0001598177-15-000002.txt : 20150504
0001598177-15-000002.hdr.sgml : 20150504
20150504135308
ACCESSION NUMBER: 0001598177-15-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150504
DATE AS OF CHANGE: 20150504
EFFECTIVENESS DATE: 20150504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOERTKORN RICHARD CHARLES
CENTRAL INDEX KEY: 0001598177
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15793
FILM NUMBER: 15827688
MAIL ADDRESS:
STREET 1: 60 E SIR FRANCIS DRAKE BLVD
STREET 2: SUITE 300
CITY: LARKSPUR
STATE: CA
ZIP: 94939
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001598177
XXXXXXXX
03-31-2015
03-31-2015
HOERTKORN RICHARD CHARLES
60 E SIR FRANCIS DRAKE BLVD
SUITE 300
LARKSPUR
CA
94939
13F HOLDINGS REPORT
028-15793
N
RICHARD CHARLES HOERTKORN
SOLE PROPRIETOR
4154828899
RICHARD CHARLES HOERTKORN
LARKSPUR
CA
05-04-2015
0
98
134397
false
INFORMATION TABLE
2
infotable033115.xml
AT&T INC
COM
00206R102
1727
52900
SH
SOLE
48600
0
4300
ABBOTT LABORATORIES
COM
002824100
9
200
SH
SOLE
200
0
0
AECOM TECHNOLOGY CORP
COM
00766T100
1540
49954
SH
SOLE
49954
0
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
1332
356950
SH
SOLE
350950
0
6000
ALIBABA GROUP HOLDING
SPONSORED ADR
01609W102
524
6300
SH
SOLE
6300
0
0
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
80
2400
SH
SOLE
2400
0
0
ALLIANCEBERNSTEIN INCOME FUND
COM
01881E101
218
28285
SH
SOLE
8785
0
19500
ALTRIA GROUP INC
COM
02209S103
5
100
SH
SOLE
100
0
0
AMERICAN INTERNATIONAL GROUP INC
COM
026874784
52
955
SH
SOLE
955
0
0
AMERICAN STS WTR CO
COM
029899101
92
2310
SH
SOLE
2310
0
0
ANHEUSER BUSCH INBEV SA/
SPONSORED ADR
03524A108
21
173
SH
SOLE
173
0
0
APACHE CORP
COM
037411105
3887
64423
SH
SOLE
62023
0
2400
APPLE INC
COM
037833100
4958
39842
SH
SOLE
38542
0
1300
ARCHER-DANIELS-MIDLAND CO
COM
039483102
47
1000
SH
SOLE
1000
0
0
BP PLC
SPONSORED ADR
055622104
3986
101925
SH
SOLE
98325
0
3600
BANK OF AMERICA CORPORATION
COM
060505104
6383
414775
SH
SOLE
398025
0
16750
BANK MONTREAL QUE
COM
063671101
24
394
SH
SOLE
394
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1339
9278
SH
SOLE
8978
0
300
BLACKROCK INC
COM
09247X101
40
110
SH
SOLE
110
0
0
BOEING CO
COM
097023105
4230
28185
SH
SOLE
27385
0
800
CBRE GROUP INC
COM
12504L109
929
23995
SH
SOLE
22595
0
1400
C S X CORP
COM
126408103
13
400
SH
SOLE
400
0
0
CHEVRON CORP NEW
COM
166764100
2096
19964
SH
SOLE
19464
0
500
CISCO SYS INC
COM
17275R102
1882
68383
SH
SOLE
66783
0
1600
CITIGROUP INC
COM
172967424
1687
32740
SH
SOLE
32740
0
0
CLOROX CO DEL
COM
189054109
11
100
SH
SOLE
100
0
0
COCA COLA CO
COM
191216100
2103
51850
SH
SOLE
49150
0
2700
CONOCOPHILLIPS
COM
20825C104
1757
28215
SH
SOLE
26115
0
2100
CONSTELLATION BRANDS INC
CL A
21036P108
1357
11680
SH
SOLE
11680
0
0
DNP SELECT INCOME FD
COM
23325P104
729
69400
SH
SOLE
55900
0
13500
DTE ENERGY CO
COM
233331107
121
1500
SH
SOLE
1500
0
0
DEUTSCHE HIGH INCOME TRUST
SHS NEW
23337C208
448
50400
SH
SOLE
40400
0
10000
DEVON ENERGY CORP NEW
COM
25179M103
1975
32740
SH
SOLE
31290
0
1450
DU PONT E I DE NEMOURS & CO
COM
263534109
1776
24850
SH
SOLE
22850
0
2000
DUKE ENERGY CORP NEW
COM NEW
26441C204
6
72
SH
SOLE
72
0
0
EDISON INTL
COM
281020107
264
4225
SH
SOLE
3825
0
400
EXXON MOBIL CORP
COM
30231G102
1099
12933
SH
SOLE
12933
0
0
FIDELITY NATIONAL INFORATION SVCS
COM
31620M106
96
1412
SH
SOLE
1412
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2269
140600
SH
SOLE
134250
0
6350
GENERAL ELECTRIC CO
COM
369604103
7985
321877
SH
SOLE
309677
0
12200
GLAXOSMITHKLINE
COM
37733W105
256
5550
SH
SOLE
5550
0
