CHIEF COMPLIANCE OFFICER

0001597843-17-000004.txt : 20170804 0001597843-17-000004.hdr.sgml : 20170804 20170804164023 ACCESSION NUMBER: 0001597843-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170804 DATE AS OF CHANGE: 20170804 EFFECTIVENESS DATE: 20170804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEDDOCK CAPITAL ADVISORS, LLC CENTRAL INDEX KEY: 0001597843 IRS NUMBER: 262250657 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15711 FILM NUMBER: 171009131 BUSINESS ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 BUSINESS PHONE: (781) 848-0288 MAIL ADDRESS: STREET 1: 50 BRAINTREE OFFICE PARK STREET 2: SUITE 207 CITY: BRAINTREE STATE: MA ZIP: 02184 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597843 XXXXXXXX 06-30-2017 06-30-2017 PEDDOCK CAPITAL ADVISORS, LLC

50 BRAINTREE OFFICE PARK SUITE 207 BRAINTREE MA 02184

13F HOLDINGS REPORT 028-15711 N MATTHEW E. SIMMONS CHIEF COMPLIANCE OFFICER 7818480288 MATTHEW E. SIMMONS BRAINTREE MA 08-04-2017 0 253 188330 false INFORMATION TABLE 2 13FPeddockQ22017.xml Abbott Laboratories COM 002824100 156 3200 SH SOLE 3200 0 0 Allstate Corporation COM 020002101 1177 13305 SH SOLE 13305 0 0 Amazon.com Inc. COM 023135106 282 291 SH SOLE 291 0 0 American International Group I COM 026874784 159 2542 SH SOLE 2542 0 0 American Water Works Co Inc COM 030420103 131 1680 SH SOLE 1680 0 0 AmeriGas Partners LP COM 030975106 18 400 SH SOLE 400 0 0 Amgen Incorporated COM 031162100 11 65 SH SOLE 65 0 0 Analog Devices Inc. COM 032654105 122 1563 SH SOLE 1563 0 0 Anthem Inc. COM 036752103 2 10 SH SOLE 10 0 0 Apple Inc. COM 037833100 2931 20349 SH SOLE 20349 0 0 Applied Materials Inc. COM 038222105 2 56 SH SOLE 56 0 0 Auto Data Processing COM 053015103 146 1421 SH SOLE 1421 0 0 BBT Corp. COM 054937107 46 1014 SH SOLE 1014 0 0 BP Plc. ADR COM 055622104 201 5803 SH SOLE 5803 0 0 Bank of America Corp. COM 060505104 1484 61179 SH SOLE 61179 0 0 Bank of New York Mellon Corp. COM 064058100 344 6740 SH SOLE 6740 0 0 Becton Dickinson Co. COM 075887109 1 7 SH SOLE 7 0 0 Blue Hills Bancorp Inc. COM 095573101 18 1000 SH SOLE 1000 0 0 Boeing Co COM 097023105 104 525 SH SOLE 525 0 0 Booz Allen Hamilton Holding Co COM 099502106 62 1920 SH SOLE 1920 0 0 Boston Scientific Corp. COM 101137107 201 7250 SH SOLE 7250 0 0 BristolMyers Squibb Co. COM 110122108 451 8094 SH SOLE 8094 0 0 Brookdale Senior Living Inc. COM 112463104 10 661 SH SOLE 661 0 0 CF Industries Holdings Inc COM 125269100 473 16907 SH SOLE 16907 0 0 CVS Caremark Corp. COM 126650100 1262 15690 SH SOLE 15690 0 0 Cedar Fair LP COM 150185106 144 2000 SH SOLE 2000 0 0 Celgene Corporation COM 151020104 1848 14231 SH SOLE 14231 0 0 Chevron Corp. COM 166764100 6501 62313 SH SOLE 62313 