Managing Member

0001597506-22-000007.txt : 20220513 0001597506-22-000007.hdr.sgml : 20220513 20220513144129 ACCESSION NUMBER: 0001597506-22-000007 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220513 DATE AS OF CHANGE: 20220513 EFFECTIVENESS DATE: 20220513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warberg Asset Management LLC CENTRAL INDEX KEY: 0001597506 IRS NUMBER: 264016610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-20991 FILM NUMBER: 22921997 BUSINESS ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 847-418-8333 MAIL ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001597506 XXXXXXXX 028-20991 03-31-2022 03-31-2022 Warberg Asset Management LLC

716 OAK STREET WINNETKA IL 60093

13F HOLDINGS REPORT 028-20991 N Daniel I Warsh Managing Member 8474188333 Daniel Warsh Winnetka, IL. IL 05-13-2022 0 229 649350 INFORMATION TABLE 2 information_table.xml INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 264 353237 SH SOLE 353237 0 0 INFINT ACQUISITION CORP *W EXP 99/99/999 G47862126 8 45100 SH SOLE 45100 0 0 G MED INNOVATIONS HLDGS LTD *W EXP 06/30/202 G39462117 45 89295 SH SOLE 89295 0 0 FAT PROJECTS ACQUISITION COR *W EXP 08/31/202 G3400W110 7 42500 SH SOLE 42500 0 0 EVERGREEN CORPORATION UNIT 02/08/2027 G3312W125 207 20636 SH SOLE 20636 0 0 FGI INDUSTRIES LTD *W EXP 01/21/202 G3302D111 79 119174 SH SOLE 119174 0 0 ENERGEM CORP *W EXP 11/15/202 G30449121 8 45000 SH SOLE 45000 0 0 ELLIOTT OPPORTUNITY II CORP SHS CL A G30092103 98 10000 SH SOLE 10000 0 0 COLISEUM ACQUISITION CORP CLASS A ORD SHS G2263T123 146 15000 SH SOLE 15000 0 0 CHAVANT CAPITAL ACQUISITN CO ORDINARY SHARES G2058L103 99 10000 SH SOLE 10000 0 0 ANGHAMI INC *W EXP 02/03/202 G0369L119 30 49677 SH SOLE 49677 0 0 ALPHA STAR ACQUISITION CORP *W EXP 12/13/202 G0230C116 3 40000 SH SOLE 40000 0 0 AGRIFORCE GROWING SYSTEMS LT *W EXP 02/01/202 C00948114 19 32501 SH SOLE 32501 0 0 ZIVO BIOSCIENCE INC *W EXP 05/14/202 98978N119 17 26180 SH SOLE 26180 0 0 ZILLOW GROUP INC NOTE 1.375% 9/0 98954MAG6 265 200000 PRN SOLE 0 0 200000 ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 1278 1000000 PRN SOLE 0 0 1000000 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 4960 2584000 PRN SOLE 0 0 2584000 WORKSPORT LTD *W EXP 06/01/202 98139Q118 21 27981 SH SOLE 27981 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 4601 2816000 PRN SOLE 0 0 2816000 ANTHEM INC NOTE 2.750%10/1 94973VBG1 139 20000 PRN SOLE 0 0 20000 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 2405 2000000 PRN SOLE 0 0 2000000 VIVAKOR INC COM NEW 92852R403 22 10000 SH SOLE 10000 0 0 VIRPAX PHARMACEUTICALS INC COM 928251107 39 17710 SH SOLE 17710 0 0 VICINITY MOTOR CORP COM 925654105 135 56239 SH SOLE 56239 0 0 VICARIOUS SURGICAL INC *W EXP 08/05/202 92561V117 10 12000 SH SOLE 12000 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 4156 3186000 PRN SOLE 0 0 3186000 VERIFYME INC *W EXP 06/22/202 92346X115 60 57158 SH SOLE 57158 0 0 VARONIS SYS INC NOTE 1.250% 8/1 