0001597506-24-000005.txt : 20240506
0001597506-24-000005.hdr.sgml : 20240506
20240506080152
ACCESSION NUMBER: 0001597506-24-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240506
DATE AS OF CHANGE: 20240506
EFFECTIVENESS DATE: 20240506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Warberg Asset Management LLC
CENTRAL INDEX KEY: 0001597506
ORGANIZATION NAME:
IRS NUMBER: 264016610
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-20991
FILM NUMBER: 24915636
BUSINESS ADDRESS:
STREET 1: 716 OAK STREET
CITY: WINNETKA
STATE: IL
ZIP: 60093
BUSINESS PHONE: 847-418-8333
MAIL ADDRESS:
STREET 1: 716 OAK STREET
CITY: WINNETKA
STATE: IL
ZIP: 60093
13F-HR
1
primary_doc.xml
X0202
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false
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0001597506
XXXXXXXX
03-31-2024
03-31-2024
Warberg Asset Management LLC
716 OAK STREET
WINNETKA
IL
60093
13F HOLDINGS REPORT
028-20991
N
Daniel I Warsh
Managing Member
4802069849
Daniel Warsh
Winnetka, IL.
IL
05-06-2024
0
213
696539447
false
INFORMATION TABLE
2
form13f.xml
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249845116
285
30000
SH
SOLE
30000
0
0
LIXTE BIOTECHNOLOGY HLDGS IN
*W EXP 11/30/202
539319111
2048
40875
SH
SOLE
40875
0
0
BUZZFEED INC
*W EXP 12/03/202
12430A110
886
19778
SH
SOLE
19778
0
0
AINOS INC
*W EXP 07/29/202
00902F113
1209
18800
SH
SOLE
18800
0
0
THE LION ELECTRIC COMPANY
*W EXP 12/16/202
536221120
6720
21000
SH
SOLE
21000
0
0
LENNAR CORP
CL B
526057302
309020
2000
SH
SOLE
2000
0
0
FEUTUNE LIGHT ACQUISITION CO
*W EXP 06/01/202
31561T110
564
20796
SH
SOLE
20796
0
0
MIRION TECHNOLOGIES INC
*W EXP 10/20/202
60471A119
44791
19996
SH
SOLE
19996
0
0
ARYA SCIENCES ACQU CORP IV
CL A
G31659108
147484
13133
SH
SOLE
13133
0
0
QUADRO ACQUISITION ONE CORP
CL A SHS
G52807107
324969
29583
SH
SOLE
29583
0
0
PHP VENTURES ACQUISITION COR
CLASS A COM
69291C106
519982
46719
SH
SOLE
46719
0
0
ALTENERGY ACQUISITION CORP
COM CL A
02157M108
180757
16139
SH
SOLE
16139
0
0
EXCELFIN ACQUISITION CORP
COM CL A
30069X102
243520
22280
SH
SOLE
22280
0
0
VISION SENSING ACQUISITION C
CLASS A COM
92838J103
749079
67179
SH
SOLE
67179
0
0
INCEPTION GROWTH ACQUSTN LTD
COMMON STOCK
45333D104
502427
46264
SH
SOLE
46264
0
0
ZALATORIS ACQUISITION CORP
COM CL A
89301B104
404052
37103
SH
SOLE
37103
0
0
AP ACQUISITION CORP
CL A ORD SHS
G04058106
257996
22872
SH
SOLE
22872
0
0
GOLDENSTONE ACQUISITION LTD
COM
38136Y102
458610
41635
SH
SOLE
41635
0
0
CLIMATEROCK
CLASS A ORD
G2311X100
846291
75427
SH
SOLE
75427
0
0