0 0 Clean Harbors Inc. COM 184496107 481 8617 SH SOLE 8617 0 0 Clorox Co. COM 189054109 213 1600 SH SOLE 1600 0 0 CocaCola Company COM 191216100 1023 22800 SH SOLE 22800 0 0 Cognizant Technology Solutions COM 192446102 13 200 SH SOLE 200 0 0 ColgatePalmolive Co. COM 194162103 74 1000 SH SOLE 1000 0 0 Deutsche Xtrackers MSCI EAFE ETF 233051200 37 1238 SH SOLE 1238 0 0 DTE Energy Company COM 233331107 513 4847 SH SOLE 4847 0 0 Danaher Corp. COM 235851102 288 3409 SH SOLE 3409 0 0 Darden Restaurants Inc. COM 237194105 861 9524 SH SOLE 9524 0 0 Deere Co. COM 244199105 257 2081 SH SOLE 2081 0 0 Delta Air Lines Inc. COM 247361702 24 455 SH SOLE 455 0 0 Walt Disney Co. COM 254687106 712 6702 SH SOLE 6702 0 0 Dow Chemical Company COM 260543103 32 500 SH SOLE 500 0 0 E.I. du Pont de Nemour Co. COM 263534109 65 800 SH SOLE 800 0 0 EastGroup Properties Inc. COM 277276101 91 1091 SH SOLE 1091 0 0 eBay Inc COM 278642103 781 22366 SH SOLE 22366 0 0 Ecolab Inc. COM 278865100 410 3089 SH SOLE 3089 0 0 Emerson Electric Co. COM 291011104 278 4669 SH SOLE 4669 0 0 Fiserv Inc. COM 337738108 1673 13673 SH SOLE 13673 0 0 Fluor Corp. COM 343412102 27 600 SH SOLE 600 0 0 General Dynamics Corp. COM 369550108 333 1682 SH SOLE 1682 0 0 General Electric Co. COM 369604103 436 16141 SH SOLE 16141 0 0 General Mills Inc. COM 370334104 66 1200 SH SOLE 1200 0 0 Gilead Sciences Inc. COM 375558103 1180 16674 SH SOLE 16674 0 0 Harris Corp. COM 413875105 253 2315 SH SOLE 2315 0 0 Hartford Financial Services Gr COM 416515104 54 1030 SH SOLE 1030 0 0 Hasbro Inc. COM 418056107 59 525 SH SOLE 525 0 0 The Hershey Company COM 427866108 4 34 SH SOLE 34 0 0 Honeywell International COM 438516106 59 445 SH SOLE 445 0 0 Illinois Tool Works Inc. COM 452308109 165 1155 SH SOLE 1155 0 0 Impinj Inc. COM 453204109 2 31 SH SOLE 31 0 0 Integrated Device Technology I COM 458118106 2 76 SH SOLE 76 0 0 Intel Corp. COM 458140100 1162 34431 SH SOLE 34431 0 0 International Business Machine COM 459200101 140 912 SH SOLE 912 0 0 iShares DJ Select Dividend Ind ETF 464287168 679 7362 SH SOLE 7362 0 0 iShares SP 500 Index Fund ETF 464287200 5227 21475 SH SOLE 21475 0 0 iShares Barclays Aggregate Bon ETF 464287226 4501 41099 SH SOLE 41099 0 0 iShares iBoxx Investment Grade ETF 464287242 61 505 SH SOLE 505 0 0 iShares SP 500 Growth ETF 464287309 228 1664 SH SOLE 1664 0 0 iShares SP 500 Value ETF 464287408 204 1940 SH SOLE 1940 0 0 iShares Barclays 13 Yr. Treas ETF 464287457 71 841 SH SOLE 841 0 0 iShares MSCI EAFE Index Fund ETF 464287465 37 568 SH SOLE 568 0 0 iShares Core SP MidCap ETF ETF 464287507 255 1466 SH SOLE 1466 0 0 iShares Russell 1000 Value Ind ETF 464287598 140 1200 SH SOLE 1200 0 0 iShares Russell 1000 Growth In ETF 