922280AB8 3338 2000000 PRN SOLE 0 0 2000000 II-VI INC NOTE 0.250% 9/0 902104AB4 3994 2582000 PRN SOLE 0 0 2582000 TROIKA MEDIA GROUP INC *W EXP 04/13/202 89689F115 52 327907 SH SOLE 327907 0 0 TOUGHBUILT INDS INC COM NEW 89157G504 4 23150 SH SOLE 23150 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 69485 4000000 PRN SOLE 0 0 4000000 TERADYNE INC NOTE 1.250%12/1 880770AG7 1134 303000 PRN SOLE 0 0 303000 TC BIOPHARM HOLDINGS PLC *W EXP 02/08/202 87807D111 44 88267 SH SOLE 88267 0 0 TASTEMAKER ACQUISITION CORP COM CL A 876545104 144 14500 SH SOLE 14500 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 59 245000 SH SOLE 245000 0 0 SIXTH STREET SPECIALTY LENDI NOTE 4.500% 8/0 87265KAD4 699 551000 PRN SOLE 0 0 551000 CEA INDUSTRIES INC COM NEW 86887P200 45 18018 SH SOLE 18018 0 0 CEA INDUSTRIES INC *W EXP 02/11/202 86887P119 72 106363 SH SOLE 106363 0 0 SURGEPAYS INC *W EXP 10/22/202 86882L113 118 131831 SH SOLE 131831 0 0 SURGALIGN HOLDINGS INC COM 86882C105 15 50000 SH SOLE 50000 0 0 STRAN & COMPANY INC *W EXP 11/01/202 86260J110 49 148015 SH SOLE 148015 0 0 BLOCK INC NOTE 0.500% 5/1 852234AD5 4731 2614000 PRN SOLE 0 0 2614000 SPLASH BEVERAGE GROUP INC *W EXP 06/15/202 84862C112 299 299278 SH SOLE 299278 0 0 SPIRE GLOBAL INC *W EXP 08/16/202 848560116 8 28867 SH SOLE 28867 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 1180 21501 SH SOLE 21501 0 0 SOLENO THERAPEUTICS INC COM NEW 834203200 6 27000 SH SOLE 27000 0 0 SMART FOR LIFE INC COMMON STOCK 83204U103 13 12000 SH SOLE 12000 0 0 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 1760 1277000 PRN SOLE 0 0 1277000 SHAPEWAYS HOLDINGS INC *W EXP 10/31/202 81947T110 5 14668 SH SOLE 14668 0 0 SEQLL INC *W EXP 08/31/202 81734C114 9 22795 SH SOLE 22795 0 0 SABRE CORP 6.50% CONV PFD A 78573M203 763 5072 SH SOLE 5072 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 157 16077 SH SOLE 16077 0 0 RELIANCE GLOBAL GROUP INC *W EXP 02/01/202 75946W116 78 95682 SH SOLE 95682 0 0 READY CAPITAL CORP 7% CN SR NT 2023 75574U200 743 28312 SH SOLE 28312 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 4207 2482000 PRN SOLE 0 0 2482000 RH NOTE 9/1 74967XAD5 4457 2725000 PRN SOLE 0 0 2725000 RH NOTE 6/1 74967XAA1 2490 1465000 PRN SOLE 0 0 1465000 Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 2771 2400000 PRN SOLE 0 0 2400000 PROTAGENIC THERAPEUTICS INC *W EXP 04/13/202 74365N111 78 362066 SH SOLE 362066 0 0 PROPERTY SOLUTIONS ACQUISITI COM CL A 74350A108 156 16000 SH SOLE 16000 0 0 PLUG PWR INC NOTE 3.750% 6/0 72919PAD5 19856 3485000 PRN SOLE 0 0 3485000 PLANET LABS PBC *W EXP 12/06/202 72703X114 13 10000 SH SOLE 10000 0 0 PINE TECHNOLOGY ACQUISITN CO CLASS A COM 722850104 171 17502 SH SOLE 17502 0 0 PETVIVO HLDGS INC *W EXP 08/13/202 716817119 41 123331 SH SOLE 123331 0 0 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 596 30000 SH SOLE 30000 0 0 PAVMED INC *W EXP 04/30/202 70387R122 172 227299 SH SOLE 227299 0 0 PASITHEA THERAPEUTICS CORP *W EXP 08/12/202 70261F111 