Managing Director

0001597878-14-000005.txt : 20141029 0001597878-14-000005.hdr.sgml : 20141029 20141029100231 ACCESSION NUMBER: 0001597878-14-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141029 DATE AS OF CHANGE: 20141029 EFFECTIVENESS DATE: 20141029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Advisors, Ltd. LLC CENTRAL INDEX KEY: 0001597878 IRS NUMBER: 341884035 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15701 FILM NUMBER: 141178922 BUSINESS ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: SUITE 1115 CITY: SHAKER HEIGHTS STATE: OH ZIP: 44122 BUSINESS PHONE: 2162957900 MAIL ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: SUITE 1115 CITY: SHAKER HEIGHTS STATE: OH ZIP: 44122 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001597878 XXXXXXXX 09-30-2014 09-30-2014 Capital Advisors, Ltd. LLC

20600 CHAGRIN BLVD SUITE 1115 SHAKER HEIGHTS OH 44122

13F HOLDINGS REPORT 028-15701 N Mark Ciulla Managing Director 216-295-7900 Mark Ciulla Shaker Heights OH 10-29-2014 0 326 175764 false INFORMATION TABLE 2 CapAdv13F3Q14.xml 3M CO COM 88579Y101 85 600 SH SOLE 0 0 600 ABB LTD SPON ADR 000375204 6 300 SH SOLE 0 0 300 ABBOTT LABS COM 002824100 42 1022 SH SOLE 0 0 1022 ABBVIE INC COM 00287Y109 59 1022 SH SOLE 0 0 1022 ALLSTATE CORP COM 020002101 19 315 SH SOLE 0 0 315 ALPS ETF TR ALERIAN MLP 00162Q866 2159 112656 SH SOLE 0 0 112656 ALTRIA GROUP INC COM 02209S103 259 5643 SH SOLE 0 0 5643 AMAZON INC COM 023135106 25 78 SH SOLE 0 0 78 AMEREN CORP COM 023608102 7 195 SH SOLE 0 0 195 AMERICAN AIRLS GROUP INC COM 02376R102 4 136 SH SOLE 0 0 136 AMERICAN ELECTRIC PWR INC COM 025537101 187 3590 SH SOLE 0 0 3590 AMGEN INC COM 031162100 146 1043 SH SOLE 0 0 1043 ANHEUSER BUSCH INBEV SA NV SPONSORED ADR 03524A108 7 68 SH SOLE 0 0 68 AOL INC COM 00184X105 0 6 SH SOLE 0 0 6 APPLE INC COM 037833100 246 2444 SH SOLE 0 0 2444 APPLIED MATERIALS INC COM 038222105 8 400 SH SOLE 0 0 400 ASTRAZENECA PLC SPONSORED ADR 046353108 82 1158 SH SOLE 0 0 1158 AT&T INC COM 00206R102 274 7786 SH SOLE 0 0 7786 BAXTER INTL INC COM 071813109 7 102 SH SOLE 0 0 102 BERKSHIRE HATHAWAY INC DEL CL A 084670108 206 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 6 50 SH SOLE 0 0 50 BIOGEN IDEC INC COM 09062X103 5 17 SH SOLE 0 0 17 BLACKROCK CORE BD TR SHS BEN INT 09249E101 86 6444 SH SOLE 0 0 6444 BLACKROCK INC COM 09247X101 0 2 SH SOLE 0 0 2 BLACKROCK INCOME TRUST INC COM 09247F100 15 2403 SH SOLE 0 0 2403 BOARDWALK PIPELINE UT LTD PARTNER 096627104 14 769 SH SOLE 0 0 769 BOEING CO COM 097023105 27 215 SH SOLE 0 0 215 BP PLC SPONSORED ADR 055622104 66 1519 SH SOLE 0 0 1519 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 34 367 SH SOLE 0 0 