464287614 335 2815 SH SOLE 2815 0 0 iShares Russell 2000 Index ETF 464287655 1701 12068 SH SOLE 12068 0 0 iShares Dow Jones US Technolog ETF 464287721 68 490 SH SOLE 490 0 0 iShares SP SmallCap 600 Index ETF 464287804 381 5428 SH SOLE 5428 0 0 iShares SP SmallCap 600 Valu ETF 464287879 2 18 SH SOLE 18 0 0 iShares Dow Jones US Aerospace ETF 464288760 41 260 SH SOLE 260 0 0 Johnson Johnson COM 478160104 1172 8862 SH SOLE 8862 0 0 Kohls Corp. COM 500255104 32 816 SH SOLE 816 0 0 Kraft Heinz Co. COM 500754106 39 450 SH SOLE 450 0 0 LKQ Corp COM 501889208 493 14968 SH SOLE 14968 0 0 Eli Lilly Co. COM 532457108 454 5516 SH SOLE 5516 0 0 Lowes Companies Inc. COM 548661107 844 10881 SH SOLE 10881 0 0 William Lyon Homes COM 552074700 51 2106 SH SOLE 2106 0 0 McCormick Co. Inc. COM 579780206 77 787 SH SOLE 787 0 0 McDonalds Corp. COM 580135101 1411 9211 SH SOLE 9211 0 0 Microsoft Corp COM 594918104 195 2836 SH SOLE 2836 0 0 Microchip Technology Inc. COM 595017104 768 9953 SH SOLE 9953 0 0 Nasdaq Inc. COM 631103108 503 7041 SH SOLE 7041 0 0 National Oilwell Varco Inc. COM 637071101 303 9188 SH SOLE 9188 0 0 Natus Medical Inc. COM 639050103 20 539 SH SOLE 539 0 0 Nokia Oyj ADR COM 654902204 4 726 SH SOLE 726 0 0 Norfolk Southern Corp. COM 655844108 38 310 SH SOLE 310 0 0 Omnicom Group Inc. COM 681919106 87 1050 SH SOLE 1050 0 0 Omega Healthcare Investors Inc COM 681936100 50 1510 SH SOLE 1510 0 0 PNC Financial Services Group I COM 693475105 88 707 SH SOLE 707 0 0 ParkerHannifin Corp. COM 701094104 455 2849 SH SOLE 2849 0 0 Paychex Inc. COM 704326107 9 150 SH SOLE 150 0 0 Pepsico Incorporated COM 713448108 162 1400 SH SOLE 1400 0 0 Pfizer Inc. COM 717081103 1390 41372 SH SOLE 41372 0 0 Philip Morris International In COM 718172109 794 6757 SH SOLE 6757 0 0 Phillips 66 COM 718546104 11 138 SH SOLE 138 0 0 Procter Gamble COM 742718109 1058 12145 SH SOLE 12145 0 0 Prudential Financial Inc. COM 744320102 424 3920 SH SOLE 3920 0 0 Public Service Enterprise Grou COM 744573106 888 20657 SH SOLE 20657 0 0 Qualcomm Inc. COM 747525103 76 1382 SH SOLE 1382 0 0 Raytheon Co. COM 755111507 84 520 SH SOLE 520 0 0 Rockwell Collins Inc COM 774341101 677 6447 SH SOLE 6447 0 0 Roper Industries Inc. COM 776696106 1202 5189 SH SOLE 5189 0 0 Ross Stores Inc. COM 778296103 1 22 SH SOLE 22 0 0 Royal Dutch Shell ADR Cl B COM 780259107 22 400 SH SOLE 400 0 0 Royal Dutch Shell p.l.c. ADR COM 780259206 1 20 SH SOLE 20 0 0 Sarepta Therapeutics Inc. COM 803607100 2 54 SH SOLE 54 0 0 Henry Schein Inc. COM 806407102 201 1097 SH SOLE 1097 0 0 Schlumberger Ltd. COM 806857108 158 2400 SH SOLE 2400 0 0 Scripps Networks Interactive COM 811065101 390 5709 SH SOLE 5709 0 0 SherwinWilliams Co. COM 824348106 123 350 SH SOLE 