AURA FAT PROJS ACQUISITION C
CLASS A ORD
G06362100
154940
13946
SH
SOLE
13946
0
0
AIMFINITY INVESTMENT CORP I
UNIT 04/21/2027
G0135E142
269282
24216
SH
SOLE
24216
0
0
MONTEREY CAP ACQUISITION COR
CLASS A COM
61244M109
692692
62461
SH
SOLE
62461
0
0
ACRI CAPITAL ACQUISITION COR
COM CL A
00501A101
822443
73498
SH
SOLE
73498
0
0
GLOBAL STAR ACQUISITION INC
CLASS A COM
37962G102
810908
75715
SH
SOLE
75715
0
0
HUDSON ACQUISITION I CORP
COMMON STOCK
44364H100
784806
74039
SH
SOLE
74039
0
0
PLUTONIAN ACQUISITION CORP
COM
72942P104
807788
75213
SH
SOLE
75213
0
0
BELLEVUE LIFE SCNCS AQSTN CO
COM
079174108
288517
27040
SH
SOLE
27040
0
0
FOUR LEAF ACQUISITION CORP
COM CL A
35088F107
813611
75932
SH
SOLE
75932
0
0
TRAILBLAZER MERGER CORP I
CL A
89278D109
363052
34234
SH
SOLE
34234
0
0
OAK WOODS ACQUISITION CORP
CL A
67190B104
698750
65000
SH
SOLE
65000
0
0
AQUARON ACQUISITION CORP
COMMON STOCK
03842W105
820350
75713
SH
SOLE
75713
0
0
ESH ACQUISITION CORP
COM
296424104
390518
37604
SH
SOLE
37604
0
0
BUKIT JALIL GBL ACQUISITION
ORD SHS
G1676M105
144271
13740
SH
SOLE
13740
0
0
BOWEN ACQUISITION CORP
SHS
G12729110
104150
10000
SH
SOLE
10000
0
0
QUETTA ACQUISITION CORP
COM
74841A105
700053
68700
SH
SOLE
68700
0
0
AIMEI HEALTH TECHNOLOGY CO L
SHS
G01341109
153600
15000
SH
SOLE
15000
0
0
DT CLOUD ACQUISITION CORP
UNIT 99/99/9999
G28524109
254000
25000
SH
SOLE
25000
0
0
IRON HORSE ACQUISITIONS CORP
COM
462837105
332005
33267
SH
SOLE
33267
0
0
BLACK HAWK ACQUISITION CORP
UNIT 99/99/9999
G1148A127
752729
74124
SH
SOLE
74124
0
0
KEEN VISION ACQUISITION CORP
SHS
G52443119
480700
46000
SH
SOLE
46000
0
0
99 ACQUISITION GROUP INC
CL A
65445K101
703832
68300
SH
SOLE
68300
0
0
PASITHEA THERAPEUTICS CORP
*W EXP 08/12/202
70261F111
3594
289868
SH
SOLE
289868
0
0
STEREOTAXIS INC
COM NEW
85916J409
1737446
665688
SH
SOLE
665688
0
0
BIOAFFINITY TECHNOLOGIES INC
*W EXP 09/07/202
09076W117
12001
15679
SH
SOLE
15679
0
0
ONFOLIO HOLDINGS INC
*W EXP 01/02/202
68277K124
7859
193570
SH
SOLE
193570
0
0
MOBILICOM LTD
*W EXP 08/31/202
60742B110
28600
89375
SH
SOLE
89375
0
0
SAVERONE 2014 LTD
*W EXP 06/02/202
80516T113
15479
183181
SH
SOLE
183181
0
0
ACLARION INC
*W EXP 04/21/202
655187110
525
15000
SH
SOLE
15000
0
0
SHARPS TECHNOLOGY INC
*W EXP 99/99/999
82003F119
37159
464483
SH
SOLE
464483
0
0
AROGO CAPITAL ACQUISITION CO
*W EXP 03/23/202
042644112
2430
90000
SH
SOLE
90000
0
0
HNR ACQUISITION CORP
*W EXP 02/04/202
40472A128
28135
201105
SH
SOLE
201105
0
0
CEA INDUSTRIES INC
*W EXP 02/11/202
86887P119
1038
79872
SH
SOLE
79872
0
0
ALPHA STAR ACQUISITION CORP
