CHIEF COMPLIANCE OFFICER

0001597843-17-000005.txt : 20171114 0001597843-17-000005.hdr.sgml : 20171114 20171113190708 ACCESSION NUMBER: 0001597843-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171113 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEDDOCK CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001597843 IRS NUMBER: 262250657 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15711 FILM NUMBER: 171197814 BUSINESS ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 BUSINESS PHONE: (781) 848-0288 MAIL ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597843 XXXXXXXX 09-30-2017 09-30-2017 PEDDOCK CAPITAL ADVISORS, LLC

50 BRAINTREE OFFICE PARK SUITE 207 BRAINTREE MA 02184

13F HOLDINGS REPORT 028-15711 N MATTHEW E. SIMMONS CHIEF COMPLIANCE OFFICER 7818480288 MATTHEW E. SIMMONS BRAINTREE MA 11-13-2017 0 252 195213 false INFORMATION TABLE 2 13FPeddockQ32017.xml Abbott Laboratories COM 002824100 171 3200 SH SOLE 3200 0 0 Alaska Air Group Inc COM 011659109 20 268 SH SOLE 268 0 0 Allstate Corporation COM 020002101 1263 13739 SH SOLE 13739 0 0 Amazoncom Inc COM 023135106 277 288 SH SOLE 288 0 0 American International Group I COM 026874784 156 2543 SH SOLE 2543 0 0 American Water Works Co Inc COM 030420103 136 1680 SH SOLE 1680 0 0 AmeriGas Partners LP COM 030975106 18 400 SH SOLE 400 0 0 Amgen Incorporated COM 031162100 12 66 SH SOLE 66 0 0 Analog Devices Inc COM 032654105 135 1563 SH SOLE 1563 0 0 Anthem Inc COM 036752103 2 10 SH SOLE 10 0 0 Apple Inc COM 037833100 3191 20703 SH SOLE 20703 0 0 Applied Materials Inc COM 038222105 3 56 SH SOLE 56 0 0 Auto Data Processing COM 053015103 137 1250 SH SOLE 1250 0 0 BB&T Corp COM 054937107 48 1014 SH SOLE 1014 0 0 BP Plc ADR ADR 055622104 225 5852 SH SOLE 5852 0 0 Bank of America Corp COM 060505104 1636 64572 SH SOLE 64572 0 0 Bank of New York Mellon Corp COM 064058100 357 6740 SH SOLE 6740 0 0 Becton Dickinson & Co COM 075887109 1 7 SH SOLE 7 0 0 Berkshire Hathaway Inc Class COM 084670702 231 1259 SH SOLE 1259 0 0 Blue Hills Bancorp Inc COM 095573101 19 1000 SH SOLE 1000 0 0 Boeing Co COM 097023105 133 525 SH SOLE 525 0 0 Booz Allen Hamilton Holding Co COM 099502106 72 1920 SH SOLE 1920 0 0 Boston Scientific Corp COM 101137107 211 7250 SH SOLE 7250 0 0 BristolMyers Squibb Co COM 110122108 516 8094 SH SOLE 8094 0 0 Brookdale Senior Living Inc COM 112463104 7 661 SH SOLE 661 0 0 CF Industries Holdings Inc COM 125269100 608 17280 SH SOLE 17280 0 0 CVS Caremark Corp COM 126650100 1271 15633 SH SOLE 15633 0 0 Cedar Fair LP COM 150185106 128 2000 SH SOLE 2000 0 0 Celgene Corporation COM 151020104 2086 14304 SH SOLE 