51 299908 SH SOLE 299908 0 0 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 304 144000 PRN SOLE 0 0 144000 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 13461 5741000 PRN SOLE 0 0 5741000 NEXTPLAT CORP *W EXP 06/02/202 68557F118 133 98469 SH SOLE 98469 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 28635 9459000 PRN SOLE 0 0 9459000 OMNICELL COM NOTE 0.250% 9/1 68213NAD1 2683 1900000 PRN SOLE 0 0 1900000 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 31395 892919 SH SOLE 892919 0 0 NOVA LTD NOTE 10/1 66980MAB2 4269 2760000 PRN SOLE 0 0 2760000 NORTHVIEW ACQUISITION CORP *W EXP 08/02/202 66718N111 8 43000 SH SOLE 43000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 1535 584000 PRN SOLE 0 0 584000 NEXTNAV INC *W EXP 10/28/202 65345N114 76 40000 SH SOLE 40000 0 0 NEXGEL INC *W EXP 12/01/202 65344E115 4 11000 SH SOLE 11000 0 0 NEWBURY STREET ACQUISITN COR COM 65101L104 195 20000 SH SOLE 20000 0 0 NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT 644206104 1256 15700 SH SOLE 15700 0 0 MUDRICK CAPITAL ACQU CORP II COM CL A 62477L107 1016 101338 SH SOLE 101338 0 0 MOBIQUITY TECHNOLOGIES INC *W EXP 12/03/202 60743F128 35 94194 SH SOLE 94194 0 0 MIDDLEBY CORP NOTE 1.000% 9/0 596278AB7 5558 4035000 PRN SOLE 0 0 4035000 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 22577 10430000 PRN SOLE 0 0 10430000 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AD6 289 87000 PRN SOLE 0 0 87000 MEDIGUS LTD *W EXP 07/23/202 58471G128 11 28450 SH SOLE 28450 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 7466 4500000 PRN SOLE 0 0 4500000 LIXTE BIOTECHNOLOGY HLDGS IN *W EXP 01/01/202 539319111 8 33203 SH SOLE 33203 0 0 LIVEONE INC COM 53814X102 24 30000 SH SOLE 30000 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 5545 3136000 PRN SOLE 0 0 3136000 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 5819 3064000 PRN SOLE 0 0 3064000 LARKSPUR HEALTH ACQUISITION CLASS A COM 51724W107 119 12000 SH SOLE 12000 0 0 KIROMIC BIOPHARMA INC COM 497634105 63 73847 SH SOLE 73847 0 0 KALEYRA INC *W EXP 11/25/202 483379111 160 168111 SH SOLE 168111 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 5048 2321000 PRN SOLE 0 0 2321000 JAWS HURRICANE ACQUISITN COR CLASS A COM 47201B103 108 11076 SH SOLE 11076 0 0 INHIBIKASE THERAPEUTICS INC COM 45719W106 20 13493 SH SOLE 13493 0 0 INCEPTION GROWTH ACQUSTN LTD *W EXP 10/15/202 45333D112 10 45000 SH SOLE 45000 0 0 IMAC HLDGS INC *W EXP 02/12/202 44967K112 17 66215 SH SOLE 66215 0 0 HUBSPOT INC NOTE 0.375% 6/0 443573AD2 54 30000 PRN SOLE 0 0 30000 HERTZ GLOBAL HLDGS INC *W EXP 06/30/205 42806J148 1909 124397 SH SOLE 124397 0 0 HEARTBEAM INC *W EXP 10/31/202 42238H116 17 45521 SH SOLE 45521 0 0 HARBOR CUSTOM DEVELOPMENT IN *W EXP 10/04/202 41150T124 83 225485 SH SOLE 225485 0 0 HANNON ARMSTRONG SUST INFR C NOTE 8/1 41068XAD2 6030 5482000 PRN SOLE 0 0 5482000 HCI GROUP INC NOTE 4.250% 3/0 40416EAD5 1371 1194000 PRN SOLE 0 0 1194000 GROM SOCIAL ENTERPRISES INC *W