0001597691-21-000005.txt : 20211110 0001597691-21-000005.hdr.sgml : 20211110 20211110160706 ACCESSION NUMBER: 0001597691-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 EFFECTIVENESS DATE: 20211110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Paradigm Financial Advisors, LLC CENTRAL INDEX KEY: 0001597691 IRS NUMBER: 431782781 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15737 FILM NUMBER: 211396568 BUSINESS ADDRESS: STREET 1: 12818 DAYLIGHT CIRCLE CITY: DES PERES STATE: MO ZIP: 63131 BUSINESS PHONE: 314-966-3400 MAIL ADDRESS: STREET 1: 12818 DAYLIGHT CIRCLE CITY: DES PERES STATE: MO ZIP: 63131 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597691 XXXXXXXX 09-30-2021 09-30-2021 Paradigm Financial Advisors, LLC

12818 DAYLIGHT CIRCLE DES PERES MO 63131

13F HOLDINGS REPORT 028-15737 N Matt Kellermann 314-966-3400 Matt Kellermmann Des Peres MO 11-10-2021 0 233 434000 false INFORMATION TABLE 2 09302021.xml Call Aemetis Inc COM 00770K202 18 1000 SH Call SOLE 1000 0 0 Call Agora Inc ADR 00851L103 6 200 SH Call SOLE 200 0 0 Call Beyondspring Inc COM G10830100 9 600 SH Call SOLE 600 0 0 Call Bilibili Inc ADR 090040106 20 300 SH Call SOLE 300 0 0 Call Boeing Co COM 097023105 44 200 SH Call SOLE 200 0 0 Call Canopy Growth Corp COM 138035100 14 1000 SH Call SOLE 1000 0 0 Call Carnival Corp COM 143658300 63 2500 SH Call SOLE 2500 0 0 Call Clean Energy Fuels COM 184499101 8 1000 SH Call SOLE 1000 0 0 Call Drxn China Bull 3x ETF 25459W771 21 2000 SH Call SOLE 2000 0 0 Call Legalzoom Common In COM 52466B103 40 1500 SH Call SOLE 1500 0 0 Call Li Auto Inc ADR 50202M102 11 400 SH Call SOLE 400 0 0 Call Nikola Corp COM 654110105 11 1000 SH Call SOLE 1000 0 0 Call Plug Power Inc COM 72919P202 26 1000 SH Call SOLE 1000 0 0 Call Quantumscape Corp COM 74767V109 10 400 SH Call SOLE 400 0 0 Call Rackspace Technolog COM 750102105 14 1000 SH Call SOLE 1000 0 0 Call Tesla Inc COM 88160R101 233 300 SH Call SOLE 300 0 0 Call Virgin Galactic Hld COM 92766K106 5 200 SH Call SOLE 200 0 0 Apple Inc COM 037833100 29371 207569 SH SOLE 207569 0 0 Ishares Barclays TIPS Bond Fun ETF 464287176 17811 139489 SH SOLE 139489 0 0 Invesco QQQ Trust COM 46090E103 14496 40495 SH SOLE 40495 0 0 Bank of America COM 060505104 13484 317638 SH SOLE 317638 0 0 Vanguard Value ETF ETF 922908744 12359 91296 SH SOLE 91296 0 0 iShares Russell 2000 Value ETF ETF 464287630 12046 75180 SH SOLE 75180 0 0 Moderna Inc COM 60770K107 11908 30940 SH SOLE 30940 0 0 Alphabet Inc. Class A COM 02079K305 11092 4149 SH SOLE 4149 0 0 Qualcomm