367 BRISTOL MYERS SQUIBB CO COM 110122108 326 6385 SH SOLE 0 0 6385 CDN IMPERIAL BK COMM TORONTO COM 136069101 44 491 SH SOLE 0 0 491 CARBONITE INC COM 141337105 2 200 SH SOLE 0 0 200 CARDINAL HEALTH INC COM 14149Y108 20 271 SH SOLE 0 0 271 CAREFUSION CORP COM 14170T101 6 135 SH SOLE 0 0 135 CATERPILLAR INC COM 149123101 11 120 SH SOLE 0 0 120 CEDAR FAIR L P DEPOSITRY UNIT 150185106 120 2545 SH SOLE 0 0 2545 CENTURYLINK INC COM 156700106 1 34 SH SOLE 0 0 34 CHEVRON CORP NEW COM 166764100 22 191 SH SOLE 0 0 191 CISCO SYSTEMS INC COM 17275R102 36 1463 SH SOLE 0 0 1463 CIT GROUP INC COM 125581801 18 395 SH SOLE 0 0 395 CLAYMORE EXCHANGE TRADED FD TR GUGG ENH SHT DUR 18383M654 557 11114 SH SOLE 0 0 11114 CLAYMORE EXCHANGE TRADED FD TR GUGG MULTI ASSET 18383M506 2386 98070 SH SOLE 0 0 98070 CLAYMORE EXCHANGE TRADED FD TR GUGG CRP BD 2014 18383M571 1689 80166 SH SOLE 0 0 80166 CLAYMORE EXCHANGE TRADED FD TR GUGG BULL 2014 18383M431 1318 49967 SH SOLE 0 0 49967 CLAYMORE EXCHANGE TRADED FD TR GUGG CRP BD 2015 18383M563 1952 89795 SH SOLE 0 0 89795 CLAYMORE EXCHANGE TRADED FD TR GUGG BULL 2015 18383M423 1530 57889 SH SOLE 0 0 57889 CLAYMORE EXCHANGE TRADED FD TR GUGG CRP BD 2016 18383M555 1198 53680 SH SOLE 0 0 53680 CLAYMORE EXCHANGE TRADED FD TR GUGG BLT 2016 HY 18383M415 1008 37869 SH SOLE 0 0 37869 CLAYMORE EXCHANGE TRADED FD TR GUGG CRP BD 2017 18383M548 439 19328 SH SOLE 0 0 19328 CLAYMORE EXCHANGE TRADED FD TR GUGG BLT 2017 HY 18383M399 273 10213 SH SOLE 0 0 10213 CLAYMORE EXCHANGE TRADED FD TR GUGG BULL2018 E 18383M530 229 10857 SH SOLE 0 0 10857 CLAYMORE EXCHANGE TRADED FD TR GUGG BLT 2018 HY 18383M381 10 387 SH SOLE 0 0 387 CLAYMORE EXCHANGE TRADED FD TR GUGG BULL2019 E 18383M522 50 2392 SH SOLE 0 0 2392 CLOROX CO DEL COM 189054109 132 1381 SH SOLE 0 0 1381 COCA COLA COMPANY COM 191216100 11 260 SH SOLE 0 0 260 COLGATE PALMOLIVE CO COM 194162103 15 240 SH SOLE 0 0 240 CONOCOPHILLIPS COM 20825C104 68 894 SH SOLE 0 0 894 COSTCO WHSL CORP NEW COM 22160K105 25 200 SH SOLE 0 0 200 CSX CORPORATION COM 126408103 15 484 SH SOLE 0 0 484 DDR CORP COM 23317H102 145 8703 SH SOLE 0 0 8703 DELAWARE ENHANCED GBL DIV & COM 246060107 0 1 SH SOLE 0 0 1 DIAGEO P L C SPON ADR 25243Q205 163 1420 SH SOLE 0 0 1420 DISCOVER FINL SVCS COM 254709108 34 543 SH SOLE 0 0 543 DISNEY WALT CO COM 254687106 43 490 SH SOLE 0 0 490 DOW CHEM CO COM 260543103 50 958 SH SOLE 0 0 958 DU PONT E I DE NEMOURS & CO COM 263534109 14 200 SH SOLE 0 0 200 EASTMAN CHEM CO COM 277432100 9 120 SH SOLE 0 0 120 EATON CORP PLC SHS G29183103 67 1060 SH SOLE 0 0 1060 EMC CORP COM 268648102 14 490 SH SOLE 0 0 490 EMERSON ELEC CO COM 291011104 6 100 SH SOLE 0 0 100 ENERGY TRANSFER PARTNERS L P UNIT