*W EXP 12/13/202
G0230C116
165
16452
SH
SOLE
16452
0
0
CANNA GLOBAL ACQUISITION COR
*W EXP 99/99/999
13767K119
1622
90100
SH
SOLE
90100
0
0
KAIROUS ACQUISITION CORP LTD
*W EXP 09/15/202
G52131128
1580
78977
SH
SOLE
78977
0
0
AERIES TECHNOLOGY INC
*W EXP 11/06/202
G0136H110
6153
95027
SH
SOLE
95027
0
0
HEARTBEAM INC
*W EXP 10/31/202
42238H116
19011
76045
SH
SOLE
76045
0
0
BT BRANDS INC
*W EXP 11/12/202
0557MQ115
11525
118082
SH
SOLE
118082
0
0
TRUMP MEDIA & TECHNOLOGY GRO
*W EXP 03/25/202
25400Q113
235640
8600
SH
SOLE
8600
0
0
XBP EUROPE HOLDINGS INC
*W EXP 11/30/202
98400V119
1552
38900
SH
SOLE
38900
0
0
PROTAGENIC THERAPEUTICS INC
*W EXP 04/29/202
74365N111
5741
177196
SH
SOLE
177196
0
0
SEASTAR MEDICAL HOLDING CORP
*W EXP 10/28/202
81256L112
1460
10000
SH
SOLE
10000
0
0
SKY HARBOUR GROUP CORPORATIO
*W EXP 01/25/202
83085C115
72160
41000
SH
SOLE
41000
0
0
PYXIS TANKERS INC
*W EXP 10/13/202
Y71726122
54338
47250
SH
SOLE
47250
0
0
CARBON REVOLUTION LTD
*W EXP 99/99/999
G1893D110
15549
175300
SH
SOLE
175300
0
0
60 DEGREES PHARMACEUTICALS I
*W EXP 07/12/202
83006G112
2243
29515
SH
SOLE
29515
0
0
FOREMOST LITHIUM RES & TECH
*W EXP 08/24/202
345510119
69764
115028
SH
SOLE
115028
0
0
IVEDA SOLUTIONS INC
*W EXP 04/01/202
46583A113
2835
40497
SH
SOLE
40497
0
0
SEMANTIX INC
*W EXP 08/03/202
G6332A114
1174
102119
SH
SOLE
102119
0
0
NEOVOLTA INC
*W EXP 04/01/202
640655114
26668
165332
SH
SOLE
165332
0
0
PINSTRIPES HOLDINGS INC
*W EXP 09/30/202
06690B115
3020
12200
SH
SOLE
12200
0
0
BRIDGER AEROSPACE GRP HLDGS
*W EXP 01/24/202
96812F110
5040
25200
SH
SOLE
25200
0
0
BENEFICIENT
*W EXP 06/07/202
08178Q119
851
104385
SH
SOLE
104385
0
0
TENON MEDICAL INC
*W EXP 06/16/202
88066N113
39488
671558
SH
SOLE
671558
0
0
WORKSPORT LTD
*W EXP 08/06/202
98139Q118
1739
64652
SH
SOLE
64652
0
0
MICROCLOUD HOLOGRAM INC
*W EXP 01/31/202
G55032125
5630
65089
SH
SOLE
65089
0
0
NEXTPLAT CORP
*W EXP 06/02/202
68557F118
30960
68800
SH
SOLE
68800
0
0
HUB CYBER SECURITY LTD
*W EXP 02/27/202
M6000J127
2722
171171
SH
SOLE
171171
0
0
SMX SEC MATTERS PLC
*W EXP 03/07/202
G8267K117
1268
99100
SH
SOLE
99100
0
0
WEARABLE DEVICES LTD
*W EXP 09/14/202
M97838110
9376
117200
SH
SOLE
117200
0
0
EDIBLE GARDEN AG INC
*W EXP 99/99/999
28059P113
446
29126
SH
SOLE
29126
0
0
NEXALIN TECHNOLOGY INC
*W EXP 99/99/999
65345B110
6270
150000
SH
SOLE
150000
0
0
APOLLOMICS INC
*W EXP 04/01/202
G0411D115
15279
511000
SH
SOLE
511000
0
0
KWESST MICRO SYSTEMS INC
*W EXP 12/09/202
501506133
21489
182888
SH
SOLE
182888
0
0
APPTECH PMTS CORP
*W EXP 01/04/202