EXP 06/17/202 39878L118 5 26521 SH SOLE 26521 0 0 GLOBAL CONSUMER ACQUISITN CO COM 37892B108 171 17100 SH SOLE 17100 0 0 GLADSTONE ACQUISITION CORP CLASS A COM 37653T108 109 10827 SH SOLE 10827 0 0 GEOVAX LABS INC *W EXP 09/29/202 373678119 11 24381 SH SOLE 24381 0 0 GENESIS UNICORN CAPITAL CORP UNIT 06/30/2026 37187C209 188 18744 SH SOLE 18744 0 0 GELESIS HLDGS INC *W EXP 01/13/202 36850R113 37 162246 SH SOLE 162246 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 137 98141 SH SOLE 98141 0 0 GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 2290 31005 SH SOLE 31005 0 0 FINANCIAL STRATEGIES ACQUISI *W EXP 03/31/202 31772T115 7 40000 SH SOLE 40000 0 0 FG MERGER CORP UNIT 06/17/2027 30324Y200 250 24879 SH SOLE 24879 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 2579 1622000 PRN SOLE 0 0 1622000 EZFILL HOLDINGS INC COM NEW 302314208 24 23000 SH SOLE 23000 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 6718 4173000 PRN SOLE 0 0 4173000 ENVISTA HOLDINGS CORPORATION NOTE 2.375% 6/0 29415FAB0 119 50000 PRN SOLE 0 0 50000 ENVERIC BIOSCIENCES INC COM NEW 29405E109 15 45000 SH SOLE 45000 0 0 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 5257 3500000 PRN SOLE 0 0 3500000 DIRECT DIGITAL HOLDINGS INC *W EXP 02/15/202 25461T113 25 35060 SH SOLE 35060 0 0 DIGITAL BRANDS GROUP INC *W EXP 05/01/202 25401N119 24 47596 SH SOLE 47596 0 0 DICKS SPORTING GOODS INC NOTE 3.250% 4/1 253393AD4 335 108000 PRN SOLE 0 0 108000 DEXCOM INC NOTE 0.750%12/0 252131AH0 421 135000 PRN SOLE 0 0 135000 DERMATA THERAPEUTICS INC *W EXP 08/13/202 249845116 16 100000 SH SOLE 100000 0 0 DELWINDS INS ACQUISITION COR COM CLS A 24803C102 134 13500 SH SOLE 13500 0 0 DATADOG INC NOTE 0.125% 6/1 23804LAB9 66 37000 PRN SOLE 0 0 37000 DATA STORAGE CORP *W EXP 05/13/202 23786R110 56 81412 SH SOLE 81412 0 0 DANAHER CORPORATION 4.75 MND CV PFD 235851300 26196 13403 SH SOLE 13403 0 0 DPCM CAP INC COM CL A 23344P101 119 12000 SH SOLE 12000 0 0 CREATD INC *W EXP 09/15/202 225265115 15 49086 SH SOLE 49086 0 0 CONX CORP COM CL A 212873103 148 15044 SH SOLE 15044 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 894 519000 PRN SOLE 0 0 519000 CLOUDFLARE INC NOTE 0.750% 5/1 18915MAB3 12929 4000000 PRN SOLE 0 0 4000000 CLEVER LEAVES HOLDINGS INC *W EXP 12/18/202 186760112 11 25000 SH SOLE 25000 0 0 CLARUS THERAPEUTICS HLDNGS I *W EXP 08/11/202 18271L115 10 65000 SH SOLE 65000 0 0 CINGULATE INC *W EXP 12/03/202 17248W113 39 110032 SH SOLE 110032 0 0 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167180 11269 202748 SH SOLE 202748 0 0 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167172 9718 163280 SH SOLE 163280 0 0 CHESAPEAKE ENERGY CORP *W EXP 02/09/202 165167164 22786 356369 SH SOLE 356369 0 0 CARNIVAL CORP NOTE 5.750% 4/0 143658BE1 2015 960000 PRN SOLE 0 0 960000 CANOO INC *W EXP 12/21/202 13803R110 59 49588 SH SOLE 49588 0 0 CANNA GLOBAL ACQUISITION COR *W EXP 11/30/202 13767K119 6 45100 SH SOLE 45100 0 0 BROADCOM INC 8% MCNV PFD SR A 11135F200 