COM 037411105 4078 190285 SH SOLE 0 185210 0 5075 APPLE INC COM 037833100 21224 149992 SH SOLE 0 147172 0 2820 AT&T INC COM 00206R102 457 16934 SH SOLE 0 12934 0 4000 AVANGRID, INC. COM 05351W103 12 250 SH SOLE 0 250 0 0 AVANOS MEDICAL, INC. COM 05350V106 2 78 SH SOLE 0 78 0 0 BANK OF AMERICA CORPORATION COM 060505104 14205 334620 SH SOLE 0 326870 0 7750 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1266 4637 SH SOLE 0 4637 0 0 BOEING CO COM 097023105 6847 31133 SH SOLE 0 30133 0 1000 BP PLC COM 055622104 44 1600 SH SOLE 0 1600 0 0 CARRIER GLOBAL CORP COM 12504L109 71 1365 SH SOLE 0 1365 0 0 CBRE GROUP INC COM 12504L109 1937 19895 SH SOLE 0 19145 0 750 CHEVRON CORP NEW COM 166764100 1670 16460 SH SOLE 0 15960 0 500 CISCO SYS INC COM 17275R102 3777 69387 SH SOLE 0 67737 0 1650 CITIGROUP INC COM 172967424 3675 52360 SH SOLE 0 51360 0 1000 COCA COLA CO COM 191216100 771 14700 SH SOLE 0 14300 0 400 CONOCOPHILLIPS COM 20825C104 1090 16084 SH SOLE 0 15309 0 775 CONSTELLATION BRANDS INC CL A 21036P108 1580 7500 SH SOLE 0 7500 0 0 DEVON ENERGY CORP NEW COM 25179M103 5208 146660 SH SOLE 0 143585 0 3075 DISNEY WALT CO COM 254687106 2044 12085 SH SOLE 0 11955 0 130 DNP SELECT INCOME FD COM 23325P104 280 26300 SH SOLE 0 14300 0 12000 ELECTRONIC ARTS, INC. COM 285512109 0 1 SH SOLE 0 1 0 0 EXXON MOBIL CORP COM 30231G102 1351 22970 SH SOLE 0 22970 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 5600 395475 SH SOLE 0 384875 0 10600 GENERAL ELECTRIC CO COM 369604103 6420 62313 SH SOLE 0 60966 0 1347 GLAXOSMITHKLINE COM 37733W105 98 2567 SH SOLE 0 2567 0 0 HANCOCK JOHN INVS TR COM 410142103 321 17200 SH SOLE 0 7200 0 10000 HASBRO, INC. COM 418056107 0 1 SH SOLE 0 1 0 0 HOME DEPOT COM 437076102 9271 28243 SH SOLE 0 27193 0 1050 HONDA MOTOR LTD AMERN SHS 438128308 6 200 SH SOLE 0 200 0 0 ILLINOIS TOOL WKS INC COM 452308109 413 2000 SH SOLE 0 2000 0 0 INTEL CORP COM 458140100 4023 75509 SH SOLE 0 72059 0 3450 JOHNSON & JOHNSON COM 478160104 1659 10275 SH SOLE 0 9975 0 300 JPMORGAN CHASE & CO COM 46625H100 11805 72116 SH SOLE 0 70716 0 1400 KIMBERLY CLARK CORP COM 494368103 83 624 SH SOLE 0 624 0 0 KIMCO REALTY CORP COM 49446R109 16 750 SH SOLE 0 750 0 0 KINDER MORGAN, INC. COM 49456B101 8892 531522 SH SOLE 0 521197 0 10325 LILLY ELI & CO COM 532457108 162 700 SH SOLE 0 700 0 0 MARVELL TECHNOLOGY, INC. COM G5876H105 17672 293018 SH SOLE 0 289684 0 3334 MATTEL INCORPORATED COM 577081102 1 38 SH SOLE 0 38 0 0 MCDONALDS CORP COM 580135101 4324 17935 SH SOLE 0 17205 0 730 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 131 20000 SH SOLE 0 0 0 20000 MICROSOFT CORP COM 594918104 16408 58200 SH SOLE 0 55300 0 2900 NORTHERN TR CORP COM 665859104 86 800 SH SOLE 0 800 0 0 NUCOR CORP COM 670346105 1695 17215 SH SOLE 0 17215 0 0 OTIS WORLDWIDE CORP COM 68902v107 56 682 SH SOLE 0 682 0 0 PAYPAL HOLDINGS, INC. COM 70450Y103 9956 38262 SH SOLE 0 37187 0 1075 PEPSICO INC COM 713448108 140 930 SH SOLE 0 930 0 0 PFIZER INC COM 717081103 457 10625 SH SOLE 0 10625 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 18 272 SH SOLE 0 272 0 0 PROCTER & GAMBLE CO COM 742718109 11231 80337 SH SOLE 0 78787 0 1550 PUBLIC STORAGE COM 74460D109 106 357 SH SOLE 0 357 0 0 RAYTHEON TECHNOLOGIES CO COM 75513E101 117 1365 SH SOLE 0 1365 0 0 REALTY INCOME CORP COM 756109104 43 666 SH SOLE 0 666 0 0 ROCKWELL AUTOMATION COM 773903109 74 250 SH SOLE 0 250 0 0 SALESFORCE.COM COM 79466L302 136 500 SH SOLE 0 500 0 0 SCHLUMBERGER LTD COM 806857108 31 1050 SH SOLE 0 1050 0 0 SCHWAB CHARLES CORP NEW COM 808513015 8196 112515 SH SOLE 0 108615 0 3900 SCHWAB STRATEGIC TR US BRD MARKET ETF 808524102 47 450 SH SOLE 0 450 0 0 SQUARE INC COM 852234103 24 102 SH SOLE 0 102 0 0 STARBUCKS CORP COM 855244109 555 5030 SH SOLE 0 5030 0 0 T-MOBILE US INC COM 872590104 7218 56493 SH SOLE 0 54789 0 1704 TRICO BANCSHARES CHICO COM 896095106 15 355 SH SOLE 0 355 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 5 133 SH SOLE 0 133 0 0 UBER TECHNOLOGIES, INC. COM 872590104 461 10300 SH SOLE 0 10300 0 0 VANGUARD ADMIRAL FUNDS INC 500 GROWTH IDX FD 021932505 111 415 SH SOLE 0 415 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 30 150 SH SOLE 0 150 0 0 VERIZON COMMUNICATIONS COM 92343V104 43 800 SH SOLE 0 800 0 0 VIACOMCBS, INC. COM 92556H206 1985 50245 SH SOLE 0 49585 0 660 VIATRIS, INC. COM 92556V106 7 485 SH SOLE 0 485 0 0 WABTEC CORP. COM 929740108 2 20 SH SOLE 0 20 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 37 1500 SH SOLE 0 0 0 1500 WELLS FARGO & CO NEW COM 949746101 4942 106486 SH SOLE 0 103731 0 2755 WIDEOPENWEST INC. COM 96758W101 39 2000 SH SOLE 0 2000 0 0 WYNN RESORTS COM 983134107 566 6675 SH SOLE 0 6525 0 150 YUM BRANDS COM 988498101 46 372 SH SOLE 0 372 0 0 YUM CHINA HLDGS INC COM 98850P109 22 372 SH SOLE 0 372 0 0