14304 0 0 Chevron Corp COM 166764100 7322 62314 SH SOLE 62314 0 0 ChromaDex Corp COM 171077407 15 3380 SH SOLE 3380 0 0 Clean Harbors Inc COM 184496107 489 8617 SH SOLE 8617 0 0 Clorox Co COM 189054109 211 1600 SH SOLE 1600 0 0 CocaCola Company COM 191216100 1026 22800 SH SOLE 22800 0 0 Cognizant Technology Solutions COM 192446102 15 200 SH SOLE 200 0 0 ColgatePalmolive Co COM 194162103 73 1000 SH SOLE 1000 0 0 Deutsche Xtrackers MSCI EAFE ETF 233051200 38 1238 SH SOLE 1238 0 0 DTE Energy Company COM 233331107 529 4932 SH SOLE 4932 0 0 Danaher Corp COM 235851102 328 3819 SH SOLE 3819 0 0 Darden Restaurants Inc COM 237194105 763 9684 SH SOLE 9684 0 0 Deere & Co COM 244199105 261 2081 SH SOLE 2081 0 0 Delta Air Lines Inc COM 247361702 22 455 SH SOLE 455 0 0 Walt Disney Co COM 254687106 661 6702 SH SOLE 6702 0 0 EastGroup Properties Inc COM 277276101 96 1091 SH SOLE 1091 0 0 eBay Inc COM 278642103 860 22366 SH SOLE 22366 0 0 Ecolab Inc COM 278865100 406 3156 SH SOLE 3156 0 0 Emerson Electric Co COM 291011104 293 4669 SH SOLE 4669 0 0 Fiserv Inc COM 337738108 1825 14153 SH SOLE 14153 0 0 Fluor Corp COM 343412102 15 350 SH SOLE 350 0 0 General Dynamics Corp COM 369550108 346 1682 SH SOLE 1682 0 0 General Electric Co COM 369604103 367 15164 SH SOLE 15164 0 0 General Mills Inc COM 370334104 62 1200 SH SOLE 1200 0 0 Gilead Sciences Inc COM 375558103 1364 16839 SH SOLE 16839 0 0 Harris Corp COM 413875105 305 2315 SH SOLE 2315 0 0 Hartford Financial Services Gr COM 416515104 57 1030 SH SOLE 1030 0 0 Hasbro Inc COM 418056107 51 525 SH SOLE 525 0 0 Heico Corp COM 422806109 17 190 SH SOLE 190 0 0 The Hershey Company COM 427866108 4 34 SH SOLE 34 0 0 Honeywell International COM 438516106 63 445 SH SOLE 445 0 0 Illinois Tool Works Inc COM 452308109 171 1155 SH SOLE 1155 0 0 Impinj Inc COM 453204109 1 31 SH SOLE 31 0 0 Integrated Device Technology I COM 458118106 2 76 SH SOLE 76 0 0 Intel Corp COM 458140100 1400 36771 SH SOLE 36771 0 0 International Business Machine COM 459200101 132 912 SH SOLE 912 0 0 iShares DJ Select Dividend Ind ETF 464287168 689 7362 SH SOLE 7362 0 0 iShares S&P 500 Index Fund ETF 464287200 5280 20877 SH SOLE 20877 0 0 iShares S&P 500 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Companies Inc COM 548661107 907 11344 SH SOLE 11344 0 0 William Lyon Homes COM 552074700 48 2106 SH SOLE 2106 0 0 McCormick & Co Inc COM 579780206 65 630 SH SOLE 630 0 0 McDonalds Corp COM 580135101 1443 9211 SH SOLE 9211 0 0 Microsoft Corp COM 594918104 262 3520 SH SOLE 3520 0 0 Microchip Technology Inc COM 595017104 894 9953 SH SOLE 9953 0 0 Nasdaq Inc COM 631103108 546 7041 SH SOLE 