240 122 SH SOLE 122 0 0 BROADCOM INC COM 11135F101 579 920 SH SOLE 920 0 0 BRISTOL-MYERS SQUIBB CO FRNT 9/1 110122AN8 592 300000 PRN SOLE 0 0 300000 BRIACELL THERAPEUTICS CORP *W EXP 02/24/202 10778Y112 83 16046 SH SOLE 16046 0 0 BOXED INC *W EXP 12/08/202 103174116 118 110000 SH SOLE 110000 0 0 BOWLERO CORP *W EXP 03/01/202 10258P110 418 149217 SH SOLE 149217 0 0 BONE BIOLOGICS CORP *W EXP 10/13/202 098070113 38 109567 SH SOLE 109567 0 0 BLUE OWL CAPITAL INC *W EXP 05/19/202 09581B111 70 20000 SH SOLE 20000 0 0 BLACKSKY TECHNOLOGY INC *W EXP 10/30/202 09263B116 18 63865 SH SOLE 63865 0 0 BAUDAX BIO INC COM NEW 07160F206 61 34500 SH SOLE 34500 0 0 BANYAN ACQUISITION CORPORATI CL A COM 06690B107 149 15000 SH SOLE 15000 0 0 BANNIX ACQUISITION CORP *W EXP 07/31/202 066644113 10 43200 SH SOLE 43200 0 0 BRC INC *W EXP 02/09/202 05601U113 196 43883 SH SOLE 43883 0 0 BM TECHNOLOGIES INC *W EXP 01/04/202 05591L115 349 236415 SH SOLE 236415 0 0 BT BRANDS INC *W EXP 11/12/202 0557MQ115 12 28800 SH SOLE 28800 0 0 AVANTOR INC 6.25 PFD CNV SR 05352A209 13409 129739 SH SOLE 129739 0 0 OPTIMUMBANK HLDGS INC COM 68401P403 559 132850 SH SOLE 132850 0 0 DASEKE INC COM 23753F107 151 15000 SH SOLE 15000 0 0 RENOVARE ENVIRONMENTAL INC COM 09074B107 137 250000 SH SOLE 250000 0 0 PEPPERLIME HEALTH ACQUSTN CO CLASS A ORD SHS G70021103 227 57912 SH SOLE 57912 0 0 CUMULUS MEDIA INC COM CL A 231082801 365 36717 SH SOLE 36717 0 0 PAN AMERN SILVER CORP COM 697900108 232 8500 SH Call SOLE 8500 0 0 SEABRIDGE GOLD INC COM 811916105 185 10000 SH Call SOLE 10000 0 0 ISHARES SILVER TR ISHARES 46428Q109 1258 55000 SH Call SOLE 55000 0 0 CANTALOUPE INC COM 138103106 193 28500 SH Call SOLE 28500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 164984 365300 SH Put SOLE 365300 0 0 PTC INC COM 69370C100 668 6200 SH Put SOLE 6200 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 6163 17000 SH Call SOLE 17000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 19758 54500 SH Put SOLE 54500 0 0 LUCID GROUP INC COM 549498103 686 27000 SH Put SOLE 27000 0 0 LUCID GROUP INC COM 549498103 330 13000 SH SOLE 13000 0 0 DOORDASH INC CL A 25809K105 1230 10500 SH Put SOLE 10500 0 0 DOORDASH INC CL A 25809K105 562 4800 SH SOLE 4800 0 0 OCUGEN INC COM 67577C105 56 17000 SH Put SOLE 17000 0 0 OCUGEN INC COM 67577C105 56 17000 SH SOLE 17000 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 1116 29100 SH Call SOLE 29100 0 0 PAYPAL HLDGS INC COM 70450Y103 810 7000 SH Call SOLE 7000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2539 31700 SH Call SOLE 31700 0 0 NORDSTROM INC COM 655664100 271 10000 SH Call SOLE 10000 0 0 AGNICO EAGLE MINES LTD COM 008474108 980 16000 SH Call SOLE 16000 0 0 INVITAE CORP COM 46185L103 159 20000 SH Call SOLE 20000 0 0 ROBINHOOD MKTS INC COM CL A 770700102 405 30000 SH Put SOLE 30000 0 0 TESLA INC COM 88160R101 2694 2500 SH Put SOLE 2500 0 0 DIGITAL WORLD ACQUISITION CO CLASS A COM 25400Q105 258 4000 SH Put SOLE 4000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 