350 0 0 The Southern Company COM 842587107 19 400 SH SOLE 400 0 0 Stanley Black Decker Inc. COM 854502101 871 6191 SH SOLE 6191 0 0 Stericycle Inc. COM 858912108 889 11654 SH SOLE 11654 0 0 Synopsys Inc. COM 871607107 239 3275 SH SOLE 3275 0 0 TJX Companies Inc. COM 872540109 152 2110 SH SOLE 2110 0 0 Texas Instruments Inc COM 882508104 1 18 SH SOLE 18 0 0 Thermo Fisher Scientific Inc. COM 883556102 1542 8836 SH SOLE 8836 0 0 Time Warner Inc. COM 887317303 1 12 SH SOLE 12 0 0 Triumph Group Inc. COM 896818101 12 367 SH SOLE 367 0 0 Tyson Foods Inc. Class A COM 902494103 767 12249 SH SOLE 12249 0 0 UGI Corporation COM 902681105 80 1654 SH SOLE 1654 0 0 US Bancorp COM 902973304 14 274 SH SOLE 274 0 0 Unilever NV COM 904784709 117 2118 SH SOLE 2118 0 0 Union Pacific Corp. COM 907818108 469 4307 SH SOLE 4307 0 0 United Technologies Corp. COM 913017109 469 3837 SH SOLE 3837 0 0 Vanguard Dividend Appreciation ETF 921908844 190 2047 SH SOLE 2047 0 0 Vanguard IntermediateTerm Bon ETF 921937819 48 562 SH SOLE 562 0 0 Vanguard Total Bond Market ETF ETF 921937835 2 30 SH SOLE 30 0 0 Vanguard High Dividend Yield I ETF 921946406 1106 14146 SH SOLE 14146 0 0 Vanguard SmallCap Value Index ETF 922908611 19 154 SH SOLE 154 0 0 Vanguard Small Cap ETF ETF 922908751 3534 26072 SH SOLE 26072 0 0 WalMart Stores Inc. COM 931142103 773 10210 SH SOLE 10210 0 0 Walgreens Boots Alliance Inc. COM 931427108 358 4577 SH SOLE 4577 0 0 Wells Fargo Co. COM 949746101 230 4147 SH SOLE 4147 0 0 Quanta Services Inc. COM 74762E102 369 11198 SH SOLE 11198 0 0 Target Corporation COM 87612E106 852 16300 SH SOLE 16300 0 0 Dr. Pepper Snapple Group Inc. COM 26138E109 270 2963 SH SOLE 2963 0 0 Travelers Companies Inc. COM 89417E109 1077 8513 SH SOLE 8513 0 0 AMC Networks Inc Class A COM 00164V103 18 331 SH SOLE 331 0 0 ATT Inc. COM 00206R102 294 7800 SH SOLE 7800 0 0 AbbVie Inc. COM 00287Y109 243 3350 SH SOLE 3350 0 0 Activision Blizzard Inc. COM 00507V109 28 480 SH SOLE 480 0 0 Agenus Inc. COM 00847G705 3 803 SH SOLE 803 0 0 Altria Group Inc. COM 02209S103 1797 24136 SH SOLE 24136 0 0 American Tower Corporation COM 03027X100 119 900 SH SOLE 900 0 0 Ameriprise Financial Inc . COM 03076C106 600 4710 SH SOLE 4710 0 0 Axon Enterprise Inc. COM 05464C101 2 60 SH SOLE 60 0 0 BofI Holding Inc. COM 05566U108 17 720 SH SOLE 720 0 0 Biogen Idec Inc COM 09062X103 631 2326 SH SOLE 2326 0 0 Blackstone Group LP COM 09253U108 187 5610 SH SOLE 5610 0 0 Capital One Financial Corp COM 14040H105 989 11976 SH SOLE 11976 0 0 Cisco Systems Inc. COM 17275R102 958 30599 SH SOLE 30599 0 0 Cliffs Natural Resources Inc. COM 18683K101 1 200 SH SOLE 200 0 0 ConocoPhillips COM 20825C104 311 7080 SH SOLE 7080 0 0 Constellation Brands Inc. COM 