Managing Member

0001597506-23-000003.txt : 20230809 0001597506-23-000003.hdr.sgml : 20230809 20230809101542 ACCESSION NUMBER: 0001597506-23-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230809 DATE AS OF CHANGE: 20230809 EFFECTIVENESS DATE: 20230809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warberg Asset Management LLC CENTRAL INDEX KEY: 0001597506 IRS NUMBER: 264016610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20991 FILM NUMBER: 231153762 BUSINESS ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 847-418-8333 MAIL ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001597506 XXXXXXXX 028-20991 06-30-2023 06-30-2023 Warberg Asset Management LLC

716 OAK STREET WINNETKA IL 60093

13F HOLDINGS REPORT 028-20991 N Daniel I Warsh Managing Member 4802069849 Daniel Warsh Winnetka, IL. IL 08-09-2023 0 238 602597374 INFORMATION TABLE 2 information_table.xml ENPHASE ENERGY INC NOTE 0.250% 3/0 29355AAF4 214756 100000 PRN SOLE 0 0 100000 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 2623336 1060000 PRN SOLE 0 0 1060000 SHAPEWAYS HOLDINGS INC *W EXP 10/31/202 81947T110 148 14668 SH SOLE 14668 0 0 ZSCALER INC NOTE 0.125% 7/0 98980GAB8 1947990 1667000 PRN SOLE 0 0 1667000 MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 17972513 6570000 PRN SOLE 0 0 6570000 TINGO GROUP INC CALL 55328R909 61468 50800 SH Call SOLE 50800 0 0 ONFOLIO HOLDINGS INC W EXP 01/02/202 68277K124 35333 200753 SH SOLE 200753 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 4088 87348 SH SOLE 87348 0 0 AINOS INC W EXP 07/29/202 00902F113 8695 30295 SH SOLE 30295 0 0 AMERICAN REBEL HOLDINGS INC *W EXP 01/20/202 02919L117 2773 112721 SH SOLE 112721 0 0 AROGO CAPITAL ACQUISITION CO *W EXP 03/23/202 042644112 3924 90000 SH SOLE 90000 0 0 BANNIX ACQUISITION CORP *W EXP 07/31/202 066644113 3428 85700 SH SOLE 85700 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