0001580415-25-000009.txt : 20250812 0001580415-25-000009.hdr.sgml : 20250812 20250812105719 ACCESSION NUMBER: 0001580415-25-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20250630 FILED AS OF DATE: 20250812 DATE AS OF CHANGE: 20250812 EFFECTIVENESS DATE: 20250812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Warberg Asset Management LLC CENTRAL INDEX KEY: 0001597506 ORGANIZATION NAME: EIN: 264016610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20991 FILM NUMBER: 251205037 BUSINESS ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 847-418-8333 MAIL ADDRESS: STREET 1: 716 OAK STREET CITY: WINNETKA STATE: IL ZIP: 60093 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001597506 XXXXXXXX 06-30-2025 06-30-2025 Warberg Asset Management LLC

716 OAK STREET WINNETKA IL 60093

13F HOLDINGS REPORT 028-20991 N Daniel I Warsh 4802069849 Daniel Warsh Winnetka IL 08-12-2025 0 182 643192174 false INFORMATION TABLE 2 form13f.xml AAMISSIONACQUISITIONCORP ORDSHSCLA G1000R101 700182 67196 SH SOLE 67196 0 0 ABACUSGLOBALMGMTINC PUT 00258Y954 82240 16000 SH Put SOLE 16000 0 0 ACMRESHINC CALL 00108J909 422170 16300 SH Call SOLE 16300 0 0 AERIESTECHNOLOGYINC WEXP11/06/202 G0136H110 2737 95027 SH SOLE 95027 0 0 AEVATECHNOLOGIESINC PUT 00835Q952 377900 10000 SH Put SOLE 10000 0 0 AIFEEXNEXUSACQUISITIONCOR ORDSHSCLA G8089R100 775614 76190 SH SOLE 76190 0 0 AIRJOULETECHNOLOGIESCORP WEXP03/15/202 612160119 9605 14800 SH SOLE 14800 0 0 AKAMAITECHNOLOGIESINC NOTE1.125%2/1 00971TAN1 74997 79000 PRN SOLE 0 0 79000 AKAMAITECHNOLOGIESINC NOTE0.375%9/0 00971TAL5 512703 528000 PRN SOLE 0 0 528000 ALEANNAINC WEXP12/13/202 01444V111 37220 158382 SH SOLE 158382 0 0 ALPHATIMEACQUISITIONCORP ORDINARYSHARES G0223V105 221038 18876 SH SOLE 18876 0 0 AMERICANWTRCAPCORP NOTE3.625%6/1 03040WBE4 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