Inc COM 747525103 10537 81692 SH SOLE 81692 0 0 Amazon Inc COM 023135106 10180 3099 SH SOLE 3099 0 0 Vanguard SmCap ETF ETF 922908751 9893 45243 SH SOLE 45243 0 0 Invesco China Technology ETF 46138E800 9658 146830 SH SOLE 146830 0 0 Vanguard Dividend Appreciation ETF 921908844 9334 60771 SH SOLE 60771 0 0 NASDAQ Clean Energy ETF ETF 33733E500 9150 146174 SH SOLE 146174 0 0 NVIDIA Corp COM 67066G104 8802 42487 SH SOLE 42487 0 0 Vanguard Mid Cap ETF ETF 922908629 7161 30245 SH SOLE 30245 0 0 Vanguard Small Cap Value ETF 922908611 6746 39854 SH SOLE 39854 0 0 Boeing Company COM 097023105 6739 30642 SH SOLE 30642 0 0 Vanguard Short Term ETF 92206C102 6714 109336 SH SOLE 109336 0 0 Vanguard Growth ETF ETF 922908736 6582 22684 SH SOLE 22684 0 0 SPDR S&P 500 ETF 78462F103 6305 14692 SH SOLE 14692 0 0 PIMCO Short Maturity ETF ETF 72201R833 6278 61594 SH SOLE 61594 0 0 BioNTech SE ADR ADR 09075V102 6134 22470 SH SOLE 22470 0 0 Vanguard Short-Term Corp Bond ETF 92206C409 5653 68595 SH SOLE 68595 0 0 Facebook Inc COM 30303M102 5539 16319 SH SOLE 16319 0 0 Vanguard Small Cap Grwth ETF 922908595 4944 17649 SH SOLE 17649 0 0 Vanguard Info Technology ETF 92204A702 4644 11572 SH SOLE 11572 0 0 Micron Technology Inc COM 595112103 4583 64562 SH SOLE 64562 0 0 Vanguard Financials ETF ETF 92204A405 4415 47647 SH SOLE 47647 0 0 General Electric COM 369604103 4201 40776 SH SOLE 40776 0 0 Vanguard Mid Cap Value ETF 922908512 4138 29641 SH SOLE 29641 0 0 iShares US Consumer Goods ETF ETF 464287812 3976 22140 SH SOLE 22140 0 0 Microsoft Corp COM 594918104 3583 12711 SH SOLE 12711 0 0 VanEck Vectors Semiconductor E ETF 92189F676 3510 13696 SH SOLE 13696 0 0 Berkshire Hathaway CL B COM 084670702 3429 12562 SH SOLE 12562 0 0 Vanguard Intl Equity Index ex ETF 922042775 3212 52697 SH SOLE 52697 0 0 Visa Inc COM 92826C839 3142 14105 SH SOLE 14105 0 0 Home Depot Inc COM 437076102 2884 8785 SH SOLE 8785 0 0 Pepsico Inc COM 713448108 2873 19104 SH SOLE 19104 0 0 Service Now Inc COM 81762P102 2872 4615 SH SOLE 4615 0 0 HubSpot Inc COM 443573100 2851 4217 SH SOLE 4217 0 0 KB Home COM 48666K109 2838 72921 SH SOLE 72921 0 0 Vanguard S&P 500 ETF ETF 922908413 2699 6844 SH SOLE 6844 0 0 Spdr S&P Aerospace ETF 78464A631 2589 21711 SH SOLE 21711 0 0 Vanguard Mid Cap Growth ETF 922908538 2529 10704 SH SOLE 10704 0 0 Jpmorgan Ultra Short ETF 46641Q837 2472 48734 SH SOLE 48734 0 0 SPDR Financial Sector ETF ETF 81369Y605 2380 63429 SH SOLE 63429 0 0 Applied Materials Inc COM 038222105 2242 17420 SH SOLE 17420 0 0 Citigroup Inc COM 