03834B127
22971
69609
SH
SOLE
69609
0
0
NEUROSENSE THERAPEUTICS LTD
*W EXP 11/10/202
M74240116
17391
41406
SH
SOLE
41406
0
0
CINGULATE INC
*W EXP 12/10/202
17248W113
969
43155
SH
SOLE
43155
0
0
MARIS TECH LTD
*W EXP 02/04/202
M68057112
33431
207000
SH
SOLE
207000
0
0
ANGHAMI INC
*W EXP 02/03/202
G0369L119
2748
40409
SH
SOLE
40409
0
0
BANNIX ACQUISITION CORP
*W EXP 07/31/202
066644113
1469
43200
SH
SOLE
43200
0
0
ZURA BIO LTD
*W EXP 99/99/999
G9TY5A119
6584
25818
SH
SOLE
25818
0
0
FGI INDUSTRIES LTD
*W EXP 01/21/202
G3302D111
19081
121152
SH
SOLE
121152
0
0
GLOBAL GAS CORP DEL
*W EXP 12/21/202
37892P115
8236
182002
SH
SOLE
182002
0
0
NORTHVIEW ACQUISITION CORP
*W EXP 08/02/202
66718N111
3371
77770
SH
SOLE
77770
0
0
INCEPTION GROWTH ACQUSTN LTD
*W EXP 10/15/202
45333D112
3596
89900
SH
SOLE
89900
0
0
COINBASE GLOBAL INC
PUT
19260Q957
1060480
4000
SH
Put
SOLE
4000
0
0
SURGEPAYS INC
PUT
86882L954
115500
30000
SH
Put
SOLE
30000
0
0
TESLA INC
PUT
88160R951
878950
5000
SH
Put
SOLE
5000
0
0
EQUINIX INC
PUT
29444U950
825330
1000
SH
Put
SOLE
1000
0
0
MODERNA INC
PUT
60770K957
426240
4000
SH
Put
SOLE
4000
0
0
SOUNDHOUND AI INC
PUT
836100957
129580
22000
SH
Put
SOLE
22000
0
0
B. RILEY FINANCIAL INC
PUT
05580M958
254040
12000
SH
Put
SOLE
12000
0
0
HERTZ GLOBAL HLDGS INC
PUT
42806J950
375840
48000
SH
Put
SOLE
48000
0
0
INVESCO QQQ TR
PUT
46090E953
26107788
58800
SH
Put
SOLE
58800
0
0
CANTALOUPE INC
PUT
138103956
158178
24600
SH
Put
SOLE
24600
0
0
FEDEX CORP
PUT
31428X956
2897400
10000
SH
Put
SOLE
10000
0
0
ISHARES TR
PUT
464287952
3122460
33000
SH
Put
SOLE
33000
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
224920100
430000
SH
Put
SOLE
430000
0
0
BLACKSTONE MTG TR INC
PUT
09257W950
398200
20000
SH
Put
SOLE
20000
0
0
APPLE INC
PUT
037833950
2572200
15000
SH
Put
SOLE
15000
0
0
CARVANA CO
PUT
146869952
439550
5000
SH
Put
SOLE
5000
0
0
ESPERION THERAPEUTICS INC NE
CALL
29664W905
26800
10000
SH
Call
SOLE
10000
0
0
VANECK ETF TRUST
CALL
92189F906
1644240
52000
SH
Call
SOLE
52000
0
0
SEABRIDGE GOLD INC
CALL
811916905
151200
10000
SH
Call
SOLE
10000
0
0
DELCATH SYS INC
CALL
24661P907
252810
53000
SH
Call
SOLE
53000
0
0
JPMORGAN CHASE & CO
CALL
46625H900
1402100
7000
SH
Call
SOLE
7000
0
0
EXXON MOBIL CORP
CALL
30231G902
1162400
10000
SH
Call
SOLE
10000
0
0
UNITED STS NAT GAS FD LP
CALL
912318909
291400
20000
SH
Call
SOLE
20000
0
0
PEABODY ENERGY CORP
CALL
704551900
242600
10000
SH
Call
SOLE
10000
0
0
CANTALOUPE INC
CALL
138103906
513114
79800
SH
Call
SOLE
79800
0
0
ISHARES SILVER TR
CALL
46428Q909
568750
25000
