0001209191-16-131308.txt : 20160705 0001209191-16-131308.hdr.sgml : 20160705 20160705190833 ACCESSION NUMBER: 0001209191-16-131308 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160705 DATE AS OF CHANGE: 20160705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TUBEMOGUL INC CENTRAL INDEX KEY: 0001449278 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 510633881 STATE OF INCORPORATION: CA BUSINESS ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 BUSINESS PHONE: 510-653-0677 MAIL ADDRESS: STREET 1: 1250 53RD STREET, SUITE 6 CITY: EMERYVILLE STATE: CA ZIP: 94608 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nakache Patricia CENTRAL INDEX KEY: 0001597755 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36543 FILM NUMBER: 161752140 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD STREET 2: BUILDING 4, SUITE 160 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-30 0 0001449278 TUBEMOGUL INC TUBE 0001597755 Nakache Patricia 2480 SAND HILL ROAD, SUITE 200 MENLO PARK CA 94025 0 0 1 0 Common Stock 2016-06-30 4 J 0 292250 0.00 D 4675999 I By Trinity Ventures X, L.P. Common Stock 2016-06-30 4 J 0 2826 0.00 D 45218 I By Trinity X Entrepreneurs' Fund, L.P. Common Stock 2016-06-30 4 J 0 1655 0.00 D 26479 I By Trinity X Side-By-Side Fund, L.P. Common Stock 2016-06-30 4 J 0 2922 0.00 A 2922 I By Trinity TVL X, LLC Common Stock 2016-06-30 4 J 0 2922 0.00 D 0 I By Trinity TVL X, LLC Common Stock 2016-06-30 4 J 0 110 0.00 A 2638 I By TVL Management Corporation Common Stock 2016-06-30 4 J 0 522 0.00 A 522 I By Gordon/Nakache Family Trust Common Stock 2016-07-01 4 S 0 522 11.82 D 0 I By Gordon/Nakache Family Trust Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. without consideration to its limited partners and its general partner, Trinity TVL X, LLC. The transactions being reported were effected pursuant to a Rule 10b5-1 plan adopted on September 14, 2015. Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Ms. Nakache is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Ms. Nakache serves as an officer of Trinity TVL Management Corporation. Ms. Nakache disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of her pecuniary interest therein. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Entrepreneurs' Fund, L.P. without consideration to its limited partners. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity X Side-By-Side Fund, L.P. without consideration to its limited partners. Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Trinity Ventures X, L.P. described in footnote 1. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Trinity TVL X, LLC without consideration to its members. The shares are held by Trinity TVL Management Corporation. The shares are held by the Gordon/Nakache Family Trust (the "Nakache Family Trust"). Ms. Nakache is a trustee of the Nakache Family Trust. Ms. Nakache disclaims beneficial ownership of the shares held by the Nakache Family Trust except to the extent of her proportionate pecuniary interest therein. The sales were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on September 14, 2015. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $11.60 to $11.89 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. /s/ Patricia E. Nakache 2016-07-05