172967102 2162 30813 SH SOLE 30813 0 0 Delta Air Lines Inc COM 247361702 2143 50291 SH SOLE 50291 0 0 Intel Corp COM 458140100 2008 37685 SH SOLE 37685 0 0 Netflix Inc COM 64110L106 1904 3119 SH SOLE 3119 0 0 Lululemon Athletica COM 550021109 1845 4558 SH SOLE 4558 0 0 Snap Inc COM 83304A106 1838 24875 SH SOLE 24875 0 0 Vanguard Health Care ETF ETF 92204A504 1780 7201 SH SOLE 7201 0 0 Morgan J P & Co Inc COM 46625H100 1733 10589 SH SOLE 10589 0 0 Cheniere Energy Inc COM 16411R208 1717 17576 SH SOLE 17576 0 0 Vanguard Sh-Term TIPS Etf ETF 922020805 1703 32391 SH SOLE 32391 0 0 Square Inc COM 852234103 1694 7065 SH SOLE 7065 0 0 Broadcom Technologies COM Y0486S104 1676 3457 SH SOLE 3457 0 0 Tesla Motors Inc COM 88160R101 1559 2010 SH SOLE 2010 0 0 PayPal Holdings Inc COM 70450Y103 1554 5974 SH SOLE 5974 0 0 Adobe Systems Inc COM 00724F101 1524 2647 SH SOLE 2647 0 0 Chipotle Mexican Grill COM 169656105 1512 832 SH SOLE 832 0 0 Advanced Micro Devices COM 007903107 1443 14025 SH SOLE 14025 0 0 Vanguard Intl Bond Index ETF ETF 92203J407 1340 23532 SH SOLE 23532 0 0 iShares Intl Small Cap ETF ETF 464288273 1277 17158 SH SOLE 17158 0 0 Bill.com Holdings Inc COM 090043100 1271 4760 SH SOLE 4760 0 0 iShares 1-3 Year Treasury Bond ETF 464287457 1264 14669 SH SOLE 14669 0 0 Emerging Market Internet and e ETF 301505889 1233 24865 SH SOLE 24865 0 0 Vanguard MSCI Emerging Markets ETF 922042858 1228 24551 SH SOLE 24551 0 0 Charter Communications Inc COM 16119P108 1206 1657 SH SOLE 1657 0 0 Draftkings Inc COM 26142R104 1178 24455 SH SOLE 24455 0 0 Vanguard REIT ETF index ETF 922908553 1159 11386 SH SOLE 11386 0 0 iShares Edge MSCI Intl Value F ETF 46435G409 1144 44515 SH SOLE 44515 0 0 Cisco Systems Inc COM 17275R102 1137 20884 SH SOLE 20884 0 0 Vanguard Tax-Exempt Bond ETF ETF 922907746 1089 19892 SH SOLE 19892 0 0 Skyworks Solutions COM 83088M102 1084 6577 SH SOLE 6577 0 0 American Tower COM 03027X100 1073 4042 SH SOLE 4042 0 0 Invesco Financial Preferred ET ETF 73935X229 1050 55423 SH SOLE 55423 0 0 Ishares Muni Bond ETF ETF 464288414 1045 8992 SH SOLE 8992 0 0 Unitedhealth Group Inc COM 91324P102 1035 2650 SH SOLE 2650 0 0 Qorvo Inc COM 74736K101 1027 6145 SH SOLE 6145 0 0 Johnson & Johnson COM 478160104 960 5942 SH SOLE 5942 0 0 Corning Inc COM 219350105 950 26035 SH SOLE 26035 0 0 Walt Disney Co COM 254687106 947 5596 SH SOLE 5596 0 0 Royal Caribbean Cruises Ltd COM V7780T103 906 10185 SH SOLE 10185 0 0 Uber Technologies Inc COM 90353T100 891 19882 SH SOLE 19882 0 0 Sea Ltd ADR ADR 81141R100 853 2675 SH