0001597506-23-000002.txt : 20230515 0001597506-23-000002.hdr.sgml : 20230515 20230515090120 ACCESSION NUMBER: 0001597506-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warberg Asset Management LLC CENTRAL INDEX KEY: 0001597506 IRS NUMBER: 264016610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20991 FILM NUMBER: 23918812 BUSINESS ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 847-418-8333 MAIL ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001597506 XXXXXXXX 028-20991 03-31-2023 03-31-2023 Warberg Asset Management LLC

716 OAK STREET WINNETKA IL 60093

13F HOLDINGS REPORT 028-20991 N Daniel I Warsh 4802069849 Daniel Warsh Winnetka, IL. IL 05-11-2023 0 249 507475715 INFORMATION TABLE 2 information_table.xml PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 159497 79000 PRN SOLE 0 0 79000 ENPHASE ENERGY INC NOTE 3/0 29355AAK3 11480 11000 PRN SOLE 0 0 11000 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 197972 147000 PRN SOLE 0 0 147000 WEARABLE DEVICES LTD W EXP 09/14/202 M97838110 11036 95965 SH SOLE 95965 0 0 VISION SENSING ACQUISITION C CLASS A COM 92838J103 421653 40043 SH SOLE 40043 0 0 VIRPAX PHARMACEUTICALS INC COM 928251107 13354 17012 SH SOLE 17012 0 0 VIRIOS THERAPEUTICS INC COM 92829J104 27471 74750 SH SOLE 74750 0 0 VERSUS SYSTEMS INC *W EXP 12/17/202 92535P147 8320 223352 SH SOLE 223352 0 0 VALUENCE MERGER CORP I CLASS A ORD SHS G9R16L100 369858 35041 SH SOLE 35041 0 0 TWIN VEE POWERCATS CO COM 90177C101 60681 35800 SH SOLE 35800 0 0 TRANSCODE THERAPEUTICS INC COM 89357L105 6770 20000 SH SOLE 20000 0 0 TIVIC HEALTH SYSTEMS INC COMMON STOCK 888705100 81568 541618 SH SOLE 541618 0 0 TIDEWATER INC NEW *W 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