SH
Call
SOLE
25000
0
0
APPTECH PMTS CORP
COM
03834B309
33600
35000
SH
SOLE
35000
0
0
ACCELERATE DIAGNOSTICS INC
COM NEW
00430H201
19800
20000
SH
SOLE
20000
0
0
OPTIMUMBANK HLDGS INC
COM
68401P403
66740
15557
SH
SOLE
15557
0
0
THARIMMUNE INC
COM NEW
432705200
4303
10002
SH
SOLE
10002
0
0
SILYNXCOM LTD
COM SHS
M8T145100
34100
10000
SH
SOLE
10000
0
0
PERFECT MOMENT LTD
COM SHS
713715100
71600
20000
SH
SOLE
20000
0
0
APOLLOMICS INC
CL A SHS
G0411D107
7319
10026
SH
SOLE
10026
0
0
FORESIGHT AUTONOMOUS HLDGS L
SPONSORED ADR
345523203
18190
17000
SH
SOLE
17000
0
0
OMNIQ CORP
COM
68217M107
119951
224207
SH
SOLE
224207
0
0
DRAGANFLY INC.
COM NEW
26142Q205
26462
139568
SH
SOLE
139568
0
0
INUVO INC
COM NEW
46122W204
6900
20000
SH
SOLE
20000
0
0
SOLIGENIX INC
COM NEW
834223505
14700
24500
SH
SOLE
24500
0
0
ORAGENICS INC
COM
684023500
72040
50028
SH
SOLE
50028
0
0
SCORPIUS HOLDINGS INC
COM
42237K409
45852
283040
SH
SOLE
283040
0
0
VBI VACCINES INC CDA
COM NEW
91822J202
9039
15000
SH
SOLE
15000
0
0
NUVVE HOLDING CORP
COM NEW
67079Y209
60808
55280
SH
SOLE
55280
0
0
NETCAPITAL INC
COM
64113L103
3143
25000
SH
SOLE
25000
0
0
FUNDAMENTAL GLOBAL INC
COM
30329Y106
26351
19095
SH
SOLE
19095
0
0
AZITRA INC
COM
05479L104
61753
300501
SH
SOLE
300501
0
0
STRONG GLOBAL ENTMT INC
CL A COM VOTING
86335G109
15287
10399
SH
SOLE
10399
0
0
TALKSPACE INC
*W EXP 06/21/202
87427V111
123505
549400
SH
SOLE
549400
0
0
NEW ENGLAND RLTY ASSOC LTD P
DEPOSITRY RCPT
644206104
1136970
15979
SH
SOLE
15979
0
0
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
1290711
12891
SH
SOLE
12891
0
0
DIANA SHIPPING INC
*W EXP 12/14/202
Y2066G138
57208
124286
SH
SOLE
124286
0
0
SURGEPAYS INC
*W EXP 10/22/202
86882L113
443129
764016
SH
SOLE
764016
0
0
NOBLE CORP PLC
*W EXP 02/04/202
G65431135
1899651
64026
SH
SOLE
64026
0
0
NOBLE CORP PLC
*W EXP 02/04/202
G65431150
1611909
63461
SH
SOLE
63461
0
0
SELINA HOSPITALITY PLC
*W EXP 10/27/202
G8059B119
888
126860
SH
SOLE
126860
0
0
STRAN & COMPANY INC
*W EXP 99/99/999
86260J110
8598
180824
SH
SOLE
180824
0
0
OCEAN BIOMEDICAL INC
*W EXP 02/14/202
67644C112
49132
168260
SH
SOLE
168260
0
0
AMPRIUS TECHNOLOGIES INC
*W EXP 09/14/202
03214Q116
70370
281481
SH
SOLE
281481
0
0
PAGAYA TECHNOLOGIES LTD
*W EXP 99/99/999
M7S64L107
2730
30000
SH
SOLE
30000
0
0
RENEW ENERGY GLOBAL PLC
*W EXP 08/21/202
G7500M120
129560
259120
SH
SOLE
259120
0
0
PETVIVO HLDGS INC
*W EXP 08/13/202
716817119
20418
204183
SH
SOLE
204183
0
0
HERTZ GLOBAL HLDGS INC
*W EXP 06/30/205
42806J148
1413829
318430
SH
SOLE
318430
0
0
DATA STORAGE CORP