LTD PARTNERSHIP 29273R109 395 6180 SH SOLE 0 0 6180 ENERSYS COM 29275Y102 3 63 SH SOLE 0 0 63 ENTERPRISE PRODS PARTNERS L COM 293792107 586 14554 SH SOLE 0 0 14554 ETFS GOLD TR SH SHS 26922Y105 23 198 SH SOLE 0 0 198 ETFS SILVER TR SILVER SHS 26922X107 14 886 SH SOLE 0 0 886 EXELIS INC COM 30162A108 1 109 SH SOLE 0 0 109 EXPRESS SCRIPTS HLDG CO COM 30219G108 11 162 SH SOLE 0 0 162 EXXON MOBIL CORP COM 30231G102 369 3926 SH SOLE 0 0 3926 FACEBOOK INC CL A CL A 30303M102 20 262 SH SOLE 0 0 262 FEDEX CORP COM 31428X106 34 215 SH SOLE 0 0 215 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 16 96 SH SOLE 0 0 96 FIRST TR EXCHANGE TRADED FD ISE CLOUD COMP 33734X192 9 358 SH SOLE 0 0 358 FORD MOTOR CO DEL COM PAR $0.01 345370860 14 975 SH SOLE 0 0 975 FOREST CITY ENTERPRISES INC CL A 345550107 878 44901 SH SOLE 0 0 44901 FRONTIER COMMUNICATIONS CORP COM 35906A108 0 69 SH SOLE 0 0 69 GENERAL ELECTRIC CO COM 369604103 197 7720 SH SOLE 0 0 7720 GENERAL MTRS CO COM 37045V100 3 112 SH SOLE 0 0 112 GENERAL MTRS CO WT EXP 07/10/201 37045V118 2 102 SH SOLE 0 0 102 GENERAL MTRS CO WT EXP 07/10/201 37045V126 1 102 SH SOLE 0 0 102 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 178 3883 SH SOLE 0 0 3883 GLOBAL X FDS GLOBAL X SUPERDIV 37950E549 755 31525 SH SOLE 0 0 31525 GOODYEAR TIRE & RUBR CO COM 382550101 0 25 SH SOLE 0 0 25 GOOGLE INC CL A CL A 38259P508 15 26 SH SOLE 0 0 26 GOOGLE INC CL C CL C 38259P706 15 26 SH SOLE 0 0 26 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 184 7462 SH SOLE 0 0 7462 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 213 10363 SH SOLE 0 0 10363 HARTFORD FINL SVCSGROUP INC COM 416515104 8 219 SH SOLE 0 0 219 HEWLETT PACKARD CO COM 428236103 1 56 SH SOLE 0 0 56 HOME DEPOT INC COM 437076102 81 887 SH SOLE 0 0 887 HONEYWELL INTL INC COM 438516106 4 45 SH SOLE 0 0 45 HOSPIRA INC COM 441060100 4 91 SH SOLE 0 0 91 HUNTINGTON INGALLS INDS INC COM 446413106 68 653 SH SOLE 0 0 653 ILLINOIS TOOL WORKS INC COM 452308109 17 205 SH SOLE 0 0 205 INTEL CORP COM 458140100 94 2706 SH SOLE 0 0 2706 INTERNATIONAL BUSINESS MACHS CORP COM 459200101 202 1065 SH SOLE 0 0 1065 ISHARES GOLD TRUST ISHARES 464285105 93 7982 SH SOLE 0 0 7982 ISHARES MSCI BRIC INDX 464286657 195 5259 SH SOLE 0 0 5259 ISHARES MSCI BRZ CAP ETF 464286400 44 1035 SH SOLE 0 0 1035 ISHARES EM MK MINVOL ETF 464286533 689 11527 SH SOLE 0 0 11527 ISHARES MSCI GERMANY ETF 464286806 99 3609 SH SOLE 0 0 3609 ISHARES MSCI JAPAN ETF 464286848 51 4385 SH SOLE 0 0 4385 ISHARES MSCI MEX CAP ETF 464286822 55 808 SH SOLE 0 0 808 ISHARES MSCI SINGAPORE ETF 464286673 54 4050 SH SOLE 0 0 4050 ISHARES 1-3 YR CRBD ETF 464288646 20 191 SH SOLE 0 0 191 ISHARES 15 AMT-FREE