0001598177-17-000003.txt : 20170713 0001598177-17-000003.hdr.sgml : 20170713 20170713103540 ACCESSION NUMBER: 0001598177-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170713 DATE AS OF CHANGE: 20170713 EFFECTIVENESS DATE: 20170713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES CENTRAL INDEX KEY: 0001598177 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15793 FILM NUMBER: 17962888 MAIL ADDRESS: STREET 1: 1112 SIR FRANCIS DRAKE BOULEVARD CITY: KENTFIELD STATE: CA ZIP: 94904-1419 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001598177 XXXXXXXX 06-30-2017 06-30-2017 HOERTKORN RICHARD CHARLES

1112 SIR FRANCIS DRAKE BOULEVARD KENTFIELD CA 94904-1419

13F HOLDINGS REPORT 028-15793 N RICHARD CHARLES HOERTKORN 415-482-8899 RICHARD CHARLES HOERTKORN KENTFIELD CA 07-13-2017 0 86 151041 false INFORMATION TABLE 2 063017workinginfo.xml AECOM TECHNOLOGY CORP COM 00766T100 1067 33000 SH SOLE 0 33000 0 0 ALIBABA GROUP HOLDING SPONSORED ADR 01609W102 1385 9830 SH SOLE 0 9630 0 200 ALPHABET, INC. CL A 02079K305 2364 2543 SH SOLE 0 2473 0 70 ALPHABET, INC. CL C 02079K107 910 1001 SH SOLE 0 1001 0 0 AMERICAN INTERNATIONAL GROUP INC COM 026874784 41 660 SH SOLE 0 660 0 0 AMERICAN STS WTR CO COM 029899101 94 1990 SH SOLE 0 1990 0 0 APACHE CORP COM 037411105 2681 55925 SH SOLE 0 53825 0 2100 APPLE INC COM 037833100 6521 45281 SH SOLE 0 44096 0 1185 ARCHER-DANIELS-MIDLAND CO COM 039483102 25 600 SH SOLE 0 600 0 0 AT&T INC COM 00206R102 828 21950 SH SOLE 0 21150 0 800 AVANGRID, INC. COM 05351W103 11 250 SH SOLE 0 250 0 0 BANK MONTREAL QUE COM 063671101 29 394 SH SOLE 0 394 0 0 BANK OF AMERICA CORPORATION COM 060505104 9887 407525 SH SOLE 0 393975 0 13550 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1307 7718 SH SOLE 0 7718 0 0 BLACKROCK INC COM 09247X101 46 110 SH SOLE 0 110 0 0 BOEING CO COM 097023105 4489 22700 SH SOLE 0 22200 0 500 BP PLC SPONSORED ADR 055622104 3145 90765 SH SOLE 0 88115 0 2650 CATERPILLAR, INC. COM 149123101 11 100 SH SOLE 0 100 0 0 CBRE GROUP INC COM 12504L109 1072 29445 SH SOLE 0 27295 0 2150 CHEVRON CORP NEW COM 166764100 1654 15858 SH SOLE 0 15358 0 500 CISCO SYS INC COM 17275R102 1511 48270 SH SOLE 0 47670 0 600 CITIGROUP INC COM 172967424 5585 83502 SH SOLE 0 82512 0 990 COCA COLA CO COM 191216100 1034 23050 SH SOLE 0 22650 0 400 CONOCOPHILLIPS COM 20825C104 1802 40986 SH SOLE 0 39411 0 1575 CONSTELLATION BRANDS INC CL A 21036P108 1899 9800 SH SOLE 0 9800 0 0 DEVON ENERGY CORP NEW COM 25179M103 962 30090 SH SOLE 0 29015 0 1075 DISNEY WALT CO COM 254687106 11 100 SH SOLE 0 100 0 0 DNP SELECT INCOME FD COM 23325P104 246 22300 SH SOLE 0 10300 0 12000 DOLLAR GENERAL CORP. COM 256677105 14 200 SH SOLE 0 200 0 0 DTE ENERGY CO COM 233331107 159 1500 SH SOLE 0 1500 0 0 DXC TECHNOLOGY COM 23355L106 48 631 SH SOLE 0 631 0 0 EDISON INTL COM 281020107 307 3925 SH SOLE 0 3925 0 0 EXXON MOBIL CORP COM 30231G102 892 11055 SH SOLE 0 11055 0 0 FACEBOOK, INC. CLASS A COM 30303M102 1842 12202 SH SOLE 0 12052 0 150 FIDELITY NATIONAL INFORATION SVCS COM 31620M106 121 1412 SH SOLE 0 1412 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2362 211059 SH SOLE 0 203309 0 7750 