7041 0 0 National Oilwell Varco Inc COM 637071101 358 10028 SH SOLE 10028 0 0 Natus Medical Inc COM 639050103 20 539 SH SOLE 539 0 0 Nokia Oyj ADR COM 654902204 4 726 SH SOLE 726 0 0 Norfolk Southern Corp COM 655844108 41 310 SH SOLE 310 0 0 Omnicom Group Inc COM 681919106 78 1050 SH SOLE 1050 0 0 Omega Healthcare Investors Inc COM 681936100 48 1510 SH SOLE 1510 0 0 PNC Financial Services Group I COM 693475105 95 707 SH SOLE 707 0 0 ParkerHannifin Corp COM 701094104 499 2849 SH SOLE 2849 0 0 Paychex Inc COM 704326107 9 150 SH SOLE 150 0 0 Pepsico Incorporated COM 713448108 156 1400 SH SOLE 1400 0 0 Pfizer Inc COM 717081103 1474 41298 SH SOLE 41298 0 0 Philip Morris International In COM 718172109 750 6757 SH SOLE 6757 0 0 Phillips 66 COM 718546104 13 138 SH SOLE 138 0 0 Procter & Gamble COM 742718109 1105 12145 SH SOLE 12145 0 0 Prudential Financial Inc COM 744320102 417 3920 SH SOLE 3920 0 0 Public Service Enterprise Grou COM 744573106 965 20858 SH SOLE 20858 0 0 Qualcomm Inc COM 747525103 33 641 SH SOLE 641 0 0 Raytheon Co COM 755111507 97 520 SH SOLE 520 0 0 Rockwell Collins Inc COM 774341101 843 6448 SH SOLE 6448 0 0 Roper Industries Inc COM 776696106 1285 5277 SH SOLE 5277 0 0 Royal Dutch Shell ADR Cl B COM 780259107 25 400 SH SOLE 400 0 0 Royal Dutch Shell plc ADR ADR 780259206 2 26 SH SOLE 26 0 0 Sarepta Therapeutics Inc COM 803607100 2 54 SH SOLE 54 0 0 Henry Schein Inc COM 806407102 180 2194 SH SOLE 2194 0 0 Schlumberger Ltd COM 806857108 167 2400 SH SOLE 2400 0 0 Scripps Networks Interactive COM 811065101 383 4456 SH SOLE 4456 0 0 SherwinWilliams Co COM 824348106 125 350 SH SOLE 350 0 0 The Southern Company COM 842587107 20 400 SH SOLE 400 0 0 Stanley Black & Decker Inc COM 854502101 956 6335 SH SOLE 6335 0 0 Stericycle Inc COM 858912108 811 11329 SH SOLE 11329 0 0 Synopsys Inc COM 871607107 264 3275 SH SOLE 3275 0 0 TJX Companies Inc COM 872540109 156 2110 SH SOLE 2110 0 0 Texas Instruments Inc COM 882508104 2 18 SH SOLE 18 0 0 Thermo Fisher Scientific Inc COM 883556102 1684 8899 SH SOLE 8899 0 0 Time Warner Inc COM 887317303 1 12 SH SOLE 12 0 0 Triumph Group Inc COM 896818101 11 367 SH SOLE 367 0 0 Tyson Foods Inc Class A COM 902494103 863 12250 SH SOLE 12250 0 0 UGI Corporation COM 902681105 78 1654 SH SOLE 1654 0 0 US Bancorp COM 902973304 4 74 SH SOLE 74 0 0 Unilever NV COM 904784709 125 2118 SH SOLE 2118 0 0 Union Pacific Corp COM 907818108 501 4322 SH SOLE 4322 0 0 United Technologies Corp COM 913017109 445 3837 SH SOLE 3837 0 0 Vanguard Dividend Appreciation ETF 921908844 194 2047 SH SOLE 2047 0 0 Vanguard High Dividend Yield I ETF 921946406 1127 13904 SH SOLE 