ETF 464289339 480 9086 SH SOLE 0 0 9086 ISHARES 16 AMT-FREE ETF 464289313 211 3956 SH SOLE 0 0 3956 ISHARES ASIA DEV RE ETF 464288463 25 828 SH SOLE 0 0 828 ISHARES TR COHEN &STEERS REIT 464287564 177 2106 SH SOLE 0 0 2106 ISHARES TR CORE HIGH DV ETF 46429B663 157 2089 SH SOLE 0 0 2089 ISHARES TR CORE S&P 500 ETF 464287200 30 154 SH SOLE 0 0 154 ISHARES TR CORE S&P MCP ETF 464287507 255 1870 SH SOLE 0 0 1870 ISHARES TR CORE S&P SCP ETF 464287804 131 1265 SH SOLE 0 0 1265 ISHARES TR CORE S&P TTL STK 464287150 825 9207 SH SOLE 0 0 9207 ISHARES TR CORE TOTUSBD ETF 464287226 162 1489 SH SOLE 0 0 1489 ISHARES TR GLOBAL 100 ETF 464287572 10 140 SH SOLE 0 0 140 ISHARES TR GLOBAL INFRASTR ETF 464288372 32 760 SH SOLE 0 0 760 ISHARES TR GLOBALTECH ETF 464287291 504 5510 SH SOLE 0 0 5510 ISHARES TR INTL DEVPPTY ETF 464288422 71 1951 SH SOLE 0 0 1951 ISHARES TR INTL DEV RE ETF 464288489 42 1428 SH SOLE 0 0 1428 ISHARES TR INTL SEL DIVID ETF 464288448 2180 60924 SH SOLE 0 0 60924 ISHARES TR INTL TREA BD ETF 464288117 27 277 SH SOLE 0 0 277 ISHARES TR LATIN AMER 40 ETF 464287390 21 591 SH SOLE 0 0 591 ISHARES TR MSCI EAFE ETF 464287465 4882 76143 SH SOLE 0 0 76143 ISHARES TR EAFE MIN VOL ETF 46429B689 1821 29078 SH SOLE 0 0 29078 ISHARES TR EAFE SMALL CAP ETF 464288273 26 543 SH SOLE 0 0 543 ISHARES TR EAFE SMALL CAP ETF 464288877 26 491 SH SOLE 0 0 491 ISHARES TR USA MIN VOL ETF 46429B697 7128 189172 SH SOLE 0 0 189172 ISHARES TR MSCI USA QLT FAC 46432F339 102 1713 SH SOLE 0 0 1713 ISHARES TR MSCI EMG MKTS ETF 464287234 447 10758 SH SOLE 0 0 10758 ISHARES TR NATL AMT FREE BD 464288414 710 6477 SH SOLE 0 0 6477 ISHARES TR RUS 1000 ETF 464287622 262 2392 SH SOLE 0 0 2392 ISHARES TR RUS 1000 GRW ETF 464287614 13060 142530 SH SOLE 0 0 142530 ISHARES TR RUS 1000 VAL ETF 464287598 9517 95089 SH SOLE 0 0 95089 ISHARES TR RUSSELL 2000 ETF 464287655 96 885 SH SOLE 0 0 885 ISHARES TR RUS 2000 GRW ETF 464287648 186 1437 SH SOLE 0 0 1437 ISHARES TR RUS 2000 VAL ETF 464287630 106 1135 SH SOLE 0 0 1135 ISHARES TR RUS MID-CAP ETF 464287499 98 622 SH SOLE 0 0 622 ISHARES TR RUS MID CAP GR ETF 464287481 97 1103 SH SOLE 0 0 1103 ISHARES TR S&P 100 ETF 464287101 1794 20360 SH SOLE 0 0 20360 ISHARES TR S&P 500 GRWT ETF 464287309 648 6069 SH SOLE 0 0 6069 ISHARES TR S&P 500 VAL ETF 464287408 243 2708 SH SOLE 0 0 2708 ISHARES TR U.S. PFD STK ETF 464288687 169 4288 SH SOLE 0 0 4288 ISHARES TR S&P MC 400 GR ETF 464287606 7294 48166 SH SOLE 0 0 48166 ISHARES TR S&P MC 400 VL ETF 464287705 6462 53715 SH SOLE 0 0 53715 ISHARES TR SP SMCP600GR ETF 464287887 5016 44567 SH SOLE 0 0 44567 ISHARES TR SP SMCP600VL ETF 464287879 4087 38098 SH SOLE 0 0 38098 ISHARES TR SELECT DIVID ETF 