SOLE 2675 0 0 O'Reilly Automotive Inc COM 67103H107 825 1350 SH SOLE 1350 0 0 Salesforce Inc COM 79766L302 794 2926 SH SOLE 2926 0 0 Diamondback Energy COM 25278X109 792 8364 SH SOLE 8364 0 0 iShares Floating Rate Bond ETF ETF 46429B655 786 15466 SH SOLE 15466 0 0 CureVac NV COM N2451R105 765 14009 SH SOLE 14009 0 0 iShares Nasdaq Biotech ETF 464287556 760 4702 SH SOLE 4702 0 0 Alphabet Inc Class A COM 02079K107 728 273 SH SOLE 273 0 0 American Airls Group Inc COM 02376R102 717 34920 SH SOLE 34920 0 0 NIO Inc ADR ADR 62914V106 686 19256 SH SOLE 19256 0 0 Coca-Cola Company COM 191216100 684 13033 SH SOLE 13033 0 0 SPDR Materials Sector ETF ETF 81369Y100 653 8251 SH SOLE 8251 0 0 Teladoc Health Inc COM 87918A105 652 5142 SH SOLE 5142 0 0 Aemetis Inc COM 00770K202 597 32645 SH SOLE 32645 0 0 Walgreens Boots Allianc COM 931427108 596 12678 SH SOLE 12678 0 0 Sector Spdr Indl Select ETF 81369Y704 581 5940 SH SOLE 5940 0 0 Maravai LifeSciences Holdings COM 56600D107 560 11405 SH SOLE 11405 0 0 Capital One Financial Cp COM 14040H105 522 3220 SH SOLE 3220 0 0 Vanguard Total Intl Stock ETF ETF 921909768 519 8207 SH SOLE 8207 0 0 Deckers Outdoor Corp COM 243537107 513 1425 SH SOLE 1425 0 0 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 510 2173 SH SOLE 2173 0 0 Twilio Inc COM 90138F102 509 1595 SH SOLE 1595 0 0 Synchrony Financial COM 87165B103 505 10340 SH SOLE 10340 0 0 PIMCO Total Return ETF ETF 72201R775 501 4527 SH SOLE 4527 0 0 Spdr S&P Bank Etf ETF 78464A797 500 9441 SH SOLE 9441 0 0 iShares Short-Term Muni Bond E ETF 464288158 496 4610 SH SOLE 4610 0 0 SPDR Convertible Sec ETF 78464A359 492 5763 SH SOLE 5763 0 0 Focus Finl Partners COM 34417P100 490 9360 SH SOLE 9360 0 0 Li Auto Inc ADR ADR 50202M102 489 18599 SH SOLE 18599 0 0 XPeng Inc ADR ADR 98422D105 484 13630 SH SOLE 13630 0 0 Vanguard Intl Small Cap ETF ETF 922042718 475 3551 SH SOLE 3551 0 0 STARBUCKS CORP COM COM 855244109 471 4274 SH SOLE 4274 0 0 Mercadolibre Inc COM 58733R102 462 275 SH SOLE 275 0 0 XYLEM INC COM COM 98419M100 458 3700 SH SOLE 3700 0 0 Upstart Holdings Inc COM 91680M107 455 1439 SH SOLE 1439 0 0 Blackrock Inc COM 09247X101 438 522 SH SOLE 522 0 0 Vanguard Materials ETF ETF 92204A801 438 2526 SH SOLE 2526 0 0 Nike Inc COM 654106103 437 3011 SH SOLE 3011 0 0 iShares MSCI China ETF ETF 46429B671 431 6389 SH SOLE 6389 0 0 Penn Ntnl Gaming COM 707569109 425 5865 SH SOLE 5865 0 0 Ameren Corp Com COM 023608102 422 5205 SH SOLE 5205 0 0 Ishares Global Clean ETF 464288224 421 19466 SH SOLE 19466 0 0 Wal Mart Stores Inc