0001597691-19-000004.txt : 20191104 0001597691-19-000004.hdr.sgml : 20191104 20191104164453 ACCESSION NUMBER: 0001597691-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 EFFECTIVENESS DATE: 20191104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Paradigm Financial Advisors, LLC CENTRAL INDEX KEY: 0001597691 IRS NUMBER: 431782781 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15737 FILM NUMBER: 191190423 BUSINESS ADDRESS: STREET 1: 12231 MANCHESTER ROAD CITY: DES PERES STATE: MO ZIP: 63131 BUSINESS PHONE: 314-966-3400 MAIL ADDRESS: STREET 1: 12231 MANCHESTER ROAD CITY: DES PERES STATE: MO ZIP: 63131 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597691 XXXXXXXX 09-30-2019 09-30-2019 Paradigm Financial Advisors, LLC

12231 MANCHESTER ROAD DES PERES MO 63131

13F HOLDINGS REPORT 028-15737 N Matt Kellermann 314-966-3400 Matt Kellermann Des Peres MO 11-04-2019 0 127 256074 false INFORMATION TABLE 2 09302019_1.xml Call Alibaba Group Hldg ADR 01609W102 2007 12000 SH Call SOLE 12000 0 0 Call Baidu Inc ADR 056752108 514 5000 SH Call SOLE 5000 0 0 Call Bank Of America Cor COM 060505104 452 15500 SH Call SOLE 15500 0 0 Call General Electric Co COM 369604103 224 25000 SH Call SOLE 25000 0 0 Call Halliburton Co Hldg COM 406216101 57 3000 SH Call SOLE 3000 0 0 Call Lyft Inc COM 55087P104 61 1500 SH Call SOLE 1500 0 0 Call Micron Technology COM 595112103 64 1500 SH Call SOLE 1500 0 0 Call Netflix Inc COM 64110L106 134 500 SH Call SOLE 500 0 0 Call Twitter Inc COM 90184L102 82 2000 SH Call SOLE 2000 0 0 Call Uber Technologies I COM 90353T100 503 16500 SH Call SOLE 16500 0 0 Apple Inc COM 037833100 18007 80400 SH SOLE 80400 0 0 Invesco QQQ Trust COM 46090E103 14844 78617 SH SOLE 78617 0 0 Vanguard Mid Cap ETF ETF 922908629 12083 72095 SH SOLE 72095 0 0 Vanguard SmCap ETF ETF 922908751 11581 75257 SH SOLE 75257 0 0 Vanguard Growth ETF ETF 922908736 9150 55027 SH SOLE 55027 0 0 Bank of America COM 060505104 9075 311119 SH SOLE 311119 0 0 Qualcomm Inc COM 747525103 8957 117419 SH SOLE 117419 0 0 Vanguard Dividend Appreciation ETF 921908844 8244 68939 SH SOLE 68939 0 0 iShares MSCI China ETF ETF 46429B671 6136 109410 SH SOLE 109410 0 0 SPDR S&P 500 ETF 78462F103 5939 20011 SH SOLE 20011 0 0 Alphabet Inc. Class A COM 02079K305 5450 4463 SH SOLE 4463 0 0 Jpmorgan Ultra Short ETF 46641Q837 5417 107421 SH SOLE 107421 0 0 Boeing Company COM 097023105 5413 14226 SH SOLE 14226 0 0 Citigroup Inc COM 172967102 5336 77245 SH SOLE 77245 0 0 iShares Intl Small Cap ETF ETF 464288273 4401 76906 SH SOLE 76906 0 0 Vanguard Short-Term Corp Bond ETF 92206C409 4298 53030 SH SOLE 53030 0 0 Vanguard REIT ETF index ETF 922908553 4271 45802 SH SOLE 45802 0 0 Spdr S&P Aerospace ETF 78464A631 4054 37949 SH SOLE 37949 0 0 Pepsico Inc COM 713448108 3971 28967 SH SOLE 28967 0 0 Visa Inc COM 92826C839 3865 22468 SH SOLE 22468 0 0 Berkshire Hathaway CL B COM 084670702 3835 18435 SH SOLE 18435 0 0 Vanguard Value ETF ETF 922908744 3659 