464287168 1151 15583 SH SOLE 0 0 15583 ISHARES TR SHT NTL AMTFR ETF 464288158 486 4581 SH SOLE 0 0 4581 ISHARES TR U.S. UTILITS ETF 464287697 337 3203 SH SOLE 0 0 3203 ISHARES TR U.S REAL ES ETF 464287739 360 5208 SH SOLE 0 0 5208 ISHARES MRGSTR MD CO GRW 464288307 46 314 SH SOLE 0 0 314 ISHARES MRGSTR MD CO VAL 464288406 41 347 SH SOLE 0 0 347 ISHARES MRNGSTR LG-CP GR 464287119 466 4289 SH SOLE 0 0 4289 ITT CORP NEW COM 450911201 2 54 SH SOLE 0 0 54 JOHNSON & JOHNSON COM 478160104 172 1619 SH SOLE 0 0 1619 JP MORGAN CHASE & CO COM 46625H100 5 1300 SH SOLE 0 0 1300 KEYCORP NEW COM 493267108 0 50 SH SOLE 0 0 50 KIMBERLY CLARK CORP COM 494368103 27 257 SH SOLE 0 0 257 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 549 5888 SH SOLE 0 0 5888 KRAFT FOODS GROUP INC COM 50076Q106 98 1739 SH SOLE 0 0 1739 L BRANDS INC COM 501797104 45 680 SH SOLE 0 0 680 LEXINGTON RLTY TRUST COM 529043101 7 792 SH SOLE 0 0 792 LILLY ELI & CO COM 532457108 293 4522 SH SOLE 0 0 4522 LINN ENERGY LLC UNIT LTD LIAB 536020100 54 1794 SH SOLE 0 0 1794 LOEWS CORP COM 540424108 50 1200 SH SOLE 0 0 1200 LORILLARD INC COM 544147101 183 3069 SH SOLE 0 0 3069 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT RP LP 559080106 1027 12204 SH SOLE 0 0 12204 MARATHON OIL CORP COM 565849106 24 650 SH SOLE 0 0 650 MARATHON PETE CORP COM 56585A102 48 575 SH SOLE 0 0 575 MARKET VECTORS ETF MV ENVIR SVCS 57060U209 9 146 SH SOLE 0 0 146 MCCORMICK & CO INC COM NON VTG 579780206 9 141 SH SOLE 0 0 141 MCDONALDS CORP COM 580135101 114 1206 SH SOLE 0 0 1206 MCKESSON CORP COM 58155Q103 16 85 SH SOLE 0 0 85 MERCK & CO INC NEW COM 58933Y105 114 1933 SH SOLE 0 0 1933 MICROSOFT CORP COM 594918104 450 9709 SH SOLE 0 0 9709 MID-AMER APT CMNTYS INC COM 59522J103 3 54 SH SOLE 0 0 54 MONDELEZ INTL INC CL A 609207105 177 5185 SH SOLE 0 0 5185 MORGAN STANLEY COM NEW 617446448 37 1080 SH SOLE 0 0 1080 NATIONAL GRID PLC SPON ADR NEW 636274300 20 280 SH SOLE 0 0 280 NORDSON CORP COM 655663102 78 1036 SH SOLE 0 0 1036 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 8 377 SH SOLE 0 0 377 NORTHERN TR CORP COM COM 665859104 2 32 SH SOLE 0 0 32 NORTHROP GRUMMAN CORP COM 666807102 516 3922 SH SOLE 0 0 3922 NOVARTIS AG SPONSOERED ADR 66987V109 20 215 SH SOLE 0 0 215 NUANCE COMMUNICATIONS INC COM 67020Y100 3 199 SH SOLE 0 0 199 NUVEEN QUALITY INCOME MUN FD COM 670977107 27 2035 SH SOLE 0 0 2035 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 162 2906 SH SOLE 0 0 2906 ORACLE CORP COM 68389X105 183 4799 SH SOLE 0 0 4799 PARKER HANNIFIN CORP COM 701094104 51 450 SH SOLE 0 0 450 PAYCHEX INC COM 704326107 33 754 SH SOLE 0 0 754 PENN WEST PETE LTD NEW COM 707887105 2 300 SH SOLE 0 0 300 PEPCO HOLDINGS