COM 931142103 419 3006 SH SOLE 3006 0 0 K L A Tencor Corp COM 482480100 413 1235 SH SOLE 1235 0 0 AT&T Corp Com COM 00206R102 409 15140 SH SOLE 15140 0 0 Keysight Tech Inc COM 49338L103 401 2440 SH SOLE 2440 0 0 Vanguard Extended Market ETF 922908652 401 2196 SH SOLE 2196 0 0 CVS Corp COM 126650100 400 4708 SH SOLE 4708 0 0 Sonos Inc COM 83570H108 399 12320 SH SOLE 12320 0 0 Vanguard Energy ETF ETF 92204A306 398 5390 SH SOLE 5390 0 0 Blmbg Barclays Short Term MunB ETF 78468R739 394 7975 SH SOLE 7975 0 0 PIMCO Short Term Municipal Bon ETF 72201R874 394 7675 SH SOLE 7675 0 0 KnowBe4 Inc COM 49926T104 389 17730 SH SOLE 17730 0 0 Teck Resources Ltd Cl Bf COM 878742204 374 15000 SH SOLE 15000 0 0 Goldman Sachs Group Inc COM 38141G104 369 976 SH SOLE 976 0 0 Zscaler Inc COM 98980G102 362 1380 SH SOLE 1380 0 0 Schwab Short Term US ETF 808524862 359 7022 SH SOLE 7022 0 0 Las Vegas Sands Corp COM 517834107 357 9765 SH SOLE 9765 0 0 Cons Communication Hldgs COM 209034107 354 38569 SH SOLE 38569 0 0 Farfetch Ltd COM 30744W107 343 9150 SH SOLE 9150 0 0 Pfizer Inc COM 717081103 339 7887 SH SOLE 7887 0 0 ISHARES RUSSELL 1000 VALUE ETF 464287598 331 2117 SH SOLE 2117 0 0 Devon Energy Corp COM 25179M103 330 9285 SH SOLE 9285 0 0 Marvell Technology Group Ltd COM G5876H105 327 5418 SH SOLE 5418 0 0 NetApp Inc COM 64110D104 323 3600 SH SOLE 3600 0 0 Schw US Lcap Gro Etf ETF 808524300 321 2167 SH SOLE 2167 0 0 Procter & Gamble Co COM 742718109 313 2241 SH SOLE 2241 0 0 Howmet Aerospace Inc COM 443201108 312 9999 SH SOLE 9999 0 0 NXP Semiconductors COM N6596X109 310 1585 SH SOLE 1585 0 0 Avalara Inc COM 05338G106 308 1760 SH SOLE 1760 0 0 Atlassian Corp Plc COM G06242104 307 785 SH SOLE 785 0 0 Johnson Controls Inc COM G51502105 305 4475 SH SOLE 4475 0 0 SPDR Gold Trust ETF ETF 78463V107 299 1819 SH SOLE 1819 0 0 SPDR S&P 500 Growth ETF ETF 78464A409 295 4612 SH SOLE 4612 0 0 Blackstone Group COM 09253U108 285 2451 SH SOLE 2451 0 0 Emerson Electric Co COM 291011104 283 3007 SH SOLE 3007 0 0 Ishares MSCI Emerging Mkts ETF 464287234 276 5479 SH SOLE 5479 0 0 Shopify Inc COM 82509L107 274 202 SH SOLE 202 0 0 Leslies Inc COM 527064109 273 13305 SH SOLE 13305 0 0 TE Connectivity Ltd COM H84989104 271 1975 SH SOLE 1975 0 0 iShares Intl Equities ETF 464287465 271 3473 SH SOLE 3473 0 0 Ishares U.S. Preferred ETF 464288687 270 6949 SH SOLE 6949 0 0 ROKU INC COM CL A COM 77543R102 262 836 SH SOLE 836 0 0 Cerner Corp COM 156782104 258 3656 SH SOLE 3656 0 0 SPDR Intl Small Cap ETF ETF 78463X871 258 6697 SH SOLE 6697 0 0 