*W EXP 05/18/202
23786R110
131085
172503
SH
SOLE
172503
0
0
AURORA INNOVATION INC
*W EXP 11/03/202
051774115
5400
20000
SH
SOLE
20000
0
0
SPLASH BEVERAGE GROUP INC
*W EXP 06/15/202
84862C112
8276
137940
SH
SOLE
137940
0
0
CHESAPEAKE ENERGY CORP
*W EXP 02/09/202
165167180
2209889
30128
SH
SOLE
30128
0
0
CHESAPEAKE ENERGY CORP
*W EXP 02/09/202
165167164
863853
10513
SH
SOLE
10513
0
0
CHESAPEAKE ENERGY CORP
*W EXP 02/09/202
165167172
1218192
15922
SH
SOLE
15922
0
0
COMPOSECURE INC
*W EXP 12/27/202
20459V113
591331
844759
SH
SOLE
844759
0
0
JOBY AVIATION INC
*W EXP 08/10/202
G65163118
142185
182289
SH
SOLE
182289
0
0
VICARIOUS SURGICAL INC
*W EXP 09/17/202
92561V117
8725
112000
SH
SOLE
112000
0
0
WHOLE EARTH BRANDS INC
*W EXP 06/25/202
96684W126
17118
312649
SH
SOLE
312649
0
0
OCCIDENTAL PETE CORP
*W EXP 08/03/202
674599162
43925322
1019149
SH
SOLE
1019149
0
0
EPR PPTYS
PFD C CV 5.75%
26884U208
1057138
54774
SH
SOLE
54774
0
0
RBC BEARINGS INC
5% CNV PFD SR A
75524B203
1342990
11000
SH
SOLE
11000
0
0
NOBLE CORP PLC
PUT
G65431957
761293
15700
SH
Put
SOLE
15700
0
0
SAREPTA THERAPEUTICS INC
DBCV 1.500%11/1
803607AB6
1799264
1005000
PRN
SOLE
0
0
1005000
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
9173841
7765000
PRN
SOLE
0
0
7765000
GUESS INC
NOTE 2.000% 4/1
401617AD7
7884601
7067000
PRN
SOLE
0
0
7067000
INTERDIGITAL INC
NOTE 2.000% 6/0
45867GAB7
12078796
9278000
PRN
SOLE
0
0
9278000
AKAMAI TECHNOLOGIES INC
NOTE 0.375% 9/0
00971TAL5
774935
734000
PRN
SOLE
0
0
734000
WORKIVA INC
NOTE 1.125% 8/1
98139AAB1
3327311
2745000
PRN
SOLE
0
0
2745000
ETSY INC
NOTE 0.125%10/0
29786AAJ5
4238021
4002000
PRN
SOLE
0
0
4002000
GRANITE CONSTR INC
NOTE 2.750%11/0
387328AB3
2685183
1484000
PRN
SOLE
0
0
1484000
JAZZ INVESTMENTS I LTD
NOTE 2.000% 6/1
472145AF8
1986520
2000000
PRN
SOLE
0
0
2000000
PARSONS CORP DEL
NOTE 0.250% 8/1
70202LAB8
16856685
9148000
PRN
SOLE
0
0
9148000
MIDDLEBY CORP
NOTE 1.000% 9/0
596278AB7
1972016
1500000
PRN
SOLE
0
0
1500000
BOX INC
NOTE 1/1
10316TAB0
4567358
3801000
PRN
SOLE
0
0
3801000
FORD MTR CO DEL
NOTE 3/1
345370CZ1
634454
613000
PRN
SOLE
0
0
613000
PROGRESS SOFTWARE CORP
NOTE 1.000% 4/1
743312AB6
5724897
5518000
PRN
SOLE
0
0
5518000
INTERDIGITAL INC
NOTE 3.500% 6/0
45867GAD3
5648507
3923000
PRN
SOLE
0
0
3923000
CYTOKINETICS INC
NOTE 3.500% 7/0
23282WAC4
3669852
2313000
PRN
SOLE
0
0
2313000
AXON ENTERPRISE INC
NOTE 0.500%12/1
05464CAB7
9451446
6500000
PRN
SOLE
0
0
6500000
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AD6
93414
23000
PRN
SOLE
0
0
23000
MICROCHIP TECHNOLOGY INC.