0
GOODYEAR TIRE & RUBBER
COM
382550101
27
1000
SH
SOLE
1000
0
0
GOOGLE INC
CL A
38259P508
990
1785
SH
SOLE
1735
0
50
GOOGLE INC
CL C
38259P706
548
1000
SH
SOLE
1000
0
0
HALYARD HEALTH INC
COM
40650V100
4
78
SH
SOLE
78
0
0
HANCOCK JOHN INVS TR
COM
410142103
380
21600
SH
SOLE
12600
0
9000
HEWLETT PACKARD CO
COM
428236103
229
7347
SH
SOLE
7347
0
0
HOME DEPOT INC
COM
437076102
7909
69619
SH
SOLE
66969
0
2650
HONDA MOTOR LTD
AMERN SHS
438128308
7
200
SH
SOLE
200
0
0
HUNTINGTON BANCSHS INC
COM
446150104
11
1000
SH
SOLE
1000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
214
2200
SH
SOLE
2200
0
0
INTEL CORP
COM
458140100
4648
148646
SH
SOLE
140746
0
7900
INTERNATIONAL BUSINESS MACHS
COM
459200101
1677
10450
SH
SOLE
9975
0
475
JPMORGAN CHASE & CO
COM
46625H100
6814
112475
SH
SOLE
109375
0
3100
JOHNSON & JOHNSON
COM
478160104
2771
27547
SH
SOLE
27097
0
450
JOHNSON CTRLS INC
COM
478366107
50
1000
SH
SOLE
1000
0
0
KIMBERLY CLARK CORP
COM
494368103
67
624
SH
SOLE
624
0
0
LILLY ELI & CO
COM
532457108
109
1500
SH
SOLE
1500
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
165
26000
SH
SOLE
9000
0
17000
MACYS INC
COM
55616P104
14
217
SH
SOLE
217
0
0
MARIOTT INT'L INC CL A
COM
571903202
8
96
SH
SOLE
96
0
0
MARVELL TECHNOLOGY GROUP
ORG
G5876H105
3665
249343
SH
SOLE
242659
0
6684
MCDONALDS CORP
COM
580135101
4190
43000
SH
SOLE
41550
0
1450
MCGRAW HILL FINL INC
COM
580645109
124
1195
SH
SOLE
1195
0
0
MERCK & COMPANY INC
COM
58933Y105
46
800
SH
SOLE
800
0
0
MICROSOFT CORP
COM
594918104
5061
124485
SH
SOLE
114985
0
9500
MONDELEZ INTL INC
CL A
609207105
4
100
SH
SOLE
100
0
0
NORTHERN TR CORP
COM
665859104
70
1000
SH
SOLE
1000
0
0
NUCOR CORP
COM
670346105
2208
46455
SH
SOLE
44455
0
2000
NUVEEN CA DIV ADVANTG MUNI
COM
67069X104
43
3000
SH
SOLE
3000
0
0
PG&E CORP
COM
69331C108
33
622
SH
SOLE
622
0
0
PAYCHEX INC
COM
704326107
25
500
SH
SOLE
500
0
0
PEPSICO INC
COM
713448108
118
1230
SH
SOLE
1230
0
0
PFIZER INC
COM
717081103
3302
94925
SH
SOLE
89925
0
5000
PHILLIP MORRIS INTL INC
COM
718172109
15
200
SH
SOLE
200
0
0
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
37
2000
SH
SOLE
1000
0
1000
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
15
1000
SH
SOLE
0
0
1000
PRINCIPAL FINL GROUP INC
COM
74251V102
23
448
SH
SOLE
448
0
0
PROCTER & GAMBLE CO
COM
742718109
10281
125475
SH
SOLE
122580
0
2895
PUBLIC STORAGE
COM
74460D109
70
357
SH
SOLE
357
0
0
REALTY INCOME CORP
COM
756109104
34
666
SH
SOLE
666
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
62
547
SH
SOLE
547
0
0
SCHLUMBERGER LTD
COM
806857108
75
900
SH
SOLE
900
0
0
SCHWAB CHARLES CORP NEW
COM
808513015
4341
142625
SH
SOLE
135425
0
7200
SPECTRA ENERGY CORP
COM
847560109
4
108
SH
SOLE
108
0
0
SPRINT CORP
COM SER 1
85207U105
3727
786365
SH
SOLE
754815
0
31550
STARBUCKS CORP
COM
855244109
2490
26290
SH
SOLE
25340
0
950
MINNESOTA MINING AND MANUFACTURING
COM
88579Y101
198
1200
SH
SOLE
1200
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
3636
25990
SH
SOLE
25415
0
575
TWENTY FIRST CENTY FOX INC
CL B
90130A200
13
400
SH
SOLE
400
0
0
UIL HLDG CORP
COM
902748102
13
250
SH
SOLE
250
0
0
UNDER ARMOUR INC CL A
COM
904311107
65
800
SH
SOLE
800
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
160
1365
SH
SOLE
1365
0
0
VERIZON COMMUNICATIONS
COM
92343V104
71
1450
SH
SOLE
1450
0
0
WGL HLDGS INC
COM
92924F106
3
50
SH
SOLE
50
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
111
4000
SH
SOLE
1000
0
3000
WELLS FARGO & CO NEW
COM
949746101
4040
74260
SH
SOLE
71160
0
3100
YUM BRANDS
COM
988498101
29
372
SH
SOLE
372
0
0