21036P108 4193 21645 SH SOLE 21645 0 0 Costco Wholesale Corp. COM 22160K105 301 1885 SH SOLE 1885 0 0 Dominion Resources Inc. COM 25746U109 38 500 SH SOLE 500 0 0 Eaton Vance Limited Duration I ETF 27828H105 10 700 SH SOLE 700 0 0 Enbridge Inc. COM 29250N105 12 295 SH SOLE 295 0 0 Energous Corp. COM 29272C103 2 110 SH SOLE 110 0 0 Energy Transfer Partners L.P. MLP 29278N103 15 750 SH SOLE 750 0 0 Expedia Inc. COM 30212P303 3 20 SH SOLE 20 0 0 Exxon Mobil Corporation COM 30231G102 65088 806245 SH SOLE 806245 0 0 Facebook Inc. COM 30303M102 224 1482 SH SOLE 1482 0 0 FireEye Inc. COM 31816Q101 3 230 SH SOLE 230 0 0 First Republic Bank COM 33616C100 180 1800 SH SOLE 1800 0 0 The GEO Group Inc. COM 36162J106 16 540 SH SOLE 540 0 0 General Motors Co. COM 37045V100 77 2218 SH SOLE 2218 0 0 GlaxoSmithKline PLC ADR COM 37733W105 13 300 SH SOLE 300 0 0 Goldman Sachs Group Inc. COM 38141G104 88 398 SH SOLE 398 0 0 Host Hotels Resorts Inc COM 44107P104 677 37067 SH SOLE 37067 0 0 InVivo Therapeutics Holdings C COM 46186M209 0 53 SH SOLE 53 0 0 iShares Floating Rate Bond ETF ETF 46429B655 3323 65258 SH SOLE 65258 0 0 iShares MSCI EAFE Minimum Vola ETF 46429B689 1029 14864 SH SOLE 14864 0 0 JP Morgan Chase Co. Common COM 46625H100 2359 25805 SH SOLE 25805 0 0 Lab Corp. of America Holdings COM 50540R409 23 148 SH SOLE 148 0 0 MPLX LP MLP 55336V100 8 234 SH SOLE 234 0 0 MACOM Technology Solutions Hol COM 55405Y100 172 3093 SH SOLE 3093 0 0 Mastercard Inc COM 57636Q104 1180 9716 SH SOLE 9716 0 0 McKesson Corp. COM 58155Q103 1669 10144 SH SOLE 10144 0 0 MetLife Inc. COM 59156R108 429 7816 SH SOLE 7816 0 0 Molson Coors Brewing Co. COM 60871R209 17 200 SH SOLE 200 0 0 Netflix Inc. COM 64110L106 27 180 SH SOLE 180 0 0 Novartis AG ADR COM 66987V109 274 3288 SH SOLE 3288 0 0 Nvidia Corp. COM 67066G104 5714 39527 SH SOLE 39527 0 0 Oracle Corporation COM 68389X105 188 3752 SH SOLE 3752 0 0 PGE Corp. COM 69331C108 31 460 SH SOLE 460 0 0 PayPal Holdings Inc. COM 70450Y103 585 10906 SH SOLE 10906 0 0 PowerShares QQQ ETF 73935A104 921 6690 SH SOLE 6690 0 0 PowerShares Buyback Achievers ETF 73935X286 37 691 SH SOLE 691 0 0 Praxair Inc. COM 74005P104 276 2085 SH SOLE 2085 0 0 Regeneron Pharmaceuticals Inc. COM 75886F107 27 55 SH SOLE 55 0 0 Guggenheim SP 500 Equal Weigh ETF 78355W106 2723 29384 SH SOLE 29384 0 0 Guggenheim SP 500 Pure Value ETF 78355W304 1059 17772 SH SOLE 17772 0 0 Rydex SP Equal Weight Technol ETF 78355W817 79 630 SH SOLE 630 0 0 SPDR SP 500 ETF ETF 78462F103 207 855 SH SOLE 855 0 0 SPDR Gold Shares ETF 78463V107 30 250 SH SOLE 250 0 0 SPDR DJ Wilshire Small Cap Gro ETF 78464A201 33 154 SH SOLE 154 0 0 SPDR SP Dividend ETF ETF 78464A763 34 386 SH SOLE 386 0 0 SPDR DJ Wilshire Mid