Couchbase Inc COM 22207T101 257 8255 SH SOLE 8255 0 0 American Intl Group Inc COM 026874784 255 4648 SH SOLE 4648 0 0 Costco Whsl Corp New COM 22160K105 254 565 SH SOLE 565 0 0 Generac Holdings Inc COM 368736104 251 615 SH SOLE 615 0 0 CrowdStrike Holdings Inc COM 22788C105 249 1015 SH SOLE 1015 0 0 Carnival Cruise Corp COM 143658300 249 9960 SH SOLE 9960 0 0 Medtronic Inc COM 585055106 248 1982 SH SOLE 1982 0 0 Sunrun Inc COM 86771W105 248 5640 SH SOLE 5640 0 0 VanEck Vectors Short Muni ETF ETF 92189F528 245 13590 SH SOLE 13590 0 0 Chevron Corporation COM 166764100 244 2410 SH SOLE 2410 0 0 NEXTERA ENERGY INC COM COM 65339F101 241 3072 SH SOLE 3072 0 0 Renewable Energy Grp COM 75972A301 236 4705 SH SOLE 4705 0 0 ISHARES RUSSELL 2000 IDX FUND ETF 464287655 232 1062 SH SOLE 1062 0 0 Abbvie Inc COM 00287Y109 232 2152 SH SOLE 2152 0 0 Switch Inc COM 87105L104 231 9095 SH SOLE 9095 0 0 Commerce Bancshares COM 200525103 228 3277 SH SOLE 3277 0 0 Ringcentral Inc COM 76680R206 226 1040 SH SOLE 1040 0 0 Novavax Inc COM 670002104 224 1082 SH SOLE 1082 0 0 Barrick Gold Corp COM 067901108 224 12420 SH SOLE 12420 0 0 Synopsys Inc COM 871607107 222 741 SH SOLE 741 0 0 Pinterest Inc COM 72352L106 222 4350 SH SOLE 4350 0 0 Verizon Communications COM 92343V104 220 4076 SH SOLE 4076 0 0 Invesco DB Commodity Tracking ETF 46138B103 220 10880 SH SOLE 10880 0 0 Tractor Supply Co COM 892356106 219 1080 SH SOLE 1080 0 0 ZoomInfo Technologies Inc COM 98980F104 217 3550 SH SOLE 3550 0 0 American Express Company COM 025816109 215 1285 SH SOLE 1285 0 0 ITT Corporation COM 45073V108 215 2500 SH SOLE 2500 0 0 Southwest Airlines COM 844741108 215 4171 SH SOLE 4171 0 0 CarMax Inc COM 143130102 213 1665 SH SOLE 1665 0 0 Freeport McMoran COM 35671D857 212 6519 SH SOLE 6519 0 0 Alibaba Group Holding Ltd ADR ADR 01609W102 211 1423 SH SOLE 1423 0 0 EV Short Duration Diversified ETF 27828V104 211 15800 SH SOLE 15800 0 0 Valero Energy COM 91913Y100 210 2970 SH SOLE 2970 0 0 Fulcrum Therapeutics Inc COM 359616109 208 7375 SH SOLE 7375 0 0 Driven Brands Hldgs Inc COM 26210V102 208 7195 SH SOLE 7195 0 0 ISHARES RUSSELL 1000 GROWTH FU ETF 464287614 208 758 SH SOLE 758 0 0 Lockheed Martin Corp COM 539830109 203 587 SH SOLE 587 0 0 Fuel Tech Inc COM 359523107 41 23750 SH SOLE 23750 0 0 Genasys Inc (LRAD Corp) COM 36872P103 104 20000 SH SOLE 20000 0 0 Energy Transfer COM 29273V100 123 12800 SH SOLE 12800 0 0 Clean Energy Fuels Corp COM 184499101 90 11035 SH SOLE 11035 0 0 Ishares GSCI Commodity Index ETF 46428R107 171 10146 SH SOLE 10146 0 0