INC COM 713291102 108 4073 SH SOLE 0 0 4073 PEPSICO INC COM 713448108 203 2187 SH SOLE 0 0 2187 PFIZER INC COM 717081103 334 11312 SH SOLE 0 0 11312 PHILIP MORRIS INTL INC COM 718172109 373 4476 SH SOLE 0 0 4476 PHILLIPS 66 COM 718546104 35 440 SH SOLE 0 0 440 PIMCO ETF TR GERM BD IDX FD 72201R767 14 145 SH SOLE 0 0 145 PIMCO ETF TR TOTL RETN ETF 72201R775 39 362 SH SOLE 0 0 362 PIMCO ETF TR ENHAN SHRT MAT 72201R833 1559 15389 SH SOLE 0 0 15389 PITNEY BOWES INC COM 724479100 19 800 SH SOLE 0 0 800 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 33 566 SH SOLE 0 0 566 PLUM CREEK TIMBER CO INC COM 729251108 103 2662 SH SOLE 0 0 2662 PNC FINL SVCS GROUP INC COM 693475105 6 78 SH SOLE 0 0 78 POWERSHARES DB MULTISECTOR COMM DB PREC MTLS 73936B200 91 2407 SH SOLE 0 0 2407 POWERSHARES DB CMDTY IDX TR UNIT BEN INT 73935S105 60 2604 SH SOLE 0 0 2604 POWERSHARES ETF TRUST DYN UTIL PORTF 73935X591 343 15658 SH SOLE 0 0 15658 POWERSHARES ETF TR II INTL DEV LOWVL 73937B688 36 1143 SH SOLE 0 0 1143 POWERSHARES GLOBAL ETF TRUST GLBL WTR PORT 73936T623 9 424 SH SOLE 0 0 424 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 46 1628 SH SOLE 0 0 1628 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 902 9139 SH SOLE 0 0 9139 POWERSHARES ETF TRUST HY YLD EQ DVDN 73935X302 2949 236910 SH SOLE 0 0 236910 POWERSHARES ETF TRUST S&P 500 LOW VOL 73937B779 5028 143786 SH SOLE 0 0 143786 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 1062 57386 SH SOLE 0 0 57386 PPL CORP COM 69351T106 1 60 SH SOLE 0 0 60 PROCTER & GAMBLE CO COM 742718109 49 589 SH SOLE 0 0 589 PROGRESSIVE CORP OH COM 743315103 298 11792 SH SOLE 0 0 11792 PUBLIC STORAGE COM 74460D109 67 410 SH SOLE 0 0 410 QUALCOMM INC COM 747525103 33 451 SH SOLE 0 0 451 RACKSPACE HOSTING INC COM 750086100 8 260 SH SOLE 0 0 260 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 147 4532 SH SOLE 0 0 4532 ROSS STORES INC COM 778296103 6 88 SH SOLE 0 0 88 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 148 1880 SH SOLE 0 0 1880 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 0 0 SH SOLE 0 0 0 SASOL LTD SPONSORED ADR 803866300 100 1842 SH SOLE 0 0 1842 SCHLUMBERGER LTD COM 806857108 68 671 SH SOLE 0 0 671 SCHWAB STRATEGIC TR EMRG MKT EQ ETF 808524706 147 5810 SH SOLE 0 0 5810 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 221 2448 SH SOLE 0 0 2448 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 127 3185 SH SOLE 0 0 3185 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 577 13718 SH SOLE 0 0 13718 SNYDERS-LANCE INC COM 833551104 5 204 SH SOLE 0 0 204 SOURCE CAP INC COM 836144105 96 1480 SH SOLE 0 0 1480 SOUTHERN CO COM 842587107 8 200 SH SOLE 0 0 200 SOUTHWEST AIRLS CO