NOTE 1.625% 2/1
595017AF1
21197754
8239000
PRN
SOLE
0
0
8239000
CHART INDS INC
NOTE 1.000%11/1
16115QAE0
14377533
5110000
PRN
SOLE
0
0
5110000
VISHAY INTERTECHNOLOGY INC
NOTE 2.250% 6/1
928298AP3
136393
139000
PRN
SOLE
0
0
139000
ALTAIR ENGR INC
NOTE 0.250% 6/0
021369AA1
13263686
7173000
PRN
SOLE
0
0
7173000
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
12411515
7819000
PRN
SOLE
0
0
7819000
RH
NOTE 9/1
74967XAD5
9918750
6000000
PRN
SOLE
0
0
6000000
UNITED STATES STL CORP
NOTE 5.000%11/0
912909AT5
20046084
6558000
PRN
SOLE
0
0
6558000
SEA LTD
NOTE 1.000%12/0
81141RAD2
4237188
3500000
PRN
SOLE
0
0
3500000
MONGODB INC
NOTE 0.250% 1/1
60937PAD8
7472155
4266000
PRN
SOLE
0
0
4266000
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
15457850
8002000
PRN
SOLE
0
0
8002000
NCL CORP LTD
NOTE 6.000% 5/1
62886HAT8
9171990
6000000
PRN
SOLE
0
0
6000000
DEXCOM INC
NOTE 0.250%11/1
252131AK3
39590
36000
PRN
SOLE
0
0
36000
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
6989966
2460000
PRN
SOLE
0
0
2460000
BLOOMIN BRANDS INC
NOTE 5.000% 5/0
094235AB4
16303766
6289000
PRN
SOLE
0
0
6289000
PALO ALTO NETWORKS INC
NOTE 0.375% 6/0
697435AF2
54426332
18973000
PRN
SOLE
0
0
18973000
ATI INC
NOTE 3.500% 6/1
01741RAK8
6621902
1991000
PRN
SOLE
0
0
1991000
LIVENT CORP
NOTE 4.125% 7/1
53814LAB4
3993750
3000000
PRN
SOLE
0
0
3000000
MICROSTRATEGY INC
NOTE 0.750%12/1
594972AC5
19628063
4588000
PRN
SOLE
0
0
4588000
MICROSTRATEGY INC
NOTE 2/1
594972AE1
21930
16000
PRN
SOLE
0
0
16000
ON SEMICONDUCTOR CORP
NOTE 5/0
682189AS4
3741588
2544000
PRN
SOLE
0
0
2544000
STRIDE INC
NOTE 1.125% 9/0
86333MAA6
226507
171000
PRN
SOLE
0
0
171000
NRG ENERGY INC
DBCV 2.750% 6/0
629377CG5
12664892
7640000
PRN
SOLE
0
0
7640000
ROYAL CARIBBEAN GROUP
NOTE 6.000% 8/1
780153BQ4
110891
39000
PRN
SOLE
0
0
39000
TRANSOCEAN INC
DEB 4.625% 9/3
893830BW8
186243
92000
PRN
SOLE
0
0
92000
PETVIVO HLDGS INC
COM NEW
716817408
118877
111100
SH
SOLE
111100
0
0