32782 SH SOLE 32782 0 0 Cheniere Energy Inc COM 16411R208 3650 57888 SH SOLE 57888 0 0 Micron Technology Inc COM 595112103 3416 79713 SH SOLE 79713 0 0 Facebook Inc COM 30303M102 3117 17504 SH SOLE 17504 0 0 Ventas Inc COM 92276F100 3091 42330 SH SOLE 42330 0 0 Vanguard Intl Equity Index ex ETF 922042775 3027 60668 SH SOLE 60668 0 0 SPDR Materials Sector ETF ETF 81369Y100 2883 49542 SH SOLE 49542 0 0 Spdr S&P Regional Bking ETF 78464A698 2843 53846 SH SOLE 53846 0 0 CVS Corp COM 126650100 2679 42482 SH SOLE 42482 0 0 Vanguard S&P 500 ETF ETF 922908413 2619 9607 SH SOLE 9607 0 0 Alibaba Group Holding Ltd ADR ADR 01609W102 2571 15373 SH SOLE 15373 0 0 SPDR Financial Sector ETF ETF 81369Y605 2524 90155 SH SOLE 90155 0 0 Vanguard Health Care ETF ETF 92204A504 2502 14922 SH SOLE 14922 0 0 Intel Corp COM 458140100 2471 47949 SH SOLE 47949 0 0 Tencent Holdings Ltd ADR ADR 88032Q109 2375 57061 SH SOLE 57061 0 0 PIMCO Total Return ETF ETF 72201R775 2342 21505 SH SOLE 21505 0 0 Amazon Inc COM 023135106 2225 1282 SH SOLE 1282 0 0 Vanguard Mid Cap Growth ETF 922908538 1964 13260 SH SOLE 13260 0 0 iShares Nasdaq Biotech ETF 464287556 1890 18992 SH SOLE 18992 0 0 Cisco Systems Inc COM 17275R102 1870 37850 SH SOLE 37850 0 0 Netflix Inc COM 64110L106 1835 6856 SH SOLE 6856 0 0 DELTA AIR LINES COMPANY NEW COM 247361702 1809 31400 SH SOLE 31400 0 0 Vanguard MSCI Emerging Markets ETF 922042858 1797 44638 SH SOLE 44638 0 0 Ishares Barclays TIPS Bond Fun ETF 464287176 1584 13620 SH SOLE 13620 0 0 Coca-Cola Company COM 191216100 1582 29063 SH SOLE 29063 0 0 Vanguard Energy ETF ETF 92204A306 1580 20246 SH SOLE 20246 0 0 Vanguard Intl Bond Index ETF ETF 92203J407 1458 24776 SH SOLE 24776 0 0 Invesco Financial Preferred ET ETF 73935X229 1359 72389 SH SOLE 72389 0 0 Exxon Mobil Corp COM 30231G102 1345 19055 SH SOLE 19055 0 0 Morgan J P & Co Inc COM 46625H100 1020 8666 SH SOLE 8666 0 0 Microsoft Corp COM 594918104 991 7127 SH SOLE 7127 0 0 Uber Technologies Inc COM 90353T100 924 30315 SH SOLE 30315 0 0 AT&T Corp Com COM 00206R102 894 23634 SH SOLE 23634 0 0 Sector Spdr Indl Select ETF 81369Y704 869 11194 SH SOLE 11194 0 0 American Tower COM 03027X100 837 3787 SH SOLE 3787 0 0 Chevron Corporation COM 166764100 806 6796 SH SOLE 6796 0 0 Vanguard Materials ETF ETF 92204A801 771 6097 SH SOLE 6097 0 0 Alphabet Inc Class A COM 02079K107 742 609 SH SOLE 609 0 0 Corning Inc COM 219350105 713 25000 SH SOLE 25000 0 0 Vanguard Info Technology ETF 92204A702 696 3229 SH SOLE 3229 0 0 Ishares Commodities Slct ETF 46431W853 682 21632 SH SOLE 21632 0 0 Ameren Corp Com COM 023608102 659 8229 SH SOLE 8229 0 0 Lyft Inc COM 55087P104 656 16061 SH SOLE 16061 0 0 Unitedhealth Group Inc COM 91324P102 621 2856 SH SOLE 2856 0 0 Vanguard Financials Etf ETF 92204A405 615 8783 SH SOLE 8783 0 0 iShares Intl Equities ETF 464287465 607 9311 SH SOLE 9311 0 0 Applied Materials Inc COM 038222105 599 12000 SH SOLE 12000 0 0 Vanguard Mid Cap Value ETF 922908512 