COM 844741108 6 201 SH SOLE 0 0 201 SPDR DOW JONES INDL AVERAGE ETF UT SER 1 78467X109 635 3734 SH SOLE 0 0 3734 SPDR GOLD TR GOLD SHS 78463V107 338 2911 SH SOLE 0 0 2911 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 657 14822 SH SOLE 0 0 14822 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 2 70 SH SOLE 0 0 70 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 226 5705 SH SOLE 0 0 5705 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 11 494 SH SOLE 0 0 494 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 76 999 SH SOLE 0 0 999 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 47 721 SH SOLE 0 0 721 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 56 1218 SH SOLE 0 0 1218 SPDR INDEX SHS FDS S&PINTL MC ETF 78463X764 291 9116 SH SOLE 0 0 9116 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 40 1100 SH SOLE 0 0 1100 SPDR S&P 500 ETF TR TR UNIT 78462F103 21348 108357 SH SOLE 0 0 108357 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&P DCRP 78467Y107 392 1574 SH SOLE 0 0 1574 SPDR SER TR INTR TRM CORP BD 78464A375 242 7109 SH SOLE 0 0 7109 SPDR SER TR DJ REIT ETF 78464A607 70 877 SH SOLE 0 0 877 SPDR SER TR NUVN BRCLY MUNI 78464A458 212 8853 SH SOLE 0 0 8853 SPDR SER TR NUVN BR SHT MUNI 78464A425 617 25286 SH SOLE 0 0 25286 SPDR SER TR S&P 500 GROWTH 78464A409 45 487 SH SOLE 0 0 487 SPDR SER TR S&P 600 SML CAP 78464A813 19 200 SH SOLE 0 0 200 SPDR SER TR S&P DIVID ETF 78464A763 7918 105660 SH SOLE 0 0 105660 SPDR SER TR SHT TRM HGH YLD 78468R408 588 19668 SH SOLE 0 0 19668 SPRINT CORP COM 85207U105 0 132 SH SOLE 0 0 132 SUN LIFE FINL INC COM 866796105 69 1902 SH SOLE 0 0 1902 SUNOCO LOGISTICS PARTNERS L P COM UNITS 86764L108 256 5316 SH SOLE 0 0 5316 TARGET CORP COM 87612E106 9 151 SH SOLE 0 0 151 TEEKAY CORPORATION COM Y8564W103 41 626 SH SOLE 0 0 626 TEXAS INSTRUMENTSINC COM 882508104 2 60 SH SOLE 0 0 60 TIME INC NEW COM 887228104 0 8 SH SOLE 0 0 8 TIME WARNER CABLE INC COM 88732J207 2 16 SH SOLE 0 0 16 TIME WARNER INC COM NEW 887317303 5 67 SH SOLE 0 0 67 TJX COMPANIES INC COM 872540109 5 97 SH SOLE 0 0 97 TOTAL S A SPONSORED ADR 89151E109 129 2010 SH SOLE 0 0 2010 TREEHOUSE FOODS INC COM 89469A104 6 83 SH SOLE 0 0 83 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 93 7088 SH SOLE 0 0 7088 ULTRALIFE CORP COM 903899102 1 580 SH SOLE 0 0 580 UMINING RES INC COM 90420U106 0 1000 SH SOLE 0 0 1000 UNITED PARCEL SERVICE INC CL B 911312106 6 65 SH SOLE 0 0 65 UNIVERSAL ELCECTRS INC COM 913483103 31 639 SH SOLE 0 0 639 US BANCORP DEL COM 902973304 4 102 SH SOLE 0 0 102 VANGUARD BD INDEX FD SHORT TRM BOND 921937827 165 2065 SH SOLE 0 0 2065 VANGUARD INDEX FDS MCAP GR IDX VIP 922908538 1157 12027 SH