3170 24000 SH Put SOLE 24000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1851 14000 SH SOLE 14000 0 0 BRC INC COM CL A 05601U105 417 20000 SH Put SOLE 20000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 987 12000 SH Put SOLE 12000 0 0 APPLE INC COM 037833100 1746 10000 SH Put SOLE 10000 0 0 PYXIS TANKERS INC *W EXP 09/15/202 Y71726122 22 92785 SH SOLE 92785 0 0 PYXIS TANKERS INC COM Y71726106 24 45223 SH SOLE 45223 0 0 NYMOX PHARMACEUTICAL CORP COM P73398102 31 24575 SH SOLE 24575 0 0 ALLEGO N V *W EXP 03/16/202 N0796A118 12 11250 SH SOLE 11250 0 0 NEUROSENSE THERAPEUTICS LTD *W EXP 11/09/202 M74240116 14 23996 SH SOLE 23996 0 0 MEDIWOUND LTD ORD SHS M68830104 44 21873 SH SOLE 21873 0 0 MARIS TECH LTD *W EXP 02/04/202 M68057112 65 218936 SH SOLE 218936 0 0 INSPIRA TECHNOLOGIES OXY BHN *W EXP 06/30/202 M53637118 10 19600 SH SOLE 19600 0 0 NLS PHARMACEUTICS LTD *W EXP 09/25/202 H57830111 5 12891 SH SOLE 12891 0 0 TIZIANA LIFE SCIENCES LTD COM G88912103 23 22000 SH SOLE 22000 0 0 SPREE ACQUISITION CORP 1 LTD *W EXP 12/22/202 G83745128 6 27078 SH SOLE 27078 0 0 SPREE ACQUISITION CORP 1 LTD CL A ORD SHS G83745102 109 11000 SH SOLE 11000 0 0 NOBLE ROCK ACQUISITION CORP CL A SHS G6546R101 209 21324 SH SOLE 21324 0 0 MACONDRAY CAP ACQUISITN CORP CLASS A ORD SHS G5853A107 148 15000 SH SOLE 15000 0 0 KAIROUS ACQUISITION CORP LTD *W EXP 09/15/202 G52131128 8 50000 SH SOLE 50000 0 0 JATT ACQUISITION CORP SHS CL A G50752107 99 10000 SH SOLE 10000 0 0 AUDDIA INC *W EXP 10/17/202 05072K115 8 12768 SH SOLE 12768 0 0 ATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 049164BJ4 3682 2449000 PRN SOLE 0 0 2449000 ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 117 11850 SH SOLE 11850 0 0 ASSERTIO HOLDINGS INC COM NEW 04546C205 100 35000 SH SOLE 35000 0 0 AROGO CAPITAL ACQUISITION CO *W EXP 03/23/202 042644112 7 45000 SH SOLE 45000 0 0 ARCHIMEDES TECH SPAC PARTNR UNIT 99/99/9999 039562301 109 11000 SH SOLE 11000 0 0 APPTECH PMTS CORP COM 03834B309 51 38000 SH SOLE 38000 0 0 APPTECH PMTS CORP *W EXP 12/17/202 03834B127 45 181552 SH SOLE 181552 0 0 AMPCO-PITTSBURG CORP *W EXP 08/01/202 032037111 71 84800 SH SOLE 84800 0 0 AMERICAN REBEL HOLDINGS INC *W EXP 01/20/202 02919L117 51 144481 SH SOLE 144481 0 0 AMERICAN EAGLE OUTFITTERS IN NOTE 3.750% 4/1 02553EAB2 303 144000 PRN SOLE 0 0 144000 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 163 16400 SH SOLE 16400 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 5365 3701000 PRN SOLE 0 0 3701000 ALLSCRIPTS HEALTHCARE SOLUTI NOTE 0.875% 1/0 01988PAF5 7499 4234000 PRN SOLE 0 0 4234000 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 3569 2706000 PRN SOLE 0 0 2706000 AETHERIUM ACQUISITION CORP CLASS A COM 00809J101 99 10000 SH SOLE 10000 0 0 ADITXT INC COM 007025109 18 39900 SH SOLE 39900 0 0 ACCRETION ACQUISITION CORP *W EXP 03/01/202 00438Y115 8 43748 SH SOLE 43748 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 7 22313 SH SOLE 22313 0 0