13904 0 0 Vanguard SmallCap Value Index ETF 922908611 20 154 SH SOLE 154 0 0 Vanguard Small Cap ETF ETF 922908751 3790 26818 SH SOLE 26818 0 0 WalMart Stores Inc COM 931142103 855 10947 SH SOLE 10947 0 0 Walgreens Boots Alliance Inc COM 931427108 358 4641 SH SOLE 4641 0 0 Wells Fargo & Co COM 949746101 226 4105 SH SOLE 4105 0 0 Quanta Services Inc COM 74762E102 686 18350 SH SOLE 18350 0 0 Target Corporation COM 87612E106 1052 17828 SH SOLE 17828 0 0 Dr Pepper Snapple Group Inc COM 26138E109 262 2963 SH SOLE 2963 0 0 Travelers Companies Inc COM 89417E109 1087 8869 SH SOLE 8869 0 0 AMC Networks Inc Class A COM 00164V103 10 177 SH SOLE 177 0 0 AT&T Inc COM 00206R102 306 7800 SH SOLE 7800 0 0 AbbVie Inc COM 00287Y109 298 3350 SH SOLE 3350 0 0 Activision Blizzard Inc COM 00507V109 31 480 SH SOLE 480 0 0 Agenus Inc COM 00847G705 4 803 SH SOLE 803 0 0 Alphabet Inc C COM 02079K107 177 185 SH SOLE 185 0 0 Alphabet Inc A COM 02079K305 1645 1689 SH SOLE 1689 0 0 Altria Group Inc COM 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29272C103 1 110 SH SOLE 110 0 0 Energy Transfer Partners LP COM 29278N103 14 750 SH SOLE 750 0 0 Engility Holdings Inc COM 29286C107 10 294 SH SOLE 294 0 0 Expedia Inc COM 30212P303 3 20 SH SOLE 20 0 0 Exxon Mobil Corporation COM 30231G102 66044 805607 SH SOLE 805607 0 0 Facebook Inc COM 30303M102 253 1482 SH SOLE 1482 0 0 FireEye Inc COM 31816Q101 4 230 SH SOLE 230 0 0 First Republic Bank COM 33616C100 188 1800 SH SOLE 1800 0 0 The GEO Group Inc COM 36162J106 15 540 SH SOLE 540 0 0 General Motors Co COM 37045V100 90 2218 SH SOLE 2218 0 0 Goldman Sachs Group Inc COM 38141G104 94 398 SH SOLE 398 0 0 HP Inc COM 40434l105 978 48975 SH SOLE 48975 0 0 Host Hotels & Resorts Inc COM 44107P104 747 40386 SH SOLE 40386 0 0 InVivo Therapeutics Holdings C COM 46186M209 0 53 SH SOLE 53 0 0 iShares MSCI EAFE Minimum Vol ETF 46429B689 1331 18731 SH SOLE 18731 0 0 JP Morgan Chase & Co Common COM 46625H100 2506 26239 SH SOLE 26239 0 0 Lab Corp of America Holdings COM 50540R409 22 148 SH SOLE 148 0 0 MPLX LP COM 55336V100 8 234 SH SOLE 234 0 0 MACOM Technology Solutions Hol COM 55405Y100 138 3093 SH SOLE 3093 0 0 Mannkind Corporation COM 56400P706 0 200 SH SOLE 200 0 0 Mastercard Inc COM 57636Q104 1392 9858 SH SOLE 9858 0 0 McKesson Corp COM 58155Q103 1610 10480 SH SOLE 10480 0 0 Merck & Co Inc COM 58933Y105 153 2384 SH SOLE 2384 0 0 Molson Coors Brewing Co COM 60871R209 16 200 SH SOLE 200 0 0 Netflix Inc COM 64110L106 31 170 SH SOLE 170 0 0 Novartis AG ADR COM 66987V109 244 2843 SH SOLE 2843 0 0 Nvidia Corp COM 67066G104 4946 27666 SH SOLE 27666 0 0 Oracle Corporation COM 68389X105 181 3752 SH SOLE 3752 0 0 PG&E Corp COM 69331C108 31 460 SH SOLE 460 0 0 PayPal Holdings Inc COM 70450Y103 698 10906 SH SOLE 10906 0 0 PowerShares QQQ ETF 73935A104 958 6585 SH SOLE 6585 0 0 PowerShares Buyback Achievers ETF 73935X286 38 691 SH SOLE 691 0 0 Praxair Inc COM 74005P104 291 2085 SH SOLE 2085 0 0 Regeneron Pharmaceuticals Inc COM 75886F107 25 55 SH SOLE 55 0 0 Guggenheim S&P 500 Equal Weigh 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850 SH SOLE 850 0 0 Seres Therapeutics Inc COM 81750R102 5 300 SH SOLE 300 0 0 Super Micro Computer Inc COM 86800U104 16 742 SH SOLE 742 0 0 Synchrony Financial COM 87165B103 8 269 SH SOLE 269 0 0 TRI Pointe Group Inc COM 87265H109 22 1584 SH SOLE 1584 0 0 Tesla Motors Inc COM 88160R101 28 82 SH SOLE 82 0 0 3M Company COM 88579Y101 840 4000 SH SOLE 4000 0 0 US Concrete Inc COM 90333L201 57 753 SH SOLE 753 0 0 Unum Group COM 91529Y106 1879 36756 SH SOLE 36756 0 0 Valero Energy Corp COM 91913Y100 934 12147 SH SOLE 12147 0 0 Vectren Corp COM 92240G101 36 546 SH SOLE 546 0 0 Verizon Communications COM 92343V104 1408 28447 SH SOLE 28447 0 0 Visa Inc COM 92826C839 188 1788 SH SOLE 1788 0 0 Vodafone Group Plc ADR ADR 92857W308 14 501 SH SOLE 501 0 0 Wyndham Worldwide Corp COM 98310W108 851 8076 SH SOLE 8076 0 0 Zoetis Inc COM 98978V103 143 2240 SH SOLE 2240 0 0 Adient PLC COM G0084W101 8 98 SH SOLE 98 0 0 Allegion PLC COM G0176J109 101 1166 SH SOLE 1166 0 0 Allergan Inc COM G0177J108 1476 7201 SH SOLE 7201 0 0 Accenture PLC Class A COM G1151C101 95 701 SH SOLE 701 0 0 Credicorp Ltd COM G2519Y108 164 800 SH SOLE 800 0 0 Delphi Automotive PLC COM G27823106 629 6389 SH SOLE 6389 0 0 Eaton Corp PLC COM G29183103 52 672 SH SOLE 672 0 0 IngersollRand Co plc COM G47791101 441 4950 SH SOLE 4950 0 0 Chubb Ltd COM H1467J104 324 2272 SH SOLE 2272 0 0 LyondellBasell Industries NV COM N53745100 63 634 SH SOLE 634 0 0 NXP Semiconductors Tender COM N6596X109 20 173 SH SOLE 173 0 0 Broadcom Ltd COM Y09827109 24 100 SH SOLE 100 0 0 Vanguard Total Bond Market ETF ETF 921937835 3 31 SH SOLE 31 0 0 Vanguard IntTerm Corporate Bo ETF 92206C870 3 36 SH SOLE 36 0 0 iShares iBoxx Investment Grade ETF 464287242 61 505 SH SOLE 505 0 0 Vanguard IntermediateTerm Bon ETF 921937819 48 562 SH SOLE 562 0 0 Eaton Vance Limited Duration I ETF 27828H105 10 700 SH SOLE 700 0 0 iShares Barclays 13 Yr Treas ETF 464287457 71 841 SH SOLE 841 0 0 Vanguard ShortTerm Corp Bond ETF 92206C409 1623 20252 SH SOLE 20252 0 0 iShares Barclays Aggregate Bon ETF 464287226 4664 42562 SH SOLE 42562 0 0 iShares Floating Rate Bond ETF ETF 46429B655 3352 65806 SH SOLE 65806 0 0