SOLE 0 0 12027 VANGUARD INDEX FDS MCAP VL IDX VIP 922908512 740 8726 SH SOLE 0 0 8726 VANGUARD INDEX FDS GROWTH ETF 922908736 3380 33919 SH SOLE 0 0 33919 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2720 30071 SH SOLE 0 0 30071 VANGUARD INDEX FDS MID CAP ETF 922908629 43 367 SH SOLE 0 0 367 VANGUARD INDEX FDS REIT ETF 922908553 1981 27581 SH SOLE 0 0 27581 VANGUARD INDEX FDS SMALL CP ETF 922908751 16 153 SH SOLE 0 0 153 VANGUARD INDEX FDS SML CP GRW ETF 922908595 61 515 SH SOLE 0 0 515 VANGUARD INDEX FDS SM CP VAL ETF 922908611 145 1457 SH SOLE 0 0 1457 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2225 21986 SH SOLE 0 0 21986 VANGUARD INDEX FDS VALUE ETF 922908744 1920 23652 SH SOLE 0 0 23652 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 835 16974 SH SOLE 0 0 16974 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 20 499 SH SOLE 0 0 499 VANGUARD INTL EQUITY INDEX F FTSE RUROPE ETF 922042874 138 2515 SH SOLE 0 0 2515 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 74 932 SH SOLE 0 0 932 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 7589 98627 SH SOLE 0 0 98627 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 92 2330 SH SOLE 0 0 2330 VANGUARD WORLD FDS UTILITIES ETF 92204A876 93 1020 SH SOLE 0 0 1020 VENTAS INC COM 92276F100 64 1042 SH SOLE 0 0 1042 VEOLIA ENVIRONMENT SPONSORED ADR 92334N103 0 2 SH SOLE 0 0 2 VERIZONCOMMUNICATIONS INC COM 92343V104 218 4367 SH SOLE 0 0 4367 VISA INC CL A CL A 92826C839 31 149 SH SOLE 0 0 149 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 24 736 SH SOLE 0 0 736 VOYA PRIME RATE TR SH BEN INT 92913A100 17 3245 SH SOLE 0 0 3245 WELLS FARGO & CO COM 949746101 5 109 SH SOLE 0 0 109 WESTERN ASSET CLAYMORE INFL OPP COM 95766R104 29 2546 SH SOLE 0 0 2546 WESTERN UN CO COM 959802109 0 15 SH SOLE 0 0 15 WHITING PETE CORP COM 966387102 19 255 SH SOLE 0 0 255 WILLIAMS COS INC DEL COM 969457100 60 1084 SH SOLE 0 0 1084 WISDOMTREE TR DEFA FD 97717W703 62 1205 SH SOLE 0 0 1205 WISDOMTREE TR GLB EX US RL EST 97717W331 52 1870 SH SOLE 0 0 1870 WISDOMTREE TR INTL DIV EX FINL 97717W786 405 8662 SH SOLE 0 0 8662 WISDOMTREE TR INTL MIDCAP DV 97717W778 120 2125 SH SOLE 0 0 2125 WISDOMTREE TR INTL SMCAP DIV 97717W760 42 722 SH SOLE 0 0 722 WISDOMTREE TR TTL EARNING FD 97717W596 59 834 SH SOLE 0 0 834 WISDOMTREE TR EMERG MKTS ETF 97717W315 17 366 SH SOLE 0 0 366 WISDOMTREE TR EM LCL DEBT FD 97717X867 59 1342 SH SOLE 0 0 1342 WISDOMTREE TR SMALLCAP DIVID 97717W604 77 1191 SH SOLE 0 0 1191 WPX ENERGY INC COM 98212B103 8 362 SH SOLE 0 0 362 XYLEM INC COM 98419M100 3 108 SH SOLE 0 0 108 YAHOO INC COM 984332106 15 372 SH SOLE 0 0 372 YUM BRANDS INC COM 988498101 57 800 SH SOLE 0 0 800