GENERAL ELECTRIC CO COM 369604103 7786 288249 SH SOLE 0 278849 0 9400 GLAXOSMITHKLINE COM 37733W105 2013 46675 SH SOLE 0 46675 0 0 GOODYEAR TIRE & RUBBER COM 382550101 35 1000 SH SOLE 0 1000 0 0 HALYARD HEALTH INC COM 40650V100 3 78 SH SOLE 0 78 0 0 HANCOCK JOHN INVS TR COM 410142103 197 11500 SH SOLE 0 3000 0 8500 HP INC COM 40434L105 128 7347 SH SOLE 0 7347 0 0 HEWLETT PACKARD ENTERPRISES COM 42824C109 122 7347 SH SOLE 0 7347 0 0 HOME DEPOT INC COM 437076102 6494 42335 SH SOLE 0 40385 0 1950 HONDA MOTOR LTD AMERN SHS 438128308 5 200 SH SOLE 0 200 0 0 ILLINOIS TOOL WKS INC COM 452308109 286 2000 SH SOLE 0 2000 0 0 INTEL CORP COM 458140100 3136 92942 SH SOLE 0 88042 0 4900 ISHARES TR RUS MID-CAP ETF 464287481 122 1132 SH SOLE 0 1132 0 0 JOHNSON & JOHNSON COM 478160104 1593 12045 SH SOLE 0 11745 0 300 JPMORGAN CHASE & CO COM 46625H100 9074 99275 SH SOLE 0 96975 0 2300 KIMBERLY CLARK CORP COM 494368103 81 624 SH SOLE 0 624 0 0 KINDER MORGAN, INC. COM 49456B101 3872 202075 SH SOLE 0 195275 0 6800 KRAFT HEINZ COMPANY COM 500754106 26 300 SH SOLE 0 300 0 0 LILLY ELI & CO COM 532457108 101 1225 SH SOLE 0 1225 0 0 MARVELL TECHNOLOGY GROUP ORG G5876H105 5082 307618 SH SOLE 0 300759 0 6859 MCDONALDS CORP COM 580135101 7011 45775 SH SOLE 0 44445 0 1330 MERCK & COMPANY INC COM 58933Y105 38 600 SH SOLE 0 600 0 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 93 15000 SH SOLE 0 0 0 15000 MICROSOFT CORP COM 594918104 6691 97076 SH SOLE 0 91876 0 5200 NORTHERN TR CORP COM 665859104 97 1000 SH SOLE 0 1000 0 0 NUCOR CORP COM 670346105 2112 36499 SH SOLE 0 35099 0 1400 PAYPAL HOLDINGS, INC. COM 70450Y103 5452 101589 SH SOLE 0 98969 0 2620 PEPSICO INC COM 713448108 107 930 SH SOLE 0 930 0 0 PFIZER INC COM 717081103 1154 34350 SH SOLE 0 33550 0 800 PG&E CORP COM 69331C108 41 622 SH SOLE 0 622 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 17 272 SH SOLE 0 272 0 0 PROCTER & GAMBLE CO COM 742718109 8088 92807 SH SOLE 0 91212 0 1595 PUBLIC STORAGE COM 74460D109 74 357 SH SOLE 0 357 0 0 REALTY INCOME CORP COM 756109104 37 666 SH SOLE 0 666 0 0 SALESFORCE.COM COM 79466L302 43 500 SH SOLE 0 500 0 0 SCHLUMBERGER LTD COM 806857108 66 1000 SH SOLE 0 1000 0 0 SCHWAB CHARLES CORP NEW COM 808513015 6850 159440 SH SOLE 0 152740 0 6700 SPRINT CORP COM SER 1 85207U105 5666 690140 SH SOLE 0 665765 0 24375 STARBUCKS CORP COM 855244109 2996 51385 SH SOLE 0 49035 0 2350 SUNPOWER CORPORATION COM 867652406 24 2600 SH SOLE 0 2600 0 0 SQUARE INC. COM 852234103 2 102 SH SOLE 0 102 0 0 TJX COMPANIES, INC. COM 872540109 39 536 SH SOLE 0 536 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 1087 10350 SH SOLE 0 10150 0 200 TWENTY FIRST CENTY FOX INC CL B 90130A200 12 417 SH SOLE 0 417 0 0 UNITED TECHNOLOGIES CORP COM 913017109 167 1365 SH SOLE 0 1365 0 0 VERIZON COMMUNICATIONS COM 92343V104 36 800 SH SOLE 0 800 0 0 VISA, INC. CLASS A COM 92826C839 26 272 SH SOLE 0 272 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 112 3500 SH SOLE 0 0 0 3500 WELLS FARGO & CO NEW COM 949746101 6343 114480 SH SOLE 0 110825 0 3655 YUM BRANDS COM 988498101 27 372 SH SOLE 0 372 0 0 YUM CHINA HLDGS INC COM 98850P109 15 372 SH SOLE 0 372 0 0