594 5257 SH SOLE 5257 0 0 Vanguard Small Cap Value ETF 922908611 580 4503 SH SOLE 4503 0 0 Ishares U.S. Preferred ETF 464288687 568 15126 SH SOLE 15126 0 0 O REILLY AUTOMOTIVE INC COM 67103H107 563 1412 SH SOLE 1412 0 0 Verizon Communications COM 92343V104 549 9099 SH SOLE 9099 0 0 Vanguard Small Cap Grwth ETF 922908595 526 2889 SH SOLE 2889 0 0 Teck Resources Ltd Cl Bf ETF 878742204 503 31000 SH SOLE 31000 0 0 Invesco Senior Loan ETF ETF 46138G508 489 21640 SH SOLE 21640 0 0 United States Oil Fund ETF 91232N108 473 41701 SH SOLE 41701 0 0 Baidu.com, Inc. ADR 056752108 468 4555 SH SOLE 4555 0 0 ISHARES MSCI BRAZIL IND FD ETF 464286400 453 10745 SH SOLE 10745 0 0 STARBUCKS CORP COM COM 855244109 449 5073 SH SOLE 5073 0 0 Salesforce Inc COM 79766L302 419 2823 SH SOLE 2823 0 0 SPDR Gold Trust ETF ETF 78463V107 419 3014 SH SOLE 3014 0 0 XYLEM INC COM COM 98419M100 398 5000 SH SOLE 5000 0 0 Wal Mart Stores Inc COM 931142103 383 3228 SH SOLE 3228 0 0 Ishares MSCI Emerging Mkts ETF 464287234 381 9312 SH SOLE 9312 0 0 SPDR Intl Small Cap ETF ETF 78463X871 361 12292 SH SOLE 12292 0 0 Diamondback Energy COM 25278X109 358 3978 SH SOLE 3978 0 0 Vanguard Intl REIT ETF ETF 922042676 347 5930 SH SOLE 5930 0 0 ISHARES RUSSELL 1000 VALUE ETF 464287598 343 2674 SH SOLE 2674 0 0 Royce Value Cf COM 780910105 331 24046 SH SOLE 24046 0 0 Ishares Muni Bond ETF ETF 464288414 306 2686 SH SOLE 2686 0 0 ISHARES SELECT DIVIDEND INDEX ETF 464287168 302 2958 SH SOLE 2958 0 0 CommScope Holding Co Inc COM 20337X109 296 25193 SH SOLE 25193 0 0 Vanguard Total Stock Mkt ETF ETF 922908769 287 1902 SH SOLE 1902 0 0 VANGUARD MEGA CAP GROWTH ETF ETF 921910816 286 2156 SH SOLE 2156 0 0 Walt Disney Co COM 254687106 274 2106 SH SOLE 2106 0 0 Adobe Systems Inc COM 00724F101 271 980 SH SOLE 980 0 0 Goldman Sachs Group Inc COM 38141G104 265 1280 SH SOLE 1280 0 0 BUNGE LTD COM G16962105 260 4600 SH SOLE 4600 0 0 ARCONIC INC COM COM 03965L100 260 9999 SH SOLE 9999 0 0 Cerner Corp COM 156782104 249 3656 SH SOLE 3656 0 0 ISHARES RUSSELL 2000 VAL IND F ETF 464287630 247 2070 SH SOLE 2070 0 0 Phillips COM 718546104 240 2340 SH SOLE 2340 0 0 Schw US Lcap Gro Etf ETF 808524300 237 2817 SH SOLE 2817 0 0 Home Depot Inc COM 437076102 236 1017 SH SOLE 1017 0 0 ISHARES RUSSELL 2000 GROWTH IN ETF 464287648 227 1178 SH SOLE 1178 0 0 Vanguard Intl Small Cap ETF ETF 922042718 224 2199 SH SOLE 2199 0 0 Freeport McMoran COM 35671D857 224 23355 SH SOLE 23355 0 0 Medtronic Inc COM 585055106 215 1982 SH SOLE 1982 0 0 VANGUARD MEGA CAP VALUE ETF ETF 921910840 208 2549 SH SOLE 2549 0 0 Cons Communication Hldgs COM 209034107 184 38569 SH SOLE 38569 0 0 LRAD CORPORATION COM COM 50213V109 67 20000 SH SOLE 20000 0 0 LINEAGE CELL THERAPEUTICS INC COM 53566P109 17 17100 SH SOLE 17100 0 0 Invesco DB Commodity Tracking ETF 73935S105 199 13261 SH SOLE 13261 0 0 BARRICK GOLD CORP COM COM 067901108 186 10731 SH SOLE 10731 0 0 Regions Financial COM 7591EP100 158 10008 SH SOLE 10008 0 0