Cap Growt ETF 78464A821 28 193 SH SOLE 193 0 0 SVB Financial Group COM 78486Q101 130 740 SH SOLE 740 0 0 Salesforce.com Inc. COM 79466L302 121 1395 SH SOLE 1395 0 0 SPDR Select Sector Healthcare ETF 81369Y209 21 260 SH SOLE 260 0 0 SPDR Select Sector Consumer S ETF 81369Y308 30 540 SH SOLE 540 0 0 SPDR Select Sector Consumer D ETF 81369Y407 31 350 SH SOLE 350 0 0 Financial Select Sector SPDR ETF 81369Y605 151 6113 SH SOLE 6113 0 0 Technology Select Sector SPDR ETF 81369Y803 1097 20056 SH SOLE 20056 0 0 Real Estate Select Sector SPDR ETF 81369Y860 27 850 SH SOLE 850 0 0 Seres Therapeutics Inc. COM 81750R102 3 300 SH SOLE 300 0 0 Super Micro Computer Inc. COM 86800U104 18 742 SH SOLE 742 0 0 Synchrony Financial COM 87165B103 8 269 SH SOLE 269 0 0 TRI Pointe Group Inc. COM 87265H109 21 1584 SH SOLE 1584 0 0 Tesla Motors Inc. COM 88160R101 30 82 SH SOLE 82 0 0 3M Company COM 88579Y101 833 4000 SH SOLE 4000 0 0 U.S. Concrete Inc. COM 90333L201 59 753 SH SOLE 753 0 0 Unum Group COM 91529Y106 1671 35825 SH SOLE 35825 0 0 Valero Energy Corp. COM 91913Y100 758 11234 SH SOLE 11234 0 0 Vanguard ShortTerm Corp. Bond ETF 92206C409 1442 18013 SH SOLE 18013 0 0 Vanguard IntTerm Corporate Bo ETF 92206C870 3 36 SH SOLE 36 0 0 Vectren Corp. COM 92240G101 32 546 SH SOLE 546 0 0 Verizon Communications COM 92343V104 1257 28148 SH SOLE 28148 0 0 Visa Inc. COM 92826C839 168 1788 SH SOLE 1788 0 0 Wyndham Worldwide Corp COM 98310W108 782 7788 SH SOLE 7788 0 0 Zoetis Inc. COM 98978V103 140 2240 SH SOLE 2240 0 0 Allegion PLC COM G0176J109 95 1166 SH SOLE 1166 0 0 Accenture PLC Class A COM G1151C101 87 701 SH SOLE 701 0 0 Credicorp Ltd. COM G2519Y108 144 800 SH SOLE 800 0 0 Delphi Automotive PLC COM G27823106 430 4900 SH SOLE 4900 0 0 Eaton Corp. PLC COM G29183103 52 672 SH SOLE 672 0 0 IngersollRand Co. p.l.c. COM G47791101 452 4950 SH SOLE 4950 0 0 Michael Kors Holdings Ltd COM G60754101 315 8698 SH SOLE 8698 0 0 Chubb Ltd. COM H1467J104 330 2272 SH SOLE 2272 0 0 LyondellBasell Industries N.V. COM N53745100 54 634 SH SOLE 634 0 0 Broadcom Ltd. COM Y09827109 23 100 SH SOLE 100 0 0 NXP Semiconductors Tender COM N6596X109 19 173 SH SOLE 173 0 0 Alphabet Inc C COM 02079K305 168 185 SH SOLE 185 0 0 Mannkind Corporation COM 56400P706 0 200 SH SOLE 200 0 0 Duke Energy Corp. COM 26441C204 28 330 SH SOLE 330 0 0 Vodafone Group Plc ADR COM 92857W308 14 501 SH SOLE 501 0 0 Berkshire Hathaway Inc. Class COM 084670702 213 1259 SH SOLE 1259 0 0 Alphabet Inc A COM 02079K107 1540 1656 SH SOLE 1656 0 0 Merck Co. Inc. COM 58933Y105 154 2404 SH SOLE 2404 0 0 ChromaDex Corp. COM 171077407 13 3380 SH SOLE 3380 0 0 Allergan Inc. COM G0177J108 1718 7067 SH SOLE 7067 0 0 